Insider · CIK 0001453409

Abate Christopher J

Reports to the SEC for 2 companies · MILL VALLEY, CA

sec.gov

Transactions

Companies

Filings

CIK

0001453409

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-09-15	RWTREDWOOD TRUST INCP Purchase	Director, Chief Executive Officer	PPurchase	+100K sh	$3.84	+$384K	679,283
2026-09-15	RWTREDWOOD TRUST INCP Purchase	Director, Chief Executive Officer	PPurchase	+100K sh	$3.84	+$384K	679,283
2026-04-17	HTBKHERITAGE COMMERCE CORPD Disposition to Issuer	Director	DDisposition to Issuer	−6,980 sh	—	—	0
2026-04-14	RWTREDWOOD TRUST INC · Performance Stock UnitsF Tax Payment	Director, Chief Executive Officer	FTax Payment	−60.2K sh	—	—	51,396
2026-04-14	RWTREDWOOD TRUST INC · Performance Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−51.4K sh	—	—	0
2026-04-14	RWTREDWOOD TRUST INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+51.4K sh	$5.97	+$307K	579,283
2026-03-05	HTBKHERITAGE COMMERCE CORPA Award	Director	AAward	+4,022 sh	—	—	6,980
2025-12-24	RWTREDWOOD TRUST INC · Deferred Stock UnitsF Tax Payment	Director, Chief Executive Officer	FTax Payment	−61.3K sh	—	—	52,523
2025-12-24	RWTREDWOOD TRUST INC · Deferred Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−52.5K sh	—	—	0
2025-12-24	RWTREDWOOD TRUST INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+52.5K sh	$5.49	+$288K	527,887
2025-12-11	RWTREDWOOD TRUST INC · Deferred Stock UnitsA Award	Director, Chief Executive Officer	AAward	+116K sh	—	—	115,896
2025-08-18	HTBKHERITAGE COMMERCE CORPA Award	Director	AAward	+2,958 sh	—	—	2,958
2025-04-15	RWTREDWOOD TRUST INC · Performance Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−31.2K sh	—	—	36,397
2025-04-15	RWTREDWOOD TRUST INC · Performance Stock UnitsF Tax Payment	Director, Chief Executive Officer	FTax Payment	−36.4K sh	—	—	0
2025-04-15	RWTREDWOOD TRUST INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+31.2K sh	$5.23	+$163K	475,364
2024-12-23	RWTREDWOOD TRUST INC · Deferred Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−49.4K sh	—	—	0
2024-12-23	RWTREDWOOD TRUST INC · Deferred Stock UnitsF Tax Payment	Director, Chief Executive Officer	FTax Payment	−57.5K sh	—	—	49,441
2024-12-23	RWTREDWOOD TRUST INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+49.4K sh	$6.77	+$335K	444,170
2024-12-19	RWTREDWOOD TRUST INC · Deferred Stock UnitsA Award	Director, Chief Executive Officer	AAward	+98.3K sh	—	—	98,268
2024-04-16	RWTREDWOOD TRUST INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+99.2K sh	$5.59	+$555K	394,729
2024-04-16	RWTREDWOOD TRUST INC · Performance Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−99.2K sh	—	—	115,320
2024-04-16	RWTREDWOOD TRUST INC · Performance Stock UnitsF Tax Payment	Director, Chief Executive Officer	FTax Payment	−115K sh	—	—	0
2023-12-20	RWTREDWOOD TRUST INC · Deferred Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−53.8K sh	—	—	0
2023-12-20	RWTREDWOOD TRUST INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+53.8K sh	$7.47	+$402K	295,500
2023-12-20	RWTREDWOOD TRUST INC · Deferred Stock UnitsF Tax Payment	Director, Chief Executive Officer	FTax Payment	−59.8K sh	—	—	53,807
2023-12-14	RWTREDWOOD TRUST INC · Deferred Stock UnitsA Award	Director, Chief Executive Officer	AAward	+118K sh	—	—	118,421
2022-12-20	RWTREDWOOD TRUST INC · Deferred Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−36.6K sh	—	—	40,674
2022-12-20	RWTREDWOOD TRUST INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+36.6K sh	$6.90	+$252K	241,693
2022-12-20	RWTREDWOOD TRUST INC · Deferred Stock UnitsF Tax Payment	Director, Chief Executive Officer	FTax Payment	−40.7K sh	—	—	0
2022-07-01	RWTREDWOOD TRUST INC · Deferred Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−7,123 sh	—	—	0
2022-07-01	RWTREDWOOD TRUST INC · Deferred Stock UnitsF Tax Payment	Director, Chief Executive Officer	FTax Payment	−7,919 sh	—	—	7,123
2022-07-01	RWTREDWOOD TRUST INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+7,123 sh	$7.71	+$54.9K	205,112
2021-12-20	RWTREDWOOD TRUST INC · Deferred Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−23.4K sh	—	—	0
2021-12-20	RWTREDWOOD TRUST INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+23.4K sh	$12.83	+$300K	197,989
2021-12-20	RWTREDWOOD TRUST INC · Deferred Stock UnitsF Tax Payment	Director, Chief Executive Officer	FTax Payment	−26K sh	—	—	23,379
2021-12-14	RWTREDWOOD TRUST INC · Deferred Stock UnitsA Award	Director, Chief Executive Officer	AAward	+114K sh	—	—	113,808
2021-05-03	RWTREDWOOD TRUST INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+67 sh	$11.11	+$744.37	174,610
2021-05-03	RWTREDWOOD TRUST INC · Deferred Stock UnitsF Tax Payment	Director, Chief Executive Officer	FTax Payment	−74 sh	—	—	67
2021-05-03	RWTREDWOOD TRUST INC · Deferred Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−67 sh	—	—	0
2020-12-18	RWTREDWOOD TRUST INC · Deferred Stock UnitsF Tax Payment	Director, Chief Executive Officer	FTax Payment	−23.3K sh	—	—	20,918
2020-12-18	RWTREDWOOD TRUST INC · Deferred Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−20.9K sh	—	—	0
2020-12-18	RWTREDWOOD TRUST INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+20.9K sh	$8.77	+$183K	174,543
2020-12-16	RWTREDWOOD TRUST INC · Deferred Stock UnitsA Award	Director, Chief Executive Officer	AAward	+107K sh	—	—	106,898
2020-07-01	RWTREDWOOD TRUST INC · Deferred Stock UnitsF Tax Payment	Director, Chief Executive Officer	FTax Payment	−10.9K sh	—	—	9,790
2020-07-01	RWTREDWOOD TRUST INC · Deferred Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−9,790 sh	—	—	0
2020-07-01	RWTREDWOOD TRUST INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+9,790 sh	$7.00	+$68.5K	153,625
2019-12-20	RWTREDWOOD TRUST INCM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+47.7K sh	$16.64	+$793K	143,835
2019-12-20	RWTREDWOOD TRUST INC · Deferred Stock UnitsF Tax Payment	Director, Chief Executive Officer	FTax Payment	−22.2K sh	—	—	0
2019-12-20	RWTREDWOOD TRUST INC · Deferred Stock UnitsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−20K sh	—	—	22,240
2019-12-20	RWTREDWOOD TRUST INC · Performance Stock UnitsF Tax Payment	Director, Chief Executive Officer	FTax Payment	−30.7K sh	—	—	0

Recent filings

Accepted (ET)
Sep 184/A
Abate Christopher J0001104659-26-109010
SEC(opens sec.gov)
Sep 154
Abate Christopher J0001104659-26-107867
SEC(opens sec.gov)
Apr 174
Abate Christopher J0001104659-26-045002
SEC(opens sec.gov)
Apr 154
Abate Christopher J0001453409-26-000005
SEC(opens sec.gov)
Mar 94
Abate Christopher J0001593968-26-000080
SEC(opens sec.gov)
Dec 294
Abate Christopher J0001453409-25-000007
SEC(opens sec.gov)
Dec 124
Abate Christopher J0001453409-25-000005
SEC(opens sec.gov)
Aug 204
Abate Christopher J0001593968-25-000958
SEC(opens sec.gov)
Apr 174
Abate Christopher J0001453409-25-000002
SEC(opens sec.gov)
Dec 264
Abate Christopher J0001453409-24-000006
SEC(opens sec.gov)
Dec 204
Abate Christopher J0001453409-24-000004
SEC(opens sec.gov)
Apr 184
Abate Christopher J0001453409-24-000002
SEC(opens sec.gov)

Companies

Address

1 BELVEDERE PLACE SUITE 300

MILL VALLEY, CA, 94941