Insider · CIK 0001457589

Rubin Bruce L.

Reports to the SEC for 3 companies · GREENWICH, CT

Transactions

Companies

Filings

CIK

0001457589

Forms 4 and 5

Insider transactions

3 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-06-14	OXSQOxford Square Capital Corp.X Exercise of In-Money	CFO, CS and Treasurer	XExercise of In-Money	+2,737 sh	$2.66	+$7,280.42	10,949
2023-06-14	OXSQOxford Square Capital Corp. · Transferable Subscription Rights (right to buy)X Exercise of In-Money	CFO, CS and Treasurer	XExercise of In-Money	−2,737 sh	—	—	0
2020-03-12	OXLCOxford Lane Capital Corp.J Other	CFO, SEC, TREAS	JOther	−1,495 sh	$25.06	−$37.5K	3,005

C/O OXFORD LANE CAPITAL CORP. 8 SOUND SHORE DRIVE, SUITE 255

GREENWICH, CT, 06830