Insider · CIK 0001464011

Garfin Mitchell

Reports to the SEC for 14 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001464011

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-01-30	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUSTM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	+8,122.523 sh	—	—	8,122.523
2026-01-30	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUSTD Disposition to Issuer	Portfolio Manager	DDisposition to Issuer	−8,122.523 sh	$10.64	−$86.4K	0
2026-01-30	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUST · Phantom SharesA Award	Portfolio Manager	AAward	+13.4K sh	$10.64	+$142K	13,383.017
2026-01-30	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUST · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−3,573.69 sh	—	—	7,147.38
2026-01-30	HYTBLACKROCK CORPORATE HIGH YIELD FUND, INC.M Exercise/Conversion	Portfolio Manager	MExercise/Conversion	+33K sh	—	—	33,028.448
2026-01-30	HYTBLACKROCK CORPORATE HIGH YIELD FUND, INC.D Disposition to Issuer	Portfolio Manager	DDisposition to Issuer	−33K sh	$8.86	−$293K	0
2026-01-30	HYTBLACKROCK CORPORATE HIGH YIELD FUND, INC. · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−15.7K sh	—	—	31,339.727
2026-01-30	HYTBLACKROCK CORPORATE HIGH YIELD FUND, INC. · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−10.1K sh	—	—	10,104.215
2026-01-30	HYTBLACKROCK CORPORATE HIGH YIELD FUND, INC. · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−7,254.37 sh	—	—	0
2026-01-30	BLWBLACKROCK Ltd DURATION INCOME TRUSTM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	+4,604.129 sh	—	—	4,604.129
2026-01-30	BLWBLACKROCK Ltd DURATION INCOME TRUSTD Disposition to Issuer	Portfolio Manager	DDisposition to Issuer	−4,604.129 sh	$13.74	−$63.3K	0
2026-01-30	BLWBLACKROCK Ltd DURATION INCOME TRUST · Phantom SharesA Award	Portfolio Manager	AAward	+10.4K sh	$13.74	+$142K	10,363.559
2026-01-30	BLWBLACKROCK Ltd DURATION INCOME TRUST · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−2,699.203 sh	—	—	5,398.406
2026-01-30	BLWBLACKROCK Ltd DURATION INCOME TRUST · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−1,904.926 sh	—	—	0
2026-01-30	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUST · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−2,201.793 sh	—	—	2,201.793
2026-01-30	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUST · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−2,347.04 sh	—	—	0
2026-01-30	BGTBLACKROCK FLOATING RATE INCOME TRUSTM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	+5,141.053 sh	—	—	5,141.053
2026-01-30	BGTBLACKROCK FLOATING RATE INCOME TRUSTD Disposition to Issuer	Portfolio Manager	DDisposition to Issuer	−5,141.053 sh	$11.45	−$58.9K	0
2026-01-30	FRABLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC.M Exercise/Conversion	Portfolio Manager	MExercise/Conversion	+2,950.662 sh	—	—	2,950.662
2026-01-30	FRABLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC.D Disposition to Issuer	Portfolio Manager	DDisposition to Issuer	−2,950.662 sh	$11.76	−$34.7K	0
2026-01-30	FRABLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−2,950.662 sh	—	—	5,901.324
2026-01-30	BGTBLACKROCK FLOATING RATE INCOME TRUST · Phantom SharesA Award	Portfolio Manager	AAward	+12.4K sh	$11.45	+$142K	12,436.271
2026-01-30	BGTBLACKROCK FLOATING RATE INCOME TRUST · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−3,105.656 sh	—	—	6,211.312
2026-01-30	BGTBLACKROCK FLOATING RATE INCOME TRUST · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−2,035.397 sh	—	—	2,035.397
2026-01-30	DSUBLACKROCK DEBT STRATEGIES FUND, INC.M Exercise/Conversion	Portfolio Manager	MExercise/Conversion	+2,256.328 sh	—	—	2,256.328
2026-01-30	DSUBLACKROCK DEBT STRATEGIES FUND, INC.D Disposition to Issuer	Portfolio Manager	DDisposition to Issuer	−2,256.328 sh	$10.21	−$23K	0
2026-01-30	DSUBLACKROCK DEBT STRATEGIES FUND, INC. · Phantom SharesA Award	Portfolio Manager	AAward	+13.9K sh	$10.21	+$142K	13,946.651
2026-01-30	DSUBLACKROCK DEBT STRATEGIES FUND, INC. · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−2,256.328 sh	—	—	2,256.328
2025-01-31	DSUBLACKROCK DEBT STRATEGIES FUND, INC.M Exercise/Conversion	Portfolio Manager	MExercise/Conversion	+2,014.522 sh	—	—	2,014.522
2025-01-31	DSUBLACKROCK DEBT STRATEGIES FUND, INC.D Disposition to Issuer	Portfolio Manager	DDisposition to Issuer	−2,014.522 sh	$10.75	−$21.7K	0
2025-01-31	DSUBLACKROCK DEBT STRATEGIES FUND, INC. · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−2,014.522 sh	—	—	4,029.045
2025-01-31	HYTBLACKROCK CORPORATE HIGH YIELD FUND, INC.M Exercise/Conversion	Portfolio Manager	MExercise/Conversion	+15.7K sh	—	—	15,732.554
2025-01-31	HYTBLACKROCK CORPORATE HIGH YIELD FUND, INC.D Disposition to Issuer	Portfolio Manager	DDisposition to Issuer	−15.7K sh	$9.90	−$156K	0
2025-01-31	HYTBLACKROCK CORPORATE HIGH YIELD FUND, INC. · Phantom SharesA Award	Portfolio Manager	AAward	+42.6K sh	$9.90	+$422K	42,606.061
2025-01-31	HYTBLACKROCK CORPORATE HIGH YIELD FUND, INC. · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−9,157.723 sh	—	—	18,315.445
2025-01-31	HYTBLACKROCK CORPORATE HIGH YIELD FUND, INC. · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−6,574.831 sh	—	—	6,574.831
2025-01-31	BLWBLACKROCK Ltd DURATION INCOME TRUSTM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	+1,728.685 sh	—	—	1,728.685
2025-01-31	BLWBLACKROCK Ltd DURATION INCOME TRUSTD Disposition to Issuer	Portfolio Manager	DDisposition to Issuer	−1,728.685 sh	$14.35	−$24.8K	0
2025-01-31	BLWBLACKROCK Ltd DURATION INCOME TRUST · Phantom SharesA Award	Portfolio Manager	AAward	+7,348.432 sh	$14.35	+$105K	7,348.432
2025-01-31	BLWBLACKROCK Ltd DURATION INCOME TRUST · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−1,728.685 sh	—	—	1,728.685
2025-01-31	FRABLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. · Phantom SharesA Award	Portfolio Manager	AAward	+8,025.114 sh	$13.14	+$105K	8,025.114
2025-01-31	BGTBLACKROCK FLOATING RATE INCOME TRUSTM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	+1,808.222 sh	—	—	1,808.222
2025-01-31	BGTBLACKROCK FLOATING RATE INCOME TRUSTD Disposition to Issuer	Portfolio Manager	DDisposition to Issuer	−1,808.222 sh	$12.74	−$23K	0
2025-01-31	BGTBLACKROCK FLOATING RATE INCOME TRUST · Phantom SharesA Award	Portfolio Manager	AAward	+8,277.08 sh	$12.74	+$105K	8,277.08
2025-01-31	BGTBLACKROCK FLOATING RATE INCOME TRUST · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−1,808.222 sh	—	—	3,616.444
2025-01-31	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUSTM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	+10.6K sh	—	—	10,625.75
2025-01-31	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUSTD Disposition to Issuer	Portfolio Manager	DDisposition to Issuer	−10.6K sh	$10.80	−$115K	0
2025-01-31	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUST · Phantom SharesA Award	Portfolio Manager	AAward	+9,763.889 sh	$10.80	+$105K	9,763.889
2025-01-31	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUST · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−2,005.216 sh	—	—	4,010.432
2025-01-31	BTZBLACKROCK CREDIT ALLOCATION INCOME TRUST · Phantom SharesM Exercise/Conversion	Portfolio Manager	MExercise/Conversion	−2,137.496 sh	—	—	2,137.496

Recent filings

Accepted (ET)
Feb 34
Garfin Mitchell0001193125-26-035744
SEC(opens sec.gov)
Feb 34
Garfin Mitchell0001193125-26-036035
SEC(opens sec.gov)
Feb 34
Garfin Mitchell0001193125-26-035633
SEC(opens sec.gov)
Feb 34
Garfin Mitchell0001193125-26-035702
SEC(opens sec.gov)
Feb 34
Garfin Mitchell0001193125-26-035889
SEC(opens sec.gov)

Companies

Address

50 HUDSON YARDS

NEW YORK, NY, 10001