Insider · CIK 0001466921

Herring Lisa S

Reports to the SEC for 1 company · SMITHFIELD, NC

sec.gov

Transactions

Companies

Filings

CIK

0001466921

Forms 4 and 5

Insider transactions

29 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-11-01	FOUR OAKS FINCORP INCD Disposition to Issuer	Executive Vice President	DDisposition to Issuer	−20.2K sh	—	—	0
2017-11-01	FOUR OAKS FINCORP INCD Disposition to Issuer	Executive Vice President	DDisposition to Issuer	−152.271 sh	—	—	0
2017-11-01	FOUR OAKS FINCORP INCD Disposition to Issuer	Executive Vice President	DDisposition to Issuer	−153.273 sh	—	—	0
2017-11-01	FOUR OAKS FINCORP INCD Disposition to Issuer	Executive Vice President	DDisposition to Issuer	−144.257 sh	—	—	0
2017-11-01	FOUR OAKS FINCORP INCF Tax Payment	Executive Vice President	FTax Payment	−6,794 sh	$18.80	−$128K	20,155.688
2017-03-31	FOUR OAKS FINCORP INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+500 sh	$5.75	+$2,875	26,302
2017-03-31	FOUR OAKS FINCORP INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+500 sh	$8.50	+$4,250	26,802
2017-03-31	FOUR OAKS FINCORP INCEmployee stock option (right to buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+500 sh	—	—	0
2017-03-31	FOUR OAKS FINCORP INCEmployee stock option (right to buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+500 sh	—	—	0
2017-02-03	FOUR OAKS FINCORP INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+2,500 sh	$1.70	+$4,250	128,999.636
2017-02-01	FOUR OAKS FINCORP INCEmployee stock option(right to buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	+2,500 sh	—	—	0
2016-01-13	FOUR OAKS FINCORP INCA Award	Executive Vice President	AAward	+20K sh	—	—	130,999.636
2016-01-13	FOUR OAKS FINCORP INCF Tax Payment	Executive Vice President	FTax Payment	−4,500 sh	$1.90	−$8,550	126,499.636
2015-01-20	FOUR OAKS FINCORP INCA Award	Executive Vice President	AAward	+100K sh	—	—	110,999.636
2014-08-15	FOUR OAKS FINCORP INCP Purchase	Executive Vice President	PPurchase	+567 sh	$1.00	+$567	756.379
2014-08-15	FOUR OAKS FINCORP INCP Purchase	Executive Vice President	PPurchase	+540 sh	$1.00	+$540	720
2014-08-15	FOUR OAKS FINCORP INCP Purchase	Executive Vice President	PPurchase	+570 sh	$1.00	+$570	760.044
2014-08-15	FOUR OAKS FINCORP INCP Purchase	Executive Vice President	PPurchase	+8,247 sh	$1.00	+$8,247	10,999.636
2014-02-24	FOUR OAKS FINCORP INCStock Option (Right to Buy)A Award	Executive Vice President	AAward	+2,500 sh	—	—	2,500
2013-07-08	FOUR OAKS FINCORP INCG Gift	Executive Vice President	GGift	+180 sh	—	—	180
2013-07-08	FOUR OAKS FINCORP INCG Gift	Executive Vice President	GGift	−540 sh	—	—	2,735.78
2013-07-08	FOUR OAKS FINCORP INCG Gift	Executive Vice President	GGift	+180 sh	—	—	189.379
2013-07-08	FOUR OAKS FINCORP INCG Gift	Executive Vice President	GGift	+180 sh	—	—	190.044
2013-03-11	FOUR OAKS FINCORP INCStock option (right to buy)A Award	Executive Vice President	AAward	+2,500 sh	—	—	2,500
2012-02-27	FOUR OAKS FINCORP INCStock Option (right to buy)A Award	Executive Vice President	AAward	+2,500 sh	—	—	2,500
2011-02-28	FOUR OAKS FINCORP INCStock Option (right to buy)A Award	Executive Vice President	AAward	+2,500 sh	—	—	2,500
2010-02-24	FOUR OAKS FINCORP INCStock Option (right to buy)A Award	Executive Vice President	AAward	+2,500 sh	—	—	2,500
2009-12-18	FOUR OAKS FINCORP INCG Gift	Executive Vice President	GGift	+10 sh	—	—	10
2009-12-18	FOUR OAKS FINCORP INCG Gift	Executive Vice President	GGift	−10 sh	—	—	1,849.117

Recent filings

Accepted (ET)
Nov 34
Herring Lisa S0001140361-17-041011
SEC(opens sec.gov)
Apr 44
FOUR OAKS FINCORP INC0001140361-17-014500
SEC(opens sec.gov)
Feb 64
FOUR OAKS FINCORP INC0001140361-17-004455
SEC(opens sec.gov)
Feb 84
FOUR OAKS FINCORP INC0001140361-16-050553
SEC(opens sec.gov)
Jan 224
FOUR OAKS FINCORP INC0001140361-15-002428
SEC(opens sec.gov)
Aug 184
FOUR OAKS FINCORP INC0001140361-14-033265
SEC(opens sec.gov)
Feb 244
FOUR OAKS FINCORP INC0001140361-14-009330
SEC(opens sec.gov)
Jul 304
FOUR OAKS FINCORP INC0001140361-13-029441
SEC(opens sec.gov)

Companies

FOUR OAKS FINCORP INCExecutive Vice President

Address

17 BRITISH COURT

SMITHFIELD, NC, 27577