Insider · CIK 0001469347

Kleidman Carl

Reports to the SEC for 2 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001469347

Forms 4 and 5

Insider transactions

30 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2009-10-27	NovaRay Medical, Inc.D Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−145K sh	—	—	0
2009-10-27	NovaRay Medical, Inc.D Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−42.7K sh	—	—	0
2009-10-27	NovaRay Medical, Inc.Series A-1 Convertible Preferred StockD Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−578K sh	—	—	0
2009-10-27	NovaRay Medical, Inc.Series A-1 Convertible Preferred StockD Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−171K sh	—	—	0
2009-10-27	NovaRay Medical, Inc.Senior Secured 12% Convertible Bridge NoteD Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	—	—	—	—
2009-10-27	NovaRay Medical, Inc.Series B Convertible Participating Preferred StockA Award	Director, 10% Owner	AAward	+1.05M sh	—	—	1,054,887
2009-10-27	NovaRay Medical, Inc.Series B Convertible Participating Preferred StockA Award	Director, 10% Owner	AAward	+312K sh	—	—	311,777
2009-10-27	NovaRay Medical, Inc.Series B Convertible Participating Preferred StockA Award	Director, 10% Owner	AAward	+190K sh	—	—	1,245,247
2009-10-27	NovaRay Medical, Inc.Series B Convertible Participating Preferred StockA Award	Director, 10% Owner	AAward	+200K sh	$15.00	+$3M	1,445,247
2009-10-27	NovaRay Medical, Inc.Series B Warrant (right to buy)A Award	Director, 10% Owner	AAward	+2.07M sh	—	—	2,070,276
2009-10-27	NovaRay Medical, Inc.Bridge Warrant (right to buy)D Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−1.83M sh	—	—	0
2009-10-27	NovaRay Medical, Inc.Bridge Warrant (right to buy)A Award	Director, 10% Owner	AAward	+1.83M sh	—	—	1,833,333
2009-10-27	NovaRay Medical, Inc.Series A Warrant (right to buy)D Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−2.46M sh	—	—	0
2009-10-27	NovaRay Medical, Inc.Series A Warrant (right to buy)A Award	Director, 10% Owner	AAward	+2.46M sh	—	—	2,463,632
2009-10-27	NovaRay Medical, Inc.Series J-A Warrant (right to buy)D Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−964K sh	—	—	0
2009-10-27	NovaRay Medical, Inc.Series J-A Warrant (right to buy)A Award	Director, 10% Owner	AAward	+964K sh	—	—	963,633
2009-10-27	NovaRay Medical, Inc.Series J-A Warrant (right to buy)D Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−723K sh	—	—	0
2009-10-27	NovaRay Medical, Inc.Series J-A Warrant (right to buy)A Award	Director, 10% Owner	AAward	+723K sh	—	—	722,725
2009-10-27	NovaRay Medical, Inc.Series J-A Warrant (right to buy)D Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−723K sh	—	—	0
2009-10-27	NovaRay Medical, Inc.Series J-A Warrant (right to buy)A Award	Director, 10% Owner	AAward	+723K sh	—	—	722,725
2009-10-27	NovaRay Medical, Inc.Series A Warrant (right to buy)D Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−285K sh	—	—	0
2009-10-27	NovaRay Medical, Inc.Series A Warrant (right to buy)A Award	Director, 10% Owner	AAward	+285K sh	—	—	284,807
2009-10-27	NovaRay Medical, Inc.Series J-A Warrant (right to buy)D Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−285K sh	—	—	0
2009-10-27	NovaRay Medical, Inc.Series J-A Warrant (right to buy)A Award	Director, 10% Owner	AAward	+285K sh	—	—	284,807
2009-10-27	NovaRay Medical, Inc.Series J-A Warrant (right to buy)D Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−214K sh	—	—	0
2009-10-27	NovaRay Medical, Inc.Series J-A Warrant (right to buy)A Award	Director, 10% Owner	AAward	+214K sh	—	—	213,605
2009-10-27	NovaRay Medical, Inc.Series J-A Warrant (right to buy)D Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−214K sh	—	—	0
2009-10-27	NovaRay Medical, Inc.Series J-A Warrant (right to buy)A Award	Director, 10% Owner	AAward	+214K sh	—	—	213,605
2009-10-27	NovaRay Medical, Inc.Series A Warrant (right to buy)D Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−964K sh	—	—	0
2009-10-27	NovaRay Medical, Inc.Series A Warrant (right to buy)A Award	Director, 10% Owner	AAward	+964K sh	—	—	963,632

Recent filings

Accepted (ET)
Apr 64/A
Kleidman Carl0001144204-10-018804
SEC(opens sec.gov)
Nov 34
Kleidman Carl0001019056-09-001069
SEC(opens sec.gov)

Companies

Address

20 W. 55TH STREET, 5TH FLOOR

NEW YORK, NY, 10019