Insider · CIK 0001478247

Pooler Joseph W. Jr.

Reports to the SEC for 9 companies · PHILADELPHIA, PA

sec.gov

Transactions

Companies

Filings

CIK

0001478247

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-08-06	COHNCohen & Co Inc.S Sale	EVP, CFO and Treasurer	SSale	−1,500 sh	$11.50	−$17.3K	60,278
2026-08-05	COHNCohen & Co Inc.S Sale	EVP, CFO and Treasurer	SSale	−7,295 sh	$11.75	−$85.7K	61,778
2026-03-20	COHNCohen & Co Inc.S Sale	EVP, CFO and Treasurer	SSale	−705 sh	$15.58	−$11K	69,073
2026-03-19	COHNCohen & Co Inc.S Sale	EVP, CFO and Treasurer	SSale	−6,113 sh	$17.15	−$105K	69,778
2026-03-06	COHNCohen & Co Inc. · Cohen & Company, LLC LTIP UnitsA Award	EVP, CFO and Treasurer	AAward	+160K sh	—	—	160,000
2026-02-03	COHNCohen & Co Inc.F Tax Payment	EVP, CFO and Treasurer	FTax Payment	−7,051 sh	$18.69	−$132K	75,891
2025-12-19	COHNCohen & Co Inc.A Award	EVP, CFO and Treasurer	AAward	+15.5K sh	—	—	82,942
2025-12-03	Columbus Circle Capital Corp. IClass B ordinary sharesJ Other	Chief Financial Officer	JOther	+150K sh	—	—	150,000
2025-02-04	COHNCohen & Co Inc.F Tax Payment	EVP, CFO and Treasurer	FTax Payment	−6,843 sh	$9.74	−$66.7K	67,442
2024-12-20	COHNCohen & Co Inc.A Award	EVP, CFO and Treasurer	AAward	+15.5K sh	—	—	74,285
2024-06-07	COHNCohen & Co Inc.S Sale	EVP, CFO and Treasurer	SSale	−10K sh	$11.64	−$116K	58,785
2024-02-01	COHNCohen & Co Inc.F Tax Payment	EVP, CFO and Treasurer	FTax Payment	−4,352 sh	$7.23	−$31.5K	68,785
2023-12-21	COHNCohen & Co Inc.A Award	EVP, CFO and Treasurer	AAward	+15.5K sh	—	—	73,137
2023-02-01	COHNCohen & Co Inc.F Tax Payment	EVP, CFO and Treasurer	FTax Payment	−4,379 sh	$8.83	−$38.7K	57,637
2022-12-20	COHNCohen & Co Inc.A Award	EVP, CFO and Treasurer	AAward	+15.5K sh	—	—	62,016
2022-01-31	COHNCohen & Co Inc.F Tax Payment	EVP, CFO and Treasurer	FTax Payment	−6,479 sh	$15.20	−$98.5K	46,516
2021-12-20	COHNCohen & Co Inc.A Award	EVP, CFO and Treasurer	AAward	+15.5K sh	—	—	52,995
2021-05-24	COHNCohen & Co Inc.S Sale	EVP, CFO and Treasurer	SSale	−7,752 sh	$23.90	−$185K	39,743
2021-05-24	COHNCohen & Co Inc.S Sale	EVP, CFO and Treasurer	SSale	−2,248 sh	$24.63	−$55.4K	37,495
2021-05-21	COHNCohen & Co Inc.S Sale	EVP, CFO and Treasurer	SSale	−10K sh	$25.73	−$257K	47,495
2021-02-03	COHNCohen & Co Inc.A Award	EVP, CFO and Treasurer	AAward	+10K sh	—	—	57,495
2021-02-01	COHNCohen & Co Inc.F Tax Payment	EVP, CFO and Treasurer	FTax Payment	−5,954 sh	$17.25	−$103K	47,495
2020-12-22	INSU ACQUISITION CORP IIIClass B common stockJ Other	CFO and Secretary	JOther	+30K sh	—	—	30,000
2020-10-13	SHIFT TECHNOLOGIES, INC.Class B Common StockM Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	−30K sh	—	—	0
2020-10-13	SHIFT TECHNOLOGIES, INC.M Exercise/Conversion	Chief Accounting Officer	MExercise/Conversion	+30K sh	—	—	30,000
2020-09-08	Metromile, LLCClass B common stockJ Other	CFO and Treasurer	JOther	+30K sh	—	—	30,000
2020-02-13	COHNCohen & Co Inc.A Award	EVP, CFO and Treasurer	AAward	+17.3K sh	—	—	53,449
2020-01-31	COHNCohen & Co Inc.F Tax Payment	EVP, CFO and Treasurer	FTax Payment	−2,948 sh	$3.50	−$10.3K	36,128
2019-11-07	COHNCohen & Co Inc.S Sale	EVP, CFO and Treasurer	SSale	−1,000 sh	$4.50	−$4,500	39,076
2019-02-13	COHNCohen & Co Inc.A Award	EVP, CFO and Treasurer	AAward	+9,375 sh	—	—	40,076
2019-01-31	COHNCohen & Co Inc.F Tax Payment	EVP, CFO and Treasurer	FTax Payment	−3,036 sh	$8.15	−$24.7K	41,415
2018-02-21	COHNCohen & Co Inc.A Award	EVP, CFO and Treasurer	AAward	+4,785 sh	—	—	44,451
2018-01-31	COHNCohen & Co Inc.F Tax Payment	EVP, CFO and Treasurer	FTax Payment	−4,233 sh	$9.92	−$42K	39,666
2017-02-17	COHNCohen & Co Inc.A Award	EVP, CFO and Treasurer	AAward	+79.5K sh	—	—	439,004
2017-01-31	COHNCohen & Co Inc.F Tax Payment	EVP, CFO and Treasurer	FTax Payment	−27.4K sh	$1.27	−$34.8K	359,459
2016-02-12	COHNCohen & Co Inc.A Award	EVP, CFO and Treasurer	AAward	+92.6K sh	—	—	279,712
2016-01-31	COHNCohen & Co Inc.F Tax Payment	EVP, CFO and Treasurer	FTax Payment	−9,024 sh	$1.11	−$10K	187,119
2015-02-12	COHNCohen & Co Inc.A Award	EVP, CFO and Treasurer	AAward	+45.5K sh	—	—	196,143
2014-12-31	COHNCohen & Co Inc.F Tax Payment	EVP, CFO and Treasurer	FTax Payment	−6,022 sh	$1.65	−$9,936.3	150,688
2014-02-13	COHNCohen & Co Inc. · Employee Stock Option (Right to Buy)A Award	EVP, CFO and Treasurer	AAward	−107K sh	—	—	107,143
2013-12-31	COHNCohen & Co Inc.F Tax Payment	EVP, CFO and Treasurer	FTax Payment	−11.2K sh	$1.93	−$21.6K	156,710
2013-01-15	COHNCohen & Co Inc.A Award	EVP, CFO and Treasurer	AAward	+35K sh	—	—	167,895
2012-12-31	COHNCohen & Co Inc.F Tax Payment	EVP, CFO and Treasurer	FTax Payment	−30.5K sh	$1.20	−$36.6K	132,895
2012-03-09	COHNCohen & Co Inc.A Award	EVP, CFO and Treasurer	AAward	+30K sh	—	—	163,406
2011-06-07	COHNCohen & Co Inc.A Award	EVP, CFO and Treasurer	AAward	+76K sh	—	—	133,406
2010-03-09	COHNCohen & Co Inc.F Tax Payment	EVP, CFO and Treasurer	FTax Payment	−21.8K sh	$6.50	−$141K	57,406
2010-03-09	COHNCohen & Co Inc. · Cohen Brothers, LLC Plan UnitsD Disposition to Issuer	EVP, CFO and Treasurer	DDisposition to Issuer	−50K sh	—	—	0
2010-03-09	COHNCohen & Co Inc.A Award	EVP, CFO and Treasurer	AAward	+50K sh	—	—	79,171
2009-12-16	COHNCohen & Co Inc. · Cohen Brothers, LLC Plan UnitsA Award	EVP, CFO and Treasurer	AAward	+50K sh	—	—	50,000
2009-12-16	COHNCohen & Co Inc.A Award	EVP, CFO and Treasurer	AAward	+28.6K sh	—	—	29,171

Recent filings

Accepted (ET)
Aug 74
Pooler Joseph W. Jr.0001104659-26-092781
SEC(opens sec.gov)
Mar 234
Pooler Joseph W. Jr.0001104659-26-033174
SEC(opens sec.gov)
Mar 64
Pooler Joseph W. Jr.0001104659-26-024700
SEC(opens sec.gov)
Feb 54
Pooler Joseph W. Jr.0001104659-26-010708
SEC(opens sec.gov)
Dec 194
Pooler Joseph W. Jr.0001104659-25-122813
SEC(opens sec.gov)
Dec 54
Pooler Joseph W. Jr.0001213900-25-118863
SEC(opens sec.gov)
Feb 54
Pooler Joseph W. Jr.0001104659-25-009675
SEC(opens sec.gov)
Dec 204
Pooler Joseph W. Jr.0001104659-24-130830
SEC(opens sec.gov)
Jun 104
Pooler Joseph W. Jr.0001104659-24-070038
SEC(opens sec.gov)
Feb 24
Pooler Joseph W. Jr.0001104659-24-010049
SEC(opens sec.gov)
Dec 214
Pooler Joseph W. Jr.0001104659-23-128242
SEC(opens sec.gov)
Feb 34
Pooler Joseph W. Jr.0001104659-23-010479
SEC(opens sec.gov)
Dec 204
Pooler Joseph W. Jr.0001104659-22-128510
SEC(opens sec.gov)
Feb 24
Pooler Joseph W. Jr.0001104659-22-010991
SEC(opens sec.gov)
Dec 204
Pooler Joseph W. Jr.0001104659-21-151792
SEC(opens sec.gov)
May 254
Pooler Joseph W. Jr.0001104659-21-071749
SEC(opens sec.gov)

Companies

Address

C/O COHEN & CO INC., 2929 ARCH STREET, SUITE 1703

PHILADELPHIA, PA, 19104-2870