Insider · CIK 0001478833

Cerutti Dominique

Reports to the SEC for 2 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001478833

Forms 4 and 5

Insider transactions

40 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-11-13	NYSE EuronextRestricted Stock UnitsD Disposition to Issuer	Director, President & Deputy CEO	DDisposition to Issuer	−44.4K sh	—	—	0
2013-11-13	NYSE EuronextRestricted Stock UnitsD Disposition to Issuer	Director, President & Deputy CEO	DDisposition to Issuer	−38.3K sh	—	—	0
2013-11-13	NYSE EuronextRestricted Stock UnitsD Disposition to Issuer	Director, President & Deputy CEO	DDisposition to Issuer	−51.8K sh	—	—	0
2013-11-13	NYSE EuronextD Disposition to Issuer	Director, President & Deputy CEO	DDisposition to Issuer	−123K sh	—	—	0
2013-11-13	NYSE EuronextRestricted Stock UnitsD Disposition to Issuer	Director, President & Deputy CEO	DDisposition to Issuer	−8,393 sh	—	—	0
2013-11-13	NYSE EuronextRestricted Stock UnitsD Disposition to Issuer	Director, President & Deputy CEO	DDisposition to Issuer	−21.9K sh	—	—	0
2013-11-13	NYSE EuronextRestricted Stock UnitsD Disposition to Issuer	Director, President & Deputy CEO	DDisposition to Issuer	−17K sh	—	—	0
2013-02-11	NYSE EuronextRestricted Stock UnitsC Conversion	Director, President & Deputy CEO	CConversion	−10.9K sh	—	—	21,884
2013-02-11	NYSE EuronextC Conversion	Director, President & Deputy CEO	CConversion	+10.9K sh	—	—	123,846
2013-02-11	NYSE EuronextF Tax Payment	Director, President & Deputy CEO	FTax Payment	−968 sh	$36.24	−$35.1K	122,878
2013-02-10	NYSE EuronextRestricted Stock UnitsC Conversion	Director, President & Deputy CEO	CConversion	−74K sh	—	—	0
2013-02-10	NYSE EuronextC Conversion	Director, President & Deputy CEO	CConversion	+494 sh	—	—	38,908
2013-02-10	NYSE EuronextC Conversion	Director, President & Deputy CEO	CConversion	+74K sh	—	—	112,904
2013-02-10	NYSE EuronextRestricted Stock UnitsC Conversion	Director, President & Deputy CEO	CConversion	−494 sh	—	—	0
2013-02-08	NYSE EuronextC Conversion	Director, President & Deputy CEO	CConversion	+8,393 sh	—	—	38,414
2013-02-08	NYSE EuronextRestricted Stock UnitsC Conversion	Director, President & Deputy CEO	CConversion	−8,393 sh	—	—	8,393
2013-02-06	NYSE EuronextRestricted Stock UnitsA Award	Director, President & Deputy CEO	AAward	+38.3K sh	—	—	38,330
2013-02-06	NYSE EuronextRestricted Stock UnitsA Award	Director, President & Deputy CEO	AAward	+17K sh	—	—	17,036
2012-12-15	NYSE EuronextC Conversion	Director, President & Deputy CEO	CConversion	+7,354 sh	—	—	30,021
2012-12-15	NYSE EuronextRestricted Stock UnitsC Conversion	Director, President & Deputy CEO	CConversion	−7,354 sh	—	—	0
2012-02-11	NYSE EuronextRestricted Stock UnitsA Award	Director, President & Deputy CEO	AAward	+32.8K sh	—	—	32,826
2012-02-11	NYSE EuronextRestricted Stock UnitsA Award	Director, President & Deputy CEO	AAward	+51.8K sh	—	—	51,831
2012-02-10	NYSE EuronextC Conversion	Director, President & Deputy CEO	CConversion	+493 sh	—	—	22,667
2012-02-10	NYSE EuronextRestricted Stock UnitsC Conversion	Director, President & Deputy CEO	CConversion	−493 sh	—	—	494
2012-02-08	NYSE EuronextF Tax Payment	Director, President & Deputy CEO	FTax Payment	−743 sh	$27.82	−$20.7K	22,174
2012-02-08	NYSE EuronextC Conversion	Director, President & Deputy CEO	CConversion	+8,392 sh	—	—	22,917
2012-02-08	NYSE EuronextRestricted Stock UnitsC Conversion	Director, President & Deputy CEO	CConversion	−8,392 sh	—	—	16,786
2011-12-15	NYSE EuronextC Conversion	Director, President & Deputy CEO	CConversion	+7,354 sh	—	—	14,525
2011-12-15	NYSE EuronextRestricted Stock UnitsC Conversion	Director, President & Deputy CEO	CConversion	−7,354 sh	—	—	7,354
2011-02-10	NYSE EuronextRestricted Stock UnitsC Conversion	Director, President & Deputy CEO	CConversion	−493 sh	—	—	987
2011-02-10	NYSE EuronextF Tax Payment	Director, President & Deputy CEO	FTax Payment	−43 sh	$38.10	−$1,638.3	7,171
2011-02-10	NYSE EuronextC Conversion	Director, President & Deputy CEO	CConversion	+493 sh	—	—	7,214
2011-02-08	NYSE EuronextRestricted Stock UnitsA Award	Director, President & Deputy CEO	AAward	+25.2K sh	—	—	25,178
2011-02-08	NYSE EuronextRestricted Stock UnitsA Award	Director, President & Deputy CEO	AAward	+44.4K sh	—	—	44,431
2010-12-15	NYSE EuronextF Tax Payment	Director, President & Deputy CEO	FTax Payment	−633 sh	$29.35	−$18.6K	6,721
2010-12-15	NYSE EuronextC Conversion	Director, President & Deputy CEO	CConversion	+7,354 sh	—	—	7,354
2010-12-15	NYSE EuronextRestricted Stock UnitsC Conversion	Director, President & Deputy CEO	CConversion	−7,354 sh	—	—	14,708
2010-02-10	NYSE EuronextRestricted Stock UnitsA Award	Director, President & Deputy CEO	AAward	+74K sh	—	—	73,996
2010-02-10	NYSE EuronextRestricted Stock UnitsA Award	Director, President & Deputy CEO	AAward	+1,480 sh	—	—	1,480
2009-12-15	NYSE EuronextRestricted Stock UnitsA Award	Director, President & Deputy CEO	AAward	+22.1K sh	—	—	22,062

Recent filings

Accepted (ET)
Nov 134
NYSE Euronext0001127602-13-031452
SEC(opens sec.gov)
Feb 124
Cerutti Dominique0001127602-13-005706
SEC(opens sec.gov)
Feb 84
Cerutti Dominique0001127602-13-005040
SEC(opens sec.gov)
Dec 184
Cerutti Dominique0001127602-12-034365
SEC(opens sec.gov)

Companies

Address

C/O NYSE EURONEXT 11 WALL STREET

NEW YORK, NY, 10005