Insider · CIK 0001480366

Apfelbach Eric C

Reports to the SEC for 1 company · MENOMONEE FALLS, WI

sec.gov

Transactions

Companies

Filings

CIK

0001480366

Forms 4 and 5

Insider transactions

29 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-11-14	EnSync, Inc.Restricted Stock UnitsA Award	Director	AAward	+72.7K sh	—	—	72,727
2015-11-17	EnSync, Inc.Restricted Stock UnitsA Award	Director	AAward	+144K sh	—	—	144,000
2015-07-13	EnSync, Inc.Stock Option (right to buy)A Award	Director	AAward	+75K sh	—	—	75,000
2014-06-27	EnSync, Inc.S Sale	Director	SSale	−4,830 sh	$1.75	−$8,466.024	153,364
2014-06-26	EnSync, Inc.S Sale	Director	SSale	−24K sh	$1.70	−$40.7K	158,194
2014-06-25	EnSync, Inc.S Sale	Director	SSale	−24K sh	$1.67	−$39.9K	182,184
2014-06-24	EnSync, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+200K sh	—	—	230,162
2014-06-24	EnSync, Inc.S Sale	Director	SSale	−24K sh	$1.70	−$40.7K	206,173
2014-06-24	EnSync, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−200K sh	—	—	0
2014-01-15	EnSync, Inc.Restricted Stock UnitsA Award	Director	AAward	+100K sh	—	—	100,000
2013-12-19	EnSync, Inc.P Purchase	Director	PPurchase	+10K sh	$0.80	+$8,000	30,162
2012-09-30	EnSync, Inc.Restricted Stock UnitsA Award	Director	AAward	+450K sh	—	—	450,000
2012-06-19	EnSync, Inc.Zero Coupon Convertible NotesD Disposition to Issuer	Director	DDisposition to Issuer	—	$22000.00	—	—
2012-06-14	EnSync, Inc.P Purchase	Director	PPurchase	+57.9K sh	$0.38	+$22K	100,812
2012-05-01	EnSync, Inc.Zero Coupon Convertible NotesP Purchase	Director	PPurchase	—	—	—	—
2012-05-01	EnSync, Inc.Common Stock Warrants (right to buy)P Purchase	Director	PPurchase	+20.8K sh	—	—	20,755
2012-03-16	EnSync, Inc.P Purchase	Director	PPurchase	+5,000 sh	$0.67	+$3,325	42,918
2011-09-22	EnSync, Inc.P Purchase	Director	PPurchase	+5,000 sh	$0.70	+$3,500	37,918
2011-08-09	EnSync, Inc.Stock Option (right to buy)A Award	Director	AAward	+300K sh	—	—	300,000
2011-06-14	EnSync, Inc.P Purchase	Director	PPurchase	+10.9K sh	$0.92	+$10K	32,918
2011-05-06	EnSync, Inc.RESTRICTED STOCK UNITSA Award	Director	AAward	+200K sh	—	—	200,000
2010-11-17	EnSync, Inc.P Purchase	Director	PPurchase	+2,000 sh	$0.56	+$1,116	22,048
2010-11-10	EnSync, Inc.RESTRICTED STOCK UNITSA Award	Director	AAward	+75K sh	—	—	75,000
2010-07-01	EnSync, Inc.P Purchase	Director	PPurchase	+4,000 sh	$0.53	+$2,120	20,048
2010-06-30	EnSync, Inc.Stock Option (right to buy)A Award	Director	AAward	+50K sh	—	—	50,000
2010-06-17	EnSync, Inc.P Purchase	Director	PPurchase	+4,000 sh	$0.48	+$1,932	16,048
2010-03-19	EnSync, Inc.P Purchase	Director	PPurchase	+12K sh	$0.83	+$9,999.84	12,048
2010-01-07	EnSync, Inc.Stock Option (right to buy)A Award	Director	AAward	+400K sh	—	—	400,000
2010-01-07	EnSync, Inc.Stock Option (right to buy)A Award	Director	AAward	+100K sh	—	—	100,000

Recent filings

Accepted (ET)
Nov 164
EnSync, Inc.0001209191-16-150640
SEC(opens sec.gov)
Sep 94
EnSync, Inc.0001209191-16-140738
SEC(opens sec.gov)
Jul 154
ZBB ENERGY CORP0001209191-15-060905
SEC(opens sec.gov)
Jul 14/A
ZBB ENERGY CORP0001181431-14-025463
SEC(opens sec.gov)
Jan 174
ZBB ENERGY CORP0001181431-14-002993
SEC(opens sec.gov)
Dec 194
ZBB ENERGY CORP0001181431-13-063838
SEC(opens sec.gov)
Oct 24
Apfelbach Eric C0001181431-12-053047
SEC(opens sec.gov)
Jun 214
Apfelbach Eric C0001181431-12-037558
SEC(opens sec.gov)
Jun 154
Apfelbach Eric C0001181431-12-036632
SEC(opens sec.gov)
May 34
Apfelbach Eric C0001181431-12-027356
SEC(opens sec.gov)
Mar 194
Apfelbach Eric C0001181431-12-018344
SEC(opens sec.gov)
Sep 234
Apfelbach Eric C0001181431-11-050308
SEC(opens sec.gov)
Aug 104
Apfelbach Eric C0001181431-11-044852
SEC(opens sec.gov)
Jul 145
Apfelbach Eric C0001181431-11-041250
SEC(opens sec.gov)

Companies

EnSync, Inc.Director

Address

N93 W14475 WHITTAKER WAY

MENOMONEE FALLS, WI, 53051