Insider · CIK 0001486173

Fine Kenneth M.

Reports to the SEC for 1 company · PALO ALTO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001486173

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-07-21	Financial Engines, LLCM Exercise/Conversion	EVP, Marketing	MExercise/Conversion	+1,000 sh	$7.50	+$7,500	53,340
2011-07-21	Financial Engines, LLCS Sale	EVP, Marketing	SSale	−1,000 sh	$25.00	−$25K	52,340
2011-07-21	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP, Marketing	MExercise/Conversion	−1,000 sh	—	—	29,580
2011-06-06	Financial Engines, LLCM Exercise/Conversion	EVP, Marketing	MExercise/Conversion	+20K sh	$7.50	+$150K	72,340
2011-06-06	Financial Engines, LLCS Sale	EVP, Marketing	SSale	−20K sh	$23.63	−$473K	52,340
2011-06-06	Financial Engines, LLCStock Option (Right to Buy)M Exercise/Conversion	EVP, Marketing	MExercise/Conversion	−20K sh	—	—	5,990
2011-05-16	Financial Engines, LLCM Exercise/Conversion	EVP, Marketing	MExercise/Conversion	+20K sh	$7.50	+$150K	72,340
2011-05-16	Financial Engines, LLCS Sale	EVP, Marketing	SSale	−20K sh	$26.36	−$527K	52,340
2011-05-16	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP, Marketing	MExercise/Conversion	−20K sh	—	—	25,990
2011-04-04	Financial Engines, LLCM Exercise/Conversion	EVP, Marketing	MExercise/Conversion	+20K sh	$7.50	+$150K	72,340
2011-04-04	Financial Engines, LLCS Sale	EVP, Marketing	SSale	−20K sh	$28.02	−$560K	52,340
2011-04-04	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP, Marketing	MExercise/Conversion	−20K sh	—	—	45,990
2011-03-19	Financial Engines, LLCF Tax Payment	EVP, Marketing	FTax Payment	−11.7K sh	$24.29	−$283K	52,340
2011-03-07	Financial Engines, LLCM Exercise/Conversion	EVP, Marketing	MExercise/Conversion	+20K sh	$7.50	+$150K	84,005
2011-03-07	Financial Engines, LLCS Sale	EVP, Marketing	SSale	−20K sh	$24.76	−$495K	64,005
2011-03-07	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP, Marketing	MExercise/Conversion	−20K sh	—	—	65,990
2011-02-22	Financial Engines, LLCM Exercise/Conversion	EVP, Marketing	MExercise/Conversion	+10K sh	$10.00	+$100K	64,005
2011-02-22	Financial Engines, LLCEmployee Stock Option - (Right to Buy)M Exercise/Conversion	EVP, Marketing	MExercise/Conversion	−10K sh	—	—	0
2011-02-16	Financial Engines, LLCM Exercise/Conversion	EVP, Marketing	MExercise/Conversion	+14K sh	$7.50	+$105K	68,015
2011-02-16	Financial Engines, LLCS Sale	EVP, Marketing	SSale	−14K sh	$24.49	−$343K	54,005
2011-02-16	Financial Engines, LLCM Exercise/Conversion	EVP, Marketing	MExercise/Conversion	+5,990 sh	$6.51	+$39K	59,995
2011-02-16	Financial Engines, LLCS Sale	EVP, Marketing	SSale	−5,990 sh	$24.49	−$147K	54,005
2011-02-16	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP, Marketing	MExercise/Conversion	−14K sh	—	—	85,990
2011-02-16	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP, Marketing	MExercise/Conversion	−5,990 sh	—	—	54,820
2011-01-18	Financial Engines, LLCM Exercise/Conversion	EVP, Marketing	MExercise/Conversion	+10K sh	$10.00	+$100K	64,005
2011-01-18	Financial Engines, LLCS Sale	EVP, Marketing	SSale	−10K sh	$22.98	−$230K	54,005
2011-01-18	Financial Engines, LLCM Exercise/Conversion	EVP, Marketing	MExercise/Conversion	+10K sh	$6.51	+$65.1K	64,005
2011-01-18	Financial Engines, LLCS Sale	EVP, Marketing	SSale	−10K sh	$22.98	−$230K	54,005
2011-01-18	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP, Marketing	MExercise/Conversion	−10K sh	—	—	0
2011-01-18	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP, Marketing	MExercise/Conversion	−10K sh	—	—	60,810
2010-12-28	Financial Engines, LLCM Exercise/Conversion	EVP, Marketing	MExercise/Conversion	+13.9K sh	$6.51	+$90.6K	67,918
2010-12-28	Financial Engines, LLCS Sale	EVP, Marketing	SSale	−13.9K sh	$20.00	−$278K	54,005
2010-12-28	Financial Engines, LLCM Exercise/Conversion	EVP, Marketing	MExercise/Conversion	+6,087 sh	$7.50	+$45.7K	60,092
2010-12-28	Financial Engines, LLCS Sale	EVP, Marketing	SSale	−6,087 sh	$20.00	−$122K	54,005
2010-12-28	Financial Engines, LLCEmployee Stock Option- Right to BuyM Exercise/Conversion	EVP, Marketing	MExercise/Conversion	−13.9K sh	—	—	70,810
2010-12-28	Financial Engines, LLCEmployee Stock Option - Right to BuyM Exercise/Conversion	EVP, Marketing	MExercise/Conversion	−6,087 sh	—	—	30,580
2010-12-13	Financial Engines, LLCM Exercise/Conversion	EVP, Marketing	MExercise/Conversion	+22.5K sh	$6.51	+$146K	76,505
2010-12-13	Financial Engines, LLCS Sale	EVP, Marketing	SSale	−22.5K sh	$17.95	−$404K	54,005
2010-12-13	Financial Engines, LLCEmployee Stock Option - Right to BuyM Exercise/Conversion	EVP, Marketing	MExercise/Conversion	−22.5K sh	—	—	84,723
2010-11-22	Financial Engines, LLCM Exercise/Conversion	EVP, Marketing	MExercise/Conversion	+20.1K sh	$4.25	+$85.4K	74,088
2010-11-22	Financial Engines, LLCS Sale	EVP, Marketing	SSale	−20.1K sh	$15.95	−$320K	54,005
2010-11-22	Financial Engines, LLCM Exercise/Conversion	EVP, Marketing	MExercise/Conversion	+2,417 sh	$6.51	+$15.7K	56,422
2010-11-22	Financial Engines, LLCS Sale	EVP, Marketing	SSale	−2,417 sh	$15.95	−$38.6K	54,005
2010-11-22	Financial Engines, LLCEmployee Stock Option- Right to BuyM Exercise/Conversion	EVP, Marketing	MExercise/Conversion	−20.1K sh	—	—	0
2010-11-22	Financial Engines, LLCEmployee Stock Option - Right to BuyM Exercise/Conversion	EVP, Marketing	MExercise/Conversion	−2,417 sh	—	—	107,223
2010-11-11	Financial Engines, LLCM Exercise/Conversion	EVP, Marketing	MExercise/Conversion	+3,612 sh	$3.00	+$10.8K	57,617
2010-11-11	Financial Engines, LLCS Sale	EVP, Marketing	SSale	−3,612 sh	$16.32	−$59K	54,005
2010-11-11	Financial Engines, LLCM Exercise/Conversion	EVP, Marketing	MExercise/Conversion	+6,388 sh	$4.25	+$27.1K	60,393
2010-11-11	Financial Engines, LLCS Sale	EVP, Marketing	SSale	−6,388 sh	$16.32	−$104K	54,005
2010-11-11	Financial Engines, LLCEmployee Stock Option - Right to BuyM Exercise/Conversion	EVP, Marketing	MExercise/Conversion	−3,612 sh	—	—	0

Recent filings

Accepted (ET)
Jul 224
Fine Kenneth M.0001209191-11-040638
SEC(opens sec.gov)
Jun 84
Fine Kenneth M.0001209191-11-033648
SEC(opens sec.gov)
May 174
Fine Kenneth M.0001209191-11-028866
SEC(opens sec.gov)
Apr 54
Fine Kenneth M.0001209191-11-021393
SEC(opens sec.gov)
Mar 214
Fine Kenneth M.0001209191-11-019082
SEC(opens sec.gov)
Mar 84
Fine Kenneth M.0001209191-11-016170
SEC(opens sec.gov)
Feb 234
Fine Kenneth M.0001209191-11-012113
SEC(opens sec.gov)
Feb 174
Fine Kenneth M.0001209191-11-010821
SEC(opens sec.gov)

Companies

Financial Engines, LLCEVP, Marketing

Address

1804 EMBARCADERO ROAD

PALO ALTO, CA, 94303