Insider · CIK 0001486178

Jones Christopher L.

Reports to the SEC for 1 company · PALO ALTO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001486178

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-07-19	Financial Engines, LLCD Disposition to Issuer	EVP & Chief Investment Officer	DDisposition to Issuer	−54.6K sh	$45.00	−$2.46M	0
2018-07-19	Financial Engines, LLCRestricted Stock UnitsD Disposition to Issuer	EVP & Chief Investment Officer	DDisposition to Issuer	−5,250 sh	—	—	0
2018-07-19	Financial Engines, LLCRestricted Stock UnitsD Disposition to Issuer	EVP & Chief Investment Officer	DDisposition to Issuer	−20.3K sh	—	—	0
2018-07-19	Financial Engines, LLCRestricted Stock UnitsD Disposition to Issuer	EVP & Chief Investment Officer	DDisposition to Issuer	−14.8K sh	—	—	0
2018-07-19	Financial Engines, LLCRestricted Stock UnitsD Disposition to Issuer	EVP & Chief Investment Officer	DDisposition to Issuer	−25.3K sh	—	—	0
2018-07-19	Financial Engines, LLCEmployee Stock Option (Right to Buy)D Disposition to Issuer	EVP & Chief Investment Officer	DDisposition to Issuer	−8,514 sh	—	—	0
2018-07-19	Financial Engines, LLCEmployee Stock Option (Right to Buy)D Disposition to Issuer	EVP & Chief Investment Officer	DDisposition to Issuer	−39.4K sh	—	—	0
2018-07-19	Financial Engines, LLCEmployee Stock Option (Right to Buy)D Disposition to Issuer	EVP & Chief Investment Officer	DDisposition to Issuer	−48.6K sh	—	—	0
2018-07-19	Financial Engines, LLCEmployee Stock Option (Right to Buy)D Disposition to Issuer	EVP & Chief Investment Officer	DDisposition to Issuer	−26.6K sh	—	—	0
2018-07-19	Financial Engines, LLCEmployee Stock Option (Right to Buy)D Disposition to Issuer	EVP & Chief Investment Officer	DDisposition to Issuer	−115K sh	—	—	0
2018-07-19	Financial Engines, LLCEmployee Stock Option (Right to Buy)D Disposition to Issuer	EVP & Chief Investment Officer	DDisposition to Issuer	−96.4K sh	—	—	0
2018-07-19	Financial Engines, LLCEmployee Stock Option (Right to Buy)D Disposition to Issuer	EVP & Chief Investment Officer	DDisposition to Issuer	−52.7K sh	—	—	0
2018-07-19	Financial Engines, LLCEmployee Stock Option (Right to Buy)D Disposition to Issuer	EVP & Chief Investment Officer	DDisposition to Issuer	−71.6K sh	—	—	0
2018-02-27	Financial Engines, LLCRestricted Stock UnitsA Award	EVP & Chief Investment Officer	AAward	+25.3K sh	—	—	25,291
2018-02-27	Financial Engines, LLCEmployee Stock Option (Right to Buy)A Award	EVP & Chief Investment Officer	AAward	+71.6K sh	—	—	71,554
2018-02-26	Financial Engines, LLCM Exercise/Conversion	EVP & Chief Investment Officer	MExercise/Conversion	+2,458 sh	—	—	48,170
2018-02-26	Financial Engines, LLCF Tax Payment	EVP & Chief Investment Officer	FTax Payment	−1,219 sh	$35.90	−$43.8K	46,951
2018-02-26	Financial Engines, LLCM Exercise/Conversion	EVP & Chief Investment Officer	MExercise/Conversion	+10.2K sh	—	—	57,118
2018-02-26	Financial Engines, LLCF Tax Payment	EVP & Chief Investment Officer	FTax Payment	−5,041 sh	$35.90	−$181K	52,077
2018-02-26	Financial Engines, LLCM Exercise/Conversion	EVP & Chief Investment Officer	MExercise/Conversion	+4,938 sh	—	—	57,015
2018-02-26	Financial Engines, LLCF Tax Payment	EVP & Chief Investment Officer	FTax Payment	−2,449 sh	$35.90	−$87.9K	54,566
2018-02-26	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	EVP & Chief Investment Officer	MExercise/Conversion	−2,458 sh	—	—	0
2018-02-26	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	EVP & Chief Investment Officer	MExercise/Conversion	−10.2K sh	—	—	20,334
2018-02-26	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	EVP & Chief Investment Officer	MExercise/Conversion	−4,938 sh	—	—	14,814
2018-02-23	Financial Engines, LLCS Sale	EVP & Chief Investment Officer	SSale	−14.7K sh	$34.30	−$503K	45,712
2018-02-22	Financial Engines, LLCM Exercise/Conversion	EVP & Chief Investment Officer	MExercise/Conversion	+5,534 sh	—	—	62,289
2018-02-22	Financial Engines, LLCF Tax Payment	EVP & Chief Investment Officer	FTax Payment	−1,914 sh	$29.95	−$57.3K	60,375
2018-02-22	Financial Engines, LLCPerformance Stock UnitsM Exercise/Conversion	EVP & Chief Investment Officer	MExercise/Conversion	−5,534 sh	—	—	0
2017-11-11	Financial Engines, LLCM Exercise/Conversion	EVP & Chief Investment Officer	MExercise/Conversion	+5,250 sh	—	—	58,728
2017-11-11	Financial Engines, LLCF Tax Payment	EVP & Chief Investment Officer	FTax Payment	−1,973 sh	$26.95	−$53.2K	56,755
2017-11-11	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	EVP & Chief Investment Officer	MExercise/Conversion	−5,250 sh	—	—	5,250
2017-11-06	Financial Engines, LLCM Exercise/Conversion	EVP & Chief Investment Officer	MExercise/Conversion	+12.5K sh	$7.99	+$100K	53,478
2017-11-06	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP & Chief Investment Officer	MExercise/Conversion	−12.5K sh	—	—	0
2017-10-25	Financial Engines, LLCS Sale	EVP & Chief Investment Officer	SSale	−6,982 sh	$36.51	−$255K	40,963
2017-10-03	Financial Engines, LLCS Sale	EVP & Chief Investment Officer	SSale	−12.1K sh	$35.64	−$433K	47,945
2017-06-20	Financial Engines, LLCS Sale	EVP & Chief Investment Officer	SSale	−5,120 sh	$38.45	−$197K	60,089
2017-05-17	Financial Engines, LLCS Sale	EVP & Chief Investment Officer	SSale	−5,120 sh	$39.99	−$205K	65,209
2017-04-11	Financial Engines, LLCS Sale	EVP & Chief Investment Officer	SSale	−5,120 sh	$40.45	−$207K	70,329
2017-03-14	Financial Engines, LLCS Sale	EVP & Chief Investment Officer	SSale	−6,666 sh	$40.66	−$271K	75,449
2017-02-28	Financial Engines, LLCEmployee Stock Option (Right to Buy)A Award	EVP & Chief Investment Officer	AAward	+52.7K sh	—	—	52,684
2017-02-28	Financial Engines, LLCRestricted Stock UnitsA Award	EVP & Chief Investment Officer	AAward	+19.8K sh	—	—	19,752
2017-02-26	Financial Engines, LLCM Exercise/Conversion	EVP & Chief Investment Officer	MExercise/Conversion	+2,458 sh	—	—	77,394
2017-02-26	Financial Engines, LLCF Tax Payment	EVP & Chief Investment Officer	FTax Payment	−924 sh	$42.45	−$39.2K	76,470
2017-02-26	Financial Engines, LLCM Exercise/Conversion	EVP & Chief Investment Officer	MExercise/Conversion	+10.2K sh	—	—	86,636
2017-02-26	Financial Engines, LLCF Tax Payment	EVP & Chief Investment Officer	FTax Payment	−4,521 sh	$42.45	−$192K	82,115
2017-02-26	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	EVP & Chief Investment Officer	MExercise/Conversion	−2,458 sh	—	—	2,458
2017-02-26	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	EVP & Chief Investment Officer	MExercise/Conversion	−10.2K sh	—	—	30,501
2017-02-09	Financial Engines, LLCS Sale	EVP & Chief Investment Officer	SSale	−6,667 sh	$38.92	−$260K	74,936
2016-12-13	Financial Engines, LLCM Exercise/Conversion	EVP & Chief Investment Officer	MExercise/Conversion	+10K sh	$7.99	+$79.9K	91,603
2016-12-13	Financial Engines, LLCS Sale	EVP & Chief Investment Officer	SSale	−10K sh	$36.40	−$364K	81,603

Recent filings

Accepted (ET)
Jul 234
Jones Christopher L.0001209191-18-043646
SEC(opens sec.gov)
Feb 284
Jones Christopher L.0001209191-18-014620
SEC(opens sec.gov)

Companies

Financial Engines, LLCEVP & Chief Investment Officer

Address

1804 EMBARCADERO ROAD

PALO ALTO, CA, 94303