Insider · CIK 0001495443

Rappaport Alan

Reports to the SEC for 36 companies · SAN ANTONIO, TX

sec.gov

Transactions

Companies

Filings

CIK

0001495443

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-10-12	VCTRVictory Capital Holdings, Inc.A Award	Director	AAward	+597 sh	$110.95	+$66.2K	157,401
2026-09-24	PDIPIMCO Dynamic Income FundP Purchase	Director	PPurchase	+5,500 sh	$13.76	+$75.7K	9,313
2026-07-10	VCTRVictory Capital Holdings, Inc.A Award	Director	AAward	+718 sh	$92.24	+$66.2K	156,804
2026-04-10	VCTRVictory Capital Holdings, Inc.A Award	Director	AAward	+977 sh	$67.79	+$66.2K	156,086
2026-01-12	VCTRVictory Capital Holdings, Inc.A Award	Director	AAward	+961 sh	$68.93	+$66.2K	155,109
2026-01-08	PDXPIMCO Dynamic Income Strategy FundP Purchase	Director	PPurchase	+2,000 sh	$18.97	+$37.9K	3,000
2025-12-08	PMLPIMCO MUNICIPAL INCOME FUND IIP Purchase	Director	PPurchase	+2,819 sh	$7.66	+$21.6K	8,001
2025-10-10	VCTRVictory Capital Holdings, Inc.A Award	Director	AAward	+1,004 sh	$65.98	+$66.2K	154,148
2025-08-01	PMLPIMCO MUNICIPAL INCOME FUND IIA Award	Director	AAward	+3,682 sh	—	—	5,182
2025-08-01	PIMCO MUNICIPAL INCOME FUND IIID Disposition to Issuer	Director	DDisposition to Issuer	−4,000 sh	—	—	0
2025-07-10	VCTRVictory Capital Holdings, Inc.A Award	Director	AAward	+1,000 sh	$66.24	+$66.2K	153,144
2025-04-10	VCTRVictory Capital Holdings, Inc.A Award	Director	AAward	+1,225 sh	$54.06	+$66.2K	152,144
2025-01-10	VCTRVictory Capital Holdings, Inc.A Award	Director	AAward	+855 sh	$61.36	+$52.5K	150,919
2024-10-10	VCTRVictory Capital Holdings, Inc.A Award	Director	AAward	+916 sh	$57.30	+$52.5K	150,064
2024-07-10	VCTRVictory Capital Holdings, Inc.A Award	Director	AAward	+1,093 sh	$48.00	+$52.5K	149,148
2024-04-10	VCTRVictory Capital Holdings, Inc.A Award	Director	AAward	+1,204 sh	$43.58	+$52.5K	148,055
2024-01-10	VCTRVictory Capital Holdings, Inc.A Award	Director	AAward	+1,591 sh	$32.99	+$52.5K	146,851
2023-11-14	PIMCO MUNICIPAL INCOME FUND IIIP Purchase	Director	PPurchase	+4,000 sh	$7.04	+$28.2K	4,000
2023-11-14	PAXSPIMCO Access Income FundP Purchase	Director	PPurchase	+1,000 sh	$13.77	+$13.8K	3,500
2023-11-14	PDOPIMCO Dynamic Income Opportunities FundP Purchase	Director	PPurchase	+2,500 sh	$11.66	+$29.1K	5,000
2023-10-10	VCTRVictory Capital Holdings, Inc.A Award	Director	AAward	+1,649 sh	$31.82	+$52.5K	145,260
2023-07-10	VCTRVictory Capital Holdings, Inc.A Award	Director	AAward	+1,593 sh	$32.94	+$52.5K	143,611
2023-04-10	VCTRVictory Capital Holdings, Inc.A Award	Director	AAward	+1,791 sh	$29.30	+$52.5K	142,018
2023-01-10	VCTRVictory Capital Holdings, Inc.A Award	Director	AAward	+1,720 sh	$29.06	+$50K	140,227
2022-10-10	VCTRVictory Capital Holdings, Inc.A Award	Director	AAward	+1,953 sh	$25.60	+$50K	138,507
2022-07-11	VCTRVictory Capital Holdings, Inc.A Award	Director	AAward	+2,118 sh	$23.60	+$50K	136,554
2022-04-11	VCTRVictory Capital Holdings, Inc.A Award	Director	AAward	+1,866 sh	$26.79	+$50K	134,436
2022-01-31	PAXSPIMCO Access Income FundP Purchase	Director	PPurchase	+2,500 sh	$20.00	+$50K	2,500
2022-01-18	PDOPIMCO Dynamic Income Opportunities FundP Purchase	Director	PPurchase	+2,500 sh	$19.20	+$48K	2,500
2022-01-10	VCTRVictory Capital Holdings, Inc.A Award	Director	AAward	+740 sh	$33.74	+$25K	132,570
2021-12-10	PIMCO Income Opportunity FundD Disposition to Issuer	Director	DDisposition to Issuer	−1,000 sh	—	—	0
2021-12-10	PIMCO Dynamic Credit & Mortgage Income FundD Disposition to Issuer	Director	DDisposition to Issuer	−3,500 sh	—	—	0
2021-12-10	PDIPIMCO Dynamic Income FundA Award	Director	AAward	+2,864 sh	—	—	2,864
2021-12-10	PDIPIMCO Dynamic Income FundA Award	Director	AAward	+949 sh	—	—	3,813
2021-11-23	VCTRVictory Capital Holdings, Inc.C Conversion	Director	CConversion	+289K sh	—	—	298,861
2021-11-23	VCTRVictory Capital Holdings, Inc.C Conversion	Director	CConversion	+132K sh	—	—	131,830
2021-11-23	VCTRVictory Capital Holdings, Inc. · Class B Common StockC Conversion	Director	CConversion	−132K sh	—	—	0
2021-11-23	VCTRVictory Capital Holdings, Inc. · Class B Common StockC Conversion	Director	CConversion	−289K sh	—	—	0
2021-10-11	VCTRVictory Capital Holdings, Inc. · Class B Common StockA Award	Director	AAward	+693 sh	$36.03	+$25K	131,830
2021-07-12	VCTRVictory Capital Holdings, Inc. · Class B Common StockA Award	Director	AAward	+757 sh	$33.00	+$25K	131,137
2021-04-27	NCVVirtus Convertible & Income FundP Purchase	Director	PPurchase	+1,000 sh	$5.86	+$5,860	2,000
2021-04-27	NCZVirtus Convertible & Income Fund IIP Purchase	Director	PPurchase	+1,000 sh	$5.15	+$5,150	2,000
2021-04-27	AIOVirtus Artificial Intelligence & Technology Opportunities FundP Purchase	Director	PPurchase	+1,500 sh	$27.76	+$41.6K	1,500
2021-04-27	Virtus Convertible & Income 2024 Target Term FundP Purchase	Director	PPurchase	+1,000 sh	$10.37	+$10.4K	2,000
2021-04-12	VCTRVictory Capital Holdings, Inc. · Class B Common StockA Award	Director	AAward	+883 sh	$28.31	+$25K	130,380
2021-01-11	VCTRVictory Capital Holdings, Inc. · Class B Common StockA Award	Director	AAward	+1,063 sh	$23.50	+$25K	129,497
2020-10-12	VCTRVictory Capital Holdings, Inc. · Class B Common StockA Award	Director	AAward	+1,319 sh	$18.94	+$25K	128,434
2020-07-10	VCTRVictory Capital Holdings, Inc. · Class B Common StockA Award	Director	AAward	+1,333 sh	$18.75	+$25K	127,115
2020-04-13	VCTRVictory Capital Holdings, Inc. · Class B Common StockA Award	Director	AAward	+1,749 sh	$14.29	+$25K	125,782
2020-01-10	VCTRVictory Capital Holdings, Inc. · Class B Common StockA Award	Director	AAward	+1,472 sh	$21.22	+$31.2K	124,033

Recent filings

Accepted (ET)
Oct 144
Rappaport Alan0001193125-26-421805
SEC(opens sec.gov)
Sep 284
Rappaport Alan0001495443-26-000007
SEC(opens sec.gov)
Jul 144
Rappaport Alan0001193125-26-303389
SEC(opens sec.gov)
Apr 144
Rappaport Alan0001193125-26-155086
SEC(opens sec.gov)
Jan 144
Rappaport Alan0001193125-26-013168
SEC(opens sec.gov)
Jan 124
Rappaport Alan0001495443-26-000004
SEC(opens sec.gov)
Dec 104
Rappaport Alan0001495443-25-000006
SEC(opens sec.gov)
Oct 144
Rappaport Alan0001193125-25-239397
SEC(opens sec.gov)
Aug 54
Rappaport Alan0001104659-25-074392
SEC(opens sec.gov)
Aug 54
Rappaport Alan0001104659-25-074381
SEC(opens sec.gov)
Jul 144
Rappaport Alan0000950170-25-095603
SEC(opens sec.gov)
Apr 144
Rappaport Alan0000950170-25-053851
SEC(opens sec.gov)
Jan 144
Rappaport Alan0000950170-25-005432
SEC(opens sec.gov)
Oct 154
Rappaport Alan0000950170-24-114715
SEC(opens sec.gov)
Jul 124
Rappaport Alan0000950170-24-083102
SEC(opens sec.gov)
Apr 124
Rappaport Alan0000950170-24-044171
SEC(opens sec.gov)
Jan 124
Rappaport Alan0001209191-24-001586
SEC(opens sec.gov)
Nov 164
Rappaport Alan0001209191-23-055571
SEC(opens sec.gov)
Nov 164
Rappaport Alan0001209191-23-055574
SEC(opens sec.gov)
Nov 164
Rappaport Alan0001209191-23-055581
SEC(opens sec.gov)

Companies

Address

C/O VICTORY CAPITAL HOLDINGS, INC. 15935 LA CANTERA PARKWAY

SAN ANTONIO, TX, 78256