Rappaport Alan

CIK 000149544336 companiesNEW YORK, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001495443

Recent Transactions

50 trades

Purchase
PIMCO MUNICIPAL INCOME FUND II$PML
COMMON STOCK
2025-12-08$7.66/sh+2,819→ 8,001 total
Award
Victory Capital Holdings, Inc.$VCTR
Common Stock
2025-10-10$65.98/sh+1,004→ 154,148 total
Disposition to Issuer
PIMCO MUNICIPAL INCOME FUND III
Common Stock
2025-08-01−4,000→ 0 total
Award
PIMCO MUNICIPAL INCOME FUND II$PML
Common Stock
2025-08-01+3,682→ 5,182 total
Award
Victory Capital Holdings, Inc.$VCTR
Common Stock
2025-07-10$66.24/sh+1,000→ 153,144 total
Award
Victory Capital Holdings, Inc.$VCTR
Common Stock
2025-04-10$54.06/sh+1,225→ 152,144 total
Award
Victory Capital Holdings, Inc.$VCTR
Common Stock
2025-01-10$61.36/sh+855→ 150,919 total
Award
Victory Capital Holdings, Inc.$VCTR
Common Stock
2024-10-10$57.30/sh+916→ 150,064 total
Award
Victory Capital Holdings, Inc.$VCTR
Common Stock
2024-07-10$48.00/sh+1,093→ 149,148 total
Award
Victory Capital Holdings, Inc.$VCTR
Common Stock
2024-04-10$43.58/sh+1,204→ 148,055 total
Award
Victory Capital Holdings, Inc.$VCTR
Common Stock
2024-01-10$32.99/sh+1,591→ 146,851 total
Purchase
PIMCO MUNICIPAL INCOME FUND III
COMMON SHARES
2023-11-14$7.04/sh+4,000→ 4,000 total
Purchase
PIMCO Dynamic Income Opportunities Fund$PDO
COMMON SHARES
2023-11-14$11.66/sh+2,500→ 5,000 total
Purchase
PIMCO Access Income Fund$PAXS
COMMON SHARES
2023-11-14$13.77/sh+1,000→ 3,500 total
Award
Victory Capital Holdings, Inc.$VCTR
Common Stock
2023-10-10$31.82/sh+1,649→ 145,260 total
Award
Victory Capital Holdings, Inc.$VCTR
Common Stock
2023-07-10$32.94/sh+1,593→ 143,611 total
Award
Victory Capital Holdings, Inc.$VCTR
Common Stock
2023-04-10$29.30/sh+1,791→ 142,018 total
Award
Victory Capital Holdings, Inc.$VCTR
Common Stock
2023-01-10$29.06/sh+1,720→ 140,227 total
Award
Victory Capital Holdings, Inc.$VCTR
Common Stock
2022-10-10$25.60/sh+1,953→ 138,507 total
Award
Victory Capital Holdings, Inc.$VCTR
Common Stock
2022-07-11$23.60/sh+2,118→ 136,554 total
Award
Victory Capital Holdings, Inc.$VCTR
Common Stock
2022-04-11$26.79/sh+1,866→ 134,436 total
Purchase
PIMCO Access Income Fund$PAXS
COMMON SHARES
2022-01-31$20.00/sh+2,500→ 2,500 total
Purchase
PIMCO Dynamic Income Opportunities Fund$PDO
Common Shares
2022-01-18$19.20/sh+2,500→ 2,500 total
Award
Victory Capital Holdings, Inc.$VCTR
Common Stock
2022-01-10$33.74/sh+740→ 132,570 total
Award
PIMCO Dynamic Income Fund$PDI
COMMON SHARES
2021-12-10+949→ 3,813 total
Award
PIMCO Dynamic Income Fund$PDI
COMMON SHARES
2021-12-10+2,864→ 2,864 total
Disposition to Issuer
PIMCO Income Opportunity Fund
COMMON SHARES
2021-12-10−1,000→ 0 total
Disposition to Issuer
PIMCO Dynamic Credit & Mortgage Income Fund
COMMON SHARES
2021-12-10−3,500→ 0 total
Conversion
Victory Capital Holdings, Inc.$VCTR
Class B Common Stock
2021-11-23−131,830→ 0 total
Conversion
Victory Capital Holdings, Inc.$VCTR
Common Stock
2021-11-23+288,861→ 298,861 total
Conversion
Victory Capital Holdings, Inc.$VCTR
Class B Common Stock
2021-11-23−288,861→ 0 total
Conversion
Victory Capital Holdings, Inc.$VCTR
Common Stock
2021-11-23+131,830→ 131,830 total
Award
Victory Capital Holdings, Inc.$VCTR
Class B Common Stock
2021-10-11$36.03/sh+693→ 131,830 total
Award
Victory Capital Holdings, Inc.$VCTR
Class B Common Stock
2021-07-12$33.00/sh+757→ 131,137 total
Purchase
Virtus Convertible & Income 2024 Target Term Fund
Common Stock
2021-04-27$10.37/sh+1,000→ 2,000 total
Purchase
Virtus Convertible & Income Fund$NCV
Common Stock
2021-04-27$5.86/sh+1,000→ 2,000 total
Purchase
Virtus Convertible & Income Fund II$NCZ
Common Stock
2021-04-27$5.15/sh+1,000→ 2,000 total
Purchase
Virtus Artificial Intelligence & Technology Opportunities Fund$AIO
Common Stock
2021-04-27$27.76/sh+1,500→ 1,500 total
Award
Victory Capital Holdings, Inc.$VCTR
Class B Common Stock
2021-04-12$28.31/sh+883→ 130,380 total
Award
Victory Capital Holdings, Inc.$VCTR
Class B Common Stock
2021-01-11$23.50/sh+1,063→ 129,497 total
Award
Victory Capital Holdings, Inc.$VCTR
Class B Common Stock
2020-10-12$18.94/sh+1,319→ 128,434 total
Award
Victory Capital Holdings, Inc.$VCTR
Class B Common Stock
2020-07-10$18.75/sh+1,333→ 127,115 total
Award
Victory Capital Holdings, Inc.$VCTR
Class B Common Stock
2020-04-13$14.29/sh+1,749→ 125,782 total
Award
Victory Capital Holdings, Inc.$VCTR
Class B Common Stock
2020-01-10$21.22/sh+1,472→ 124,033 total
Award
Victory Capital Holdings, Inc.$VCTR
Class B Common Stock
2019-10-10$14.70/sh+2,125→ 122,561 total
Award
Victory Capital Holdings, Inc.$VCTR
Class B Common Stock
2019-07-10$18.77/sh+1,664→ 120,436 total
Purchase
PIMCO Dynamic Income Strategy Fund$PDX
Common Shares
2019-04-24$21.03/sh+1,000→ 1,000 total
Award
Victory Capital Holdings, Inc.$VCTR
Class B Common Stock
2019-04-10$15.76/sh+1,982→ 118,772 total
Purchase
PCM FUND, INC.$PCM
COMMON STOCK
2019-02-21$10.69/sh+1,000→ 1,000 total
Purchase
PIMCO Income Opportunity Fund
COMMON STOCK
2019-02-21$26.19/sh+1,000→ 1,000 total

Companies

Address

1345 AVENUE OF THE AMERICAS

NEW YORK, NY, 10500

View on SEC.gov

Rappaport Alan

Recent Transactions

Companies

Recent Filings

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