Insider · CIK 0001495533

LU JOSEPH

Reports to the SEC for 1 company · TIGARD, OR

sec.gov

Transactions

Companies

Filings

CIK

0001495533

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-10-16	POWIN ENERGY CORPP Purchase	Director, CEO, 10% Owner	PPurchase	−4.08M sh	$0.75	−$3.07M	19,897,830
2016-09-01	POWIN ENERGY CORPS Sale	Director, CEO, 10% Owner	SSale	−1.54M sh	$1.42	−$2.18M	15,820,257
2016-07-17	POWIN ENERGY CORPS Sale	Director, CEO, 10% Owner	SSale	−1.99M sh	$2.51	−$5M	17,358,635
2016-07-17	POWIN ENERGY CORPS Sale	Director, CEO, 10% Owner	SSale	−1.99M sh	$2.51	−$5M	17,358,634
2016-07-10	POWIN ENERGY CORPM Exercise/Conversion	Director, CEO, 10% Owner	MExercise/Conversion	+5.95M sh	$0.56	+$3.33M	19,351,037
2016-07-10	POWIN ENERGY CORPM Exercise/Conversion	Director, CEO, 10% Owner	MExercise/Conversion	+5.95M sh	$0.56	+$3.33M	19,351,037
2016-06-30	POWIN ENERGY CORPA Award	Director, CEO, 10% Owner	AAward	+500 sh	$0.30	+$150	13,399,090
2016-06-30	POWIN ENERGY CORPA Award	Director, CEO, 10% Owner	AAward	+500 sh	$0.30	+$150	19,351,036
2016-04-06	POWIN ENERGY CORPA Award	Director, CEO, 10% Owner	AAward	+500 sh	$0.30	+$150	19,350,536
2015-12-31	POWIN ENERGY CORPA Award	Director, CEO, 10% Owner	AAward	+500 sh	$0.65	+$325	19,350,036
2015-09-30	POWIN ENERGY CORPA Award	Director, CEO, 10% Owner	AAward	+500 sh	$0.90	+$450	19,349,536
2015-08-05	POWIN ENERGY CORPConvertible Preferred StockP Purchase	Director, CEO, 10% Owner	PPurchase	+5.95M sh	$0.56	+$3.33M	5,951,946
2015-08-05	POWIN ENERGY CORPConvertible Preferred StockP Purchase	Director, CEO, 10% Owner	PPurchase	+5.95M sh	$0.56	+$3.33M	5,951,946
2015-08-05	POWIN ENERGY CORPConvertible Preferred StockP Purchase	Director, CEO, 10% Owner	PPurchase	+5.95M sh	$0.56	+$3.33M	5,951,946
2015-08-05	POWIN ENERGY CORPConvertible Preferred StockP Purchase	Director, CEO, 10% Owner	PPurchase	+5.95M sh	$0.56	+$3.33M	5,951,946
2015-08-05	POWIN ENERGY CORPA Award	Director, CEO, 10% Owner	AAward	+5.95M sh	$0.56	+$3.33M	19,349,036
2015-08-05	POWIN ENERGY CORPConvertible Preferred StockP Purchase	Director, CEO, 10% Owner	PPurchase	+5.95M sh	$0.56	+$3.33M	5,951,946
2015-06-30	POWIN ENERGY CORPA Award	Director, CEO, 10% Owner	AAward	+500 sh	$0.56	+$280	13,397,090
2015-03-31	POWIN ENERGY CORPA Award	Director, CEO, 10% Owner	AAward	+500 sh	$1.95	+$975	13,396,590
2014-12-31	POWIN ENERGY CORPA Award	Director, CEO, 10% Owner	AAward	+500 sh	$1.40	+$700	13,396,090
2014-09-30	POWIN ENERGY CORPA Award	Director, CEO, 10% Owner	AAward	+500 sh	$1.65	+$825	13,395,590
2014-06-30	POWIN ENERGY CORPA Award	Director, CEO, 10% Owner	AAward	+500 sh	$2.00	+$1,000	13,385,090
2013-12-31	POWIN ENERGY CORPA Award	Director, CEO, 10% Owner	AAward	+500 sh	$2.50	+$1,250	6,723,040
2013-12-31	POWIN ENERGY CORPSeries B Convertible Preferred StockJ Other	Director, CEO, 10% Owner	JOther	+2.1M sh	$1.00	+$2.1M	4,197,030
2013-09-30	POWIN ENERGY CORPA Award	Director, CEO, 10% Owner	AAward	+5,000 sh	$0.21	+$1,050	67,225,400
2013-06-28	POWIN ENERGY CORPA Award	Director, CEO, 10% Owner	AAward	+5,000 sh	$0.35	+$1,750	67,220,400
2013-03-29	POWIN ENERGY CORPA Award	Director, CEO, 10% Owner	AAward	+5,000 sh	$0.26	+$1,300	67,215,400
2013-01-28	POWIN ENERGY CORPP Purchase	Director, CEO, 10% Owner	PPurchase	+500 sh	$0.41	+$205	67,210,400
2013-01-25	POWIN ENERGY CORPS Sale	Director, CEO, 10% Owner	SSale	−1,000 sh	$0.38	−$380	67,209,400
2012-12-31	POWIN ENERGY CORPA Award	Director, CEO, 10% Owner	AAward	+5,000 sh	$0.39	+$1,950	67,210,900
2012-09-28	POWIN ENERGY CORPA Award	Director, CEO, 10% Owner	AAward	+5,000 sh	$0.35	+$1,750	67,205,900
2012-07-02	POWIN ENERGY CORPS Sale	Director, CEO, 10% Owner	SSale	−250K sh	$0.40	−$100K	67,200,900
2012-06-30	POWIN ENERGY CORPA Award	Director, CEO, 10% Owner	AAward	+5,000 sh	$0.59	+$2,950	67,450,900
2012-05-22	POWIN ENERGY CORPP Purchase	Director, CEO, 10% Owner	PPurchase	+150K sh	$0.40	+$60K	67,445,900
2012-04-23	POWIN ENERGY CORPA Award	Director, CEO, 10% Owner	AAward	+5,000 sh	$0.44	+$2,200	67,295,900
2012-04-20	POWIN ENERGY CORPP Purchase	Director, CEO, 10% Owner	PPurchase	+20K sh	$0.42	+$8,400	67,290,900
2012-04-20	POWIN ENERGY CORPP Purchase	Director, CEO, 10% Owner	PPurchase	+900 sh	$0.41	+$369	67,270,900
2012-04-19	POWIN ENERGY CORPP Purchase	Director, CEO, 10% Owner	PPurchase	+615K sh	$0.40	+$246K	67,270,000
2012-04-19	POWIN ENERGY CORPP Purchase	Director, CEO, 10% Owner	PPurchase	+38K sh	$0.40	+$15.2K	66,655,000
2012-01-31	POWIN ENERGY CORPP Purchase	Director, CEO, 10% Owner	PPurchase	+240K sh	$0.55	+$132K	66,617,000
2012-01-03	POWIN ENERGY CORPA Award	Director, CEO, 10% Owner	AAward	+5,000 sh	$0.85	+$4,250	66,377,000
2011-09-30	POWIN ENERGY CORPA Award	Director, CEO, 10% Owner	AAward	+5,000 sh	$0.88	+$4,400	66,372,000
2011-09-13	POWIN ENERGY CORPP Purchase	Director, CEO, 10% Owner	PPurchase	+500 sh	$1.01	+$505	133,417,000
2011-09-13	POWIN ENERGY CORPP Purchase	Director, CEO, 10% Owner	PPurchase	+500 sh	$1.01	+$505	132,917,500
2011-08-17	POWIN ENERGY CORPP Purchase	Director, CEO, 10% Owner	PPurchase	+20K sh	$1.11	+$22.2K	132,917,000
2011-08-02	POWIN ENERGY CORPS Sale	Director, CEO, 10% Owner	SSale	−90K sh	$0.35	−$31.5K	132,897,000
2011-07-05	POWIN ENERGY CORPS Sale	Director, CEO, 10% Owner	SSale	−105K sh	$0.50	−$52.5K	132,987,000
2011-07-01	POWIN ENERGY CORPA Award	Director, CEO, 10% Owner	AAward	+5,000 sh	$1.79	+$8,950	133,092,000
2011-06-17	POWIN ENERGY CORPA Award	Director, CEO, 10% Owner	AAward	+50K sh	$0.40	+$20K	133,087,000
2011-05-26	POWIN ENERGY CORPS Sale	Director, CEO, 10% Owner	SSale	−9,000 sh	$0.35	−$3,150	133,037,000

Recent filings

Accepted (ET)
Oct 184
LU JOSEPH0001214659-17-006100
SEC(opens sec.gov)
Sep 14
POWIN CORP0001214659-16-013559
SEC(opens sec.gov)
Aug 224/A
POWIN CORP0001214659-16-013347
SEC(opens sec.gov)
Aug 184
POWIN CORP0001214659-16-013314
SEC(opens sec.gov)
Jul 274/A
POWIN CORP0001214659-16-012806
SEC(opens sec.gov)
Jul 54
POWIN CORP0001214659-16-012543
SEC(opens sec.gov)
Apr 84
POWIN CORP0001214659-16-010797
SEC(opens sec.gov)
Jan 74
POWIN CORP0001214659-16-008754
SEC(opens sec.gov)
Oct 24
POWIN CORP0001214659-15-006967
SEC(opens sec.gov)
Aug 74
POWIN CORP0001214659-15-005921
SEC(opens sec.gov)
Jul 64
POWIN CORP0001214659-15-005273
SEC(opens sec.gov)
Apr 64
POWIN CORP0001214659-15-002881
SEC(opens sec.gov)
Jan 64
POWIN CORP0001214659-15-000158
SEC(opens sec.gov)

Companies

POWIN ENERGY CORPDirector, CEO, 10% Owner

Address

6975 SW SANDBURG ROAD SUITE 326

TIGARD, OR, 97223