Insider · CIK 0001496305

Ott Alexander

Reports to the SEC for 2 companies · BERWYN, PA

sec.gov

Transactions

Companies

Filings

CIK

0001496305

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-08-23	ForgeRock, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−11.5K sh	$23.25	−$267K	0
2023-08-23	ForgeRock, Inc.Class B Common StockD Disposition to Issuer	Director	DDisposition to Issuer	−489K sh	$23.25	−$11.4M	0
2023-06-20	ForgeRock, Inc.C Conversion	Director	CConversion	+99K sh	—	—	110,489
2023-06-20	ForgeRock, Inc.S Sale	Director	SSale	−99K sh	$19.22	−$1.9M	11,489
2023-06-20	ForgeRock, Inc.Class B Common StockC Conversion	Director	CConversion	−99K sh	—	—	489,148
2023-06-09	ForgeRock, Inc.C Conversion	Director	CConversion	+301K sh	—	—	312,489
2023-06-09	ForgeRock, Inc.S Sale	Director	SSale	−301K sh	$19.42	−$5.85M	11,489
2023-06-09	ForgeRock, Inc.Class B Common StockC Conversion	Director	CConversion	−301K sh	—	—	588,148
2022-05-25	ForgeRock, Inc.A Award	Director	AAward	+9,057 sh	—	—	9,057
2022-05-25	ForgeRock, Inc.A Award	Director	AAward	+2,432 sh	—	—	11,489
2021-09-20	ForgeRock, Inc.C Conversion	Director	CConversion	+385K sh	—	—	384,862
2021-09-20	ForgeRock, Inc.J Other	Director	JOther	−385K sh	—	—	0
2021-09-20	ForgeRock, Inc.J Other	Director	JOther	−504K sh	—	—	0
2021-09-20	ForgeRock, Inc.Series A Preferred StockC Conversion	Director	CConversion	−286K sh	—	—	0
2021-09-20	ForgeRock, Inc.Series B Preferred StockC Conversion	Director	CConversion	−99.1K sh	—	—	0
2021-09-20	ForgeRock, Inc.Class B Common StockJ Other	Director	JOther	+504K sh	—	—	504,286
2021-09-20	ForgeRock, Inc.Class B Common StockJ Other	Director	JOther	+385K sh	—	—	384,862
2016-08-22	QLIK TECHNOLOGIES INCD Disposition to Issuer	Director	DDisposition to Issuer	−79.8K sh	—	—	0
2016-08-22	QLIK TECHNOLOGIES INCRestricted Stock UnitD Disposition to Issuer	Director	DDisposition to Issuer	−6,500 sh	$30.50	−$198K	0
2016-05-13	QLIK TECHNOLOGIES INCM Exercise/Conversion	Director	MExercise/Conversion	+5,600 sh	—	—	79,800
2016-05-13	QLIK TECHNOLOGIES INCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−5,600 sh	—	—	0
2016-05-12	QLIK TECHNOLOGIES INCRestricted Stock UnitA Award	Director	AAward	+6,500 sh	—	—	6,500
2015-05-20	QLIK TECHNOLOGIES INCM Exercise/Conversion	Director	MExercise/Conversion	+8,100 sh	—	—	74,200
2015-05-20	QLIK TECHNOLOGIES INCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−8,100 sh	—	—	0
2015-05-13	QLIK TECHNOLOGIES INCRestricted Stock UnitA Award	Director	AAward	+5,600 sh	—	—	5,600
2013-08-23	QLIK TECHNOLOGIES INCS Sale	Director	SSale	−40K sh	$34.40	−$1.38M	60,000
2013-05-16	QLIK TECHNOLOGIES INCM Exercise/Conversion	Director	MExercise/Conversion	+7,200 sh	—	—	100,000
2013-05-16	QLIK TECHNOLOGIES INCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−7,200 sh	—	—	0
2013-05-15	QLIK TECHNOLOGIES INCRestricted Stock UnitA Award	Director	AAward	+6,100 sh	—	—	6,100
2013-03-06	QLIK TECHNOLOGIES INCS Sale	Director	SSale	−46.5K sh	$27.72	−$1.29M	92,800
2012-11-07	QLIK TECHNOLOGIES INCM Exercise/Conversion	Director	MExercise/Conversion	+3,400 sh	—	—	139,338
2012-11-07	QLIK TECHNOLOGIES INCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−3,400 sh	—	—	0
2012-05-19	QLIK TECHNOLOGIES INCM Exercise/Conversion	Director	MExercise/Conversion	+2,356 sh	—	—	135,938
2012-05-19	QLIK TECHNOLOGIES INCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−2,356 sh	—	—	0
2012-05-16	QLIK TECHNOLOGIES INCRestricted Stock UnitA Award	Director	AAward	+7,200 sh	—	—	7,200
2012-02-16	QLIK TECHNOLOGIES INCS Sale	Director	SSale	−40K sh	$30.35	−$1.21M	133,582
2012-01-27	QLIK TECHNOLOGIES INCS Sale	Director	SSale	−37.9K sh	$27.77	−$1.05M	173,582
2012-01-17	QLIK TECHNOLOGIES INCS Sale	Director	SSale	−20K sh	$24.93	−$499K	211,482
2011-12-16	QLIK TECHNOLOGIES INCS Sale	Director	SSale	−20K sh	$27.01	−$540K	233,582
2011-12-16	QLIK TECHNOLOGIES INCS Sale	Director	SSale	−2,100 sh	$27.77	−$58.3K	231,482
2011-11-16	QLIK TECHNOLOGIES INCS Sale	Director	SSale	−40K sh	$30.58	−$1.22M	253,582
2011-11-07	QLIK TECHNOLOGIES INCRestricted Stock UnitA Award	Director	AAward	+3,400 sh	—	—	3,400
2011-10-25	QLIK TECHNOLOGIES INCS Sale	Director	SSale	−40K sh	$27.77	−$1.11M	293,582
2011-10-17	QLIK TECHNOLOGIES INCS Sale	Director	SSale	−20K sh	$25.53	−$511K	333,582
2011-09-16	QLIK TECHNOLOGIES INCS Sale	Director	SSale	−20K sh	$23.59	−$472K	353,582
2011-08-16	QLIK TECHNOLOGIES INCS Sale	Director	SSale	−40K sh	$29.11	−$1.16M	381,082
2011-08-16	QLIK TECHNOLOGIES INCS Sale	Director	SSale	−7,500 sh	$29.31	−$220K	373,582
2011-08-02	QLIK TECHNOLOGIES INCS Sale	Director	SSale	−96.7K sh	$29.10	−$2.81M	435,725
2011-08-02	QLIK TECHNOLOGIES INCS Sale	Director	SSale	−14.6K sh	$29.53	−$432K	421,082
2011-07-18	QLIK TECHNOLOGIES INCS Sale	Director	SSale	−30.1K sh	$30.19	−$908K	542,347

Recent filings

Accepted (ET)
Aug 254
Ott Alexander0001209191-23-047310
SEC(opens sec.gov)
Jun 224
Ott Alexander0001209191-23-039053
SEC(opens sec.gov)
Jun 134
Ott Alexander0001209191-23-036878
SEC(opens sec.gov)
May 274
Ott Alexander0001209191-22-032644
SEC(opens sec.gov)
Sep 224
Ott Alexander0001209191-21-057263
SEC(opens sec.gov)
Aug 224
QLIK TECHNOLOGIES INC0001209191-16-138105
SEC(opens sec.gov)
May 164
QLIK TECHNOLOGIES INC0001209191-16-120457
SEC(opens sec.gov)

Companies

Address

C/O CROSS CONTINENTAL VENTURES 2122 INVERNESS LANE

BERWYN, PA, 19312