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Insider · CIK 0001496743

Petrocelli Richard A

Reports to the SEC for 4 companies · NEW YORK, NY

Transactions

7

Companies

4

Filings

9

CIK

0001496743

Forms 4 and 5

Insider transactions

7 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-07-20	Flat Rock Capital Corp.P Purchase	CFO & COO	PPurchase	+250 sh	$20.00	+$5,000	25,250
2017-07-20	Flat Rock Capital Corp.P Purchase	CFO & COO	PPurchase	+20K sh	$20.00	+$400K	25,000
2017-06-29	Flat Rock Capital Corp.P Purchase	CFO & COO	PPurchase	+5,000 sh	$20.00	+$100K	5,000
2014-12-11	Oaktree Strategic Income CorpP Purchase	Chief Financial Officer	PPurchase	+2,000 sh	$10.04	+$20.1K	4,000
2014-12-03	OCSLOaktree Specialty Lending CorpP Purchase	Chief Financial Officer	PPurchase	+2,000 sh	$8.52	+$17K	17,000
2014-08-25	Oaktree Strategic Income CorpP Purchase	Chief Financial Officer	PPurchase	+1,000 sh	$12.44	+$12.4K	2,000
2010-07-30	SARSARATOGA INVESTMENT CORP.P Purchase	Director, CFO, Secretary, CCO, Member 10% owner group	PPurchase	+329K sh	$1.52	+$500K	328,947

Recent filings

9

Accepted (ET)
Sep 274
Petrocelli Richard A0001213900-18-013087
SEC(opens sec.gov)
Jul 34
Petrocelli Richard A0001213900-18-008675
SEC(opens sec.gov)
Jul 264
Petrocelli Richard A0001104659-17-047008
SEC(opens sec.gov)
Jul 214
Petrocelli Richard A0001104659-17-046172
SEC(opens sec.gov)
Jul 114
Flat Rock Capital Corp.0001104659-17-044523
SEC(opens sec.gov)
Dec 154
Fifth Street Senior Floating Rate Corp.0001577791-14-000054
SEC(opens sec.gov)
Dec 44
Fifth Street Finance Corp.0001414932-14-000071
SEC(opens sec.gov)
Aug 254
Fifth Street Senior Floating Rate Corp.0001577791-14-000047
SEC(opens sec.gov)
Aug 34
Petrocelli Richard A0001209191-10-040996
SEC(opens sec.gov)

Companies

4

Address

C/O SARATOGA INVESTMENT CORP 535 MADISON AVENUE

NEW YORK, NY, 10022