Spies Richard James

CIK 00014979941 companyHOUSTON, TX

SEC Profile

Transactions

Companies

Filings

CIK

0001497994

Recent Transactions

22 trades

Award
BPZ RESOURCES, INC.
Common Stock
2014-02-20+46,296→ 202,399 total
Disposition to Issuer
BPZ RESOURCES, INC.
Incentive Stock Option
2013-10-31−84,477→ 42,238 total
Disposition to Issuer
BPZ RESOURCES, INC.
Common Stock
2013-10-31−301,781→ 156,103 total
Disposition to Issuer
BPZ RESOURCES, INC.
Incentive Stock Option
2013-10-31−6,104→ 12,206 total
Disposition to Issuer
BPZ RESOURCES, INC.
Incentive Stock Option
2013-10-31−207,066→ 0 total
Purchase
BPZ RESOURCES, INC.
8.5% Convertible Senior Notes due 2017
2013-10-04$100000.00/sh
Award
BPZ RESOURCES, INC.
Common Stock
2013-03-01+123,851→ 457,884 total
Award
BPZ RESOURCES, INC.
Incentive Stock Option
2013-03-01+207,066→ 207,066 total
Award
BPZ RESOURCES, INC.
Common Stock
2012-10-12+100,000→ 334,033 total
Purchase
BPZ RESOURCES, INC.
Common Stock
2012-05-18$2.55/sh+20,000→ 234,033 total
Award
BPZ RESOURCES, INC.
Incentive Stock Option
2012-04-04+126,715→ 126,715 total
Award
BPZ RESOURCES, INC.
Common Stock
2012-04-04+77,930→ 214,033 total
Purchase
BPZ RESOURCES, INC.
Common Stock
2011-08-10$2.77/sh+40,000→ 136,103 total
Award
BPZ RESOURCES, INC.
Common Stock
2011-03-14+50,000→ 96,103 total
Award
BPZ RESOURCES, INC.
Common Stock
2011-03-01+6,103→ 46,103 total
Award
BPZ RESOURCES, INC.
Incentive Stock Option
2011-03-01+18,310→ 18,310 total
Purchase
BPZ RESOURCES, INC.
Common Stock
2010-12-16$4.05/sh+5,000→ 40,000 total
Purchase
BPZ RESOURCES, INC.
Common Stock
2010-12-15$4.12/sh+5,000→ 35,000 total
Purchase
BPZ RESOURCES, INC.
Common Stock
2010-12-14$4.11/sh+5,000→ 30,000 total
Purchase
BPZ RESOURCES, INC.
Common Stock
2010-12-13$4.16/sh+5,000→ 25,000 total
Award
BPZ RESOURCES, INC.
Incentive Stock Option
2010-08-13+60,000→ 60,000 total
Award
BPZ RESOURCES, INC.
Common Stock
2010-08-13+20,000→ 20,000 total

Companies

BPZ RESOURCES, INC.
Chief Operating Officer

Recent Filings

Address

580 WESTLAKE PARK BLVD. SUITE 525

HOUSTON, TX, 77079

View on SEC.gov