Insider · CIK 0001498701

STUART JOHN EDWARD

Reports to the SEC for 2 companies · RYE BROOK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001498701

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-01-21	GECCGreat Elm Capital Corp.A Award	Director	AAward	+330 sh	—	—	17,202
2021-01-21	GECCGreat Elm Capital Corp.A Award	Director	AAward	+18 sh	—	—	1,034
2021-01-21	GECCGreat Elm Capital Corp.A Award	Director	AAward	+40 sh	—	—	2,383
2021-01-21	GECCGreat Elm Capital Corp.A Award	Director	AAward	+97 sh	—	—	5,073
2020-12-21	GECCGreat Elm Capital Corp.A Award	Director	AAward	+96 sh	—	—	4,976
2020-12-21	GECCGreat Elm Capital Corp.A Award	Director	AAward	+19 sh	—	—	1,016
2020-12-21	GECCGreat Elm Capital Corp.A Award	Director	AAward	+324 sh	—	—	16,872
2020-12-21	GECCGreat Elm Capital Corp.A Award	Director	AAward	+42 sh	—	—	2,343
2020-11-20	GECCGreat Elm Capital Corp.A Award	Director	AAward	+128 sh	—	—	4,880
2020-11-20	GECCGreat Elm Capital Corp.A Award	Director	AAward	+432 sh	—	—	16,548
2020-11-20	GECCGreat Elm Capital Corp.A Award	Director	AAward	+24 sh	—	—	997
2020-11-20	GECCGreat Elm Capital Corp.A Award	Director	AAward	+53 sh	—	—	2,301
2020-10-21	GECCGreat Elm Capital Corp.A Award	Director	AAward	+20 sh	—	—	973
2020-10-21	GECCGreat Elm Capital Corp.A Award	Director	AAward	+245 sh	—	—	16,116
2020-10-21	GECCGreat Elm Capital Corp.A Award	Director	AAward	+111 sh	—	—	4,752
2020-10-21	GECCGreat Elm Capital Corp.A Award	Director	AAward	+46 sh	—	—	2,248
2020-09-28	GECCGreat Elm Capital Corp.X Exercise of In-Money	Director	XExercise of In-Money	+5,773 sh	$2.95	+$17K	15,871
2020-09-28	GECCGreat Elm Capital Corp. · Subscription RightsX Exercise of In-Money	Director	XExercise of In-Money	−5,773 sh	—	—	0
2020-09-21	GECCGreat Elm Capital Corp.A Award	Director	AAward	+160 sh	—	—	10,098
2020-09-21	GECCGreat Elm Capital Corp.A Award	Director	AAward	+72 sh	—	—	4,641
2020-09-21	GECCGreat Elm Capital Corp.A Award	Director	AAward	+14 sh	—	—	953
2020-09-21	GECCGreat Elm Capital Corp.A Award	Director	AAward	+30 sh	—	—	2,202
2020-08-21	GECCGreat Elm Capital Corp.A Award	Director	AAward	+32 sh	—	—	2,172
2020-08-21	GECCGreat Elm Capital Corp.A Award	Director	AAward	+14 sh	—	—	939
2020-08-21	GECCGreat Elm Capital Corp.A Award	Director	AAward	+74 sh	—	—	4,569
2020-08-21	GECCGreat Elm Capital Corp.A Award	Director	AAward	+161 sh	—	—	9,938
2020-07-15	GECCGreat Elm Capital Corp.A Award	Director	AAward	+119 sh	—	—	9,736
2020-07-15	GECCGreat Elm Capital Corp.A Award	Director	AAward	+72 sh	—	—	4,495
2020-07-15	GECCGreat Elm Capital Corp.A Award	Director	AAward	+29 sh	—	—	2,140
2020-07-15	GECCGreat Elm Capital Corp.A Award	Director	AAward	+13 sh	—	—	925
2020-07-15	GECCGreat Elm Capital Corp.A Award	Director	AAward	+41 sh	—	—	9,777
2020-06-15	GECCGreat Elm Capital Corp.A Award	Director	AAward	+12 sh	—	—	912
2020-06-15	GECCGreat Elm Capital Corp.A Award	Director	AAward	+27 sh	—	—	2,111
2020-06-15	GECCGreat Elm Capital Corp.A Award	Director	AAward	+69 sh	—	—	4,423
2020-06-15	GECCGreat Elm Capital Corp.A Award	Director	AAward	+152 sh	—	—	9,617
2020-05-15	GECCGreat Elm Capital Corp.A Award	Director	AAward	+13 sh	—	—	900
2020-05-15	GECCGreat Elm Capital Corp.A Award	Director	AAward	+30 sh	—	—	2,084
2020-05-15	GECCGreat Elm Capital Corp.A Award	Director	AAward	+83 sh	—	—	4,354
2020-05-15	GECCGreat Elm Capital Corp.A Award	Director	AAward	+185 sh	—	—	9,465
2016-11-03	Full Circle Capital CorpD Disposition to Issuer	Director, Chairman	DDisposition to Issuer	−237 sh	—	—	0
2016-11-03	Full Circle Capital CorpD Disposition to Issuer	Director, Chairman	DDisposition to Issuer	−9,258 sh	—	—	0
2016-11-03	Full Circle Capital CorpD Disposition to Issuer	Director, Chairman	DDisposition to Issuer	−19.4K sh	—	—	0
2016-11-03	Full Circle Capital CorpD Disposition to Issuer	Director, Chairman	DDisposition to Issuer	−4,000 sh	—	—	0
2016-11-03	Full Circle Capital CorpD Disposition to Issuer	Director, Chairman	DDisposition to Issuer	−41.8K sh	—	—	0
2016-11-02	Full Circle Capital CorpJ Other	Director, Chairman	JOther	−1.45M sh	$2.69	−$3.91M	0
2015-04-07	Full Circle Capital CorpP Purchase	Director, Chairman	PPurchase	+6,400 sh	$3.50	+$22.4K	41,830
2015-04-07	Full Circle Capital CorpP Purchase	Director, Chairman	PPurchase	+1.43M sh	$3.50	+$5M	1,453,692
2015-04-07	Full Circle Capital CorpP Purchase	Director, Chairman	PPurchase	+3,000 sh	$3.50	+$10.5K	4,000
2015-04-07	Full Circle Capital CorpP Purchase	Director, Chairman	PPurchase	+2,900 sh	$3.50	+$10.2K	19,351
2015-04-07	Full Circle Capital CorpP Purchase	Director, Chairman	PPurchase	+3,000 sh	$3.50	+$10.5K	9,258

Recent filings

Accepted (ET)
Jan 264
STUART JOHN EDWARD0001209191-21-005401
SEC(opens sec.gov)
Dec 234
STUART JOHN EDWARD0001209191-20-065093
SEC(opens sec.gov)
Nov 244
STUART JOHN EDWARD0001209191-20-060323
SEC(opens sec.gov)
Oct 234
STUART JOHN EDWARD0001209191-20-055757
SEC(opens sec.gov)
Oct 14
STUART JOHN EDWARD0001209191-20-052705
SEC(opens sec.gov)
Sep 234
STUART JOHN EDWARD0001209191-20-051730
SEC(opens sec.gov)

Companies

Address

800 WESTCHESTER AVE., SUITE S-620

RYE BROOK, NY, 10573