Insider · CIK 0001499834

Tattory John A

Reports to the SEC for 2 companies · BOSTON, MA

sec.gov

Transactions

Companies

Filings

CIK

0001499834

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-05-22	WINTWINDTREE THERAPEUTICS INC /DE/P Purchase	Interim CFO	PPurchase	+449 sh	$7.25	+$3,255.25	9,280
2020-05-22	WINTWINDTREE THERAPEUTICS INC /DE/ · Common Stock WarrantsP Purchase	Interim CFO	PPurchase	+449 sh	—	—	449
2019-03-19	WINTWINDTREE THERAPEUTICS INC /DE/ · Employee Stock Option (Right to Buy)A Award	Interim CFO	AAward	+50K sh	—	—	50,000
2019-03-15	WINTWINDTREE THERAPEUTICS INC /DE/F Tax Payment	Interim CFO	FTax Payment	−9,708 sh	—	—	26,495
2019-03-15	WINTWINDTREE THERAPEUTICS INC /DE/F Tax Payment	Interim CFO	FTax Payment	−10.3K sh	—	—	25,922
2019-02-07	WINTWINDTREE THERAPEUTICS INC /DE/D Disposition to Issuer	Interim CFO	DDisposition to Issuer	−22.1K sh	—	—	14,125
2019-02-07	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+22.1K sh	—	—	36,203
2018-12-28	WINTWINDTREE THERAPEUTICS INC /DE/F Tax Payment	Interim CFO	FTax Payment	−8,007 sh	$5.00	−$40K	36,203
2018-12-24	WINTWINDTREE THERAPEUTICS INC /DE/ · Employee Stock Option (Right to Buy)A Award	Interim CFO	AAward	+738K sh	—	—	738,335
2017-11-01	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+883K sh	—	—	884,215
2017-03-01	WINTWINDTREE THERAPEUTICS INC /DE/ · Incentive Stock Option (Right to Buy)A Award	Interim CFO	AAward	+43.8K sh	—	—	43,761
2017-03-01	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (Right to Buy)A Award	Interim CFO	AAward	+11.2K sh	—	—	11,239
2016-07-28	WINTWINDTREE THERAPEUTICS INC /DE/ · Incentive Stock Option (Right to Buy)A Award	Interim CFO	AAward	+16.7K sh	—	—	16,666
2016-07-28	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (Right to Buy)A Award	Interim CFO	AAward	+8,334 sh	—	—	8,334
2016-06-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+1,088 sh	$1.93	+$2,099.84	6,555
2016-03-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+1,077 sh	$1.67	+$1,798.59	5,467
2016-02-01	WINTWINDTREE THERAPEUTICS INC /DE/ · Incentive Stock Option (Right to Buy)A Award	Interim CFO	AAward	+15.5K sh	—	—	15,494
2016-02-01	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (Right to Buy)A Award	Interim CFO	AAward	+7,720 sh	—	—	7,720
2015-12-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+827 sh	$2.99	+$2,472.73	4,390
2015-09-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+607 sh	$4.20	+$2,549.4	3,563
2015-07-22	WINTWINDTREE THERAPEUTICS INC /DE/P Purchase	Interim CFO	PPurchase	+8,333 sh	—	—	15,000
2015-07-22	WINTWINDTREE THERAPEUTICS INC /DE/ · Series A Warrants (Right to Buy)P Purchase	Interim CFO	PPurchase	+8,333 sh	—	—	8,333
2015-06-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+4,301 sh	$0.68	+$2,924.68	41,388
2015-03-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+2,458 sh	$1.19	+$2,925.02	37,087
2015-03-27	WINTWINDTREE THERAPEUTICS INC /DE/ · Incentive Stock Option (Right to Buy)A Award	Interim CFO	AAward	+69.3K sh	—	—	69,317
2015-03-27	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (Right to Buy)A Award	Interim CFO	AAward	+80.7K sh	—	—	80,683
2014-12-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+3,363 sh	$1.16	+$3,901.08	34,629
2014-09-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+2,267 sh	$1.72	+$3,899.24	34,629
2014-06-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+2,191 sh	$1.78	+$3,899.98	34,629
2014-03-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+1,814 sh	$2.15	+$3,900.1	34,629
2014-03-06	WINTWINDTREE THERAPEUTICS INC /DE/ · Incentive Stock Option (Right to Buy)A Award	Interim CFO	AAward	+44.7K sh	—	—	44,728
2014-03-06	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (Right to Buy)A Award	Interim CFO	AAward	+45.3K sh	—	—	45,272
2013-12-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+1,749 sh	$2.23	+$3,900.27	24,994
2013-09-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+2,254 sh	$1.73	+$3,899.42	24,994
2013-06-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+2,566 sh	$1.52	+$3,900.32	24,994
2013-03-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+1,703 sh	$2.29	+$3,899.87	24,994
2013-03-26	WINTWINDTREE THERAPEUTICS INC /DE/ · Incentive Stock Option (Right to Buy)A Award	Interim CFO	AAward	+61K sh	—	—	61,009
2013-03-26	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (Right to Buy)A Award	Interim CFO	AAward	+19K sh	—	—	18,991
2012-12-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+1,849 sh	$2.11	+$3,901.39	16,722
2012-09-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+1,373 sh	$2.84	+$3,899.32	16,722
2012-06-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+1,681 sh	$2.32	+$3,899.92	16,722
2012-05-04	WINTWINDTREE THERAPEUTICS INC /DE/ · Incentive Stock Option (Right to Buy)A Award	Interim CFO	AAward	+40K sh	—	—	40,000
2012-03-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+1,455 sh	$2.68	+$3,899.4	11,819
2011-12-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+2,143 sh	$1.68	+$3,600.24	10,364
2011-10-07	WINTWINDTREE THERAPEUTICS INC /DE/ · Incentive Stock Option (Right to Buy)A Award	Interim CFO	AAward	+75K sh	—	—	75,000
2011-09-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+1,837 sh	$1.96	+$3,600.52	8,221
2011-06-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+1,722 sh	$2.09	+$3,598.98	8,221
2011-03-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+1,946 sh	$1.85	+$3,600.1	8,221
2010-12-31	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+566 sh	$3.18	+$1,799.88	2,716
2010-09-30	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Interim CFO	AAward	+571 sh	$3.15	+$1,798.65	2,716

Recent filings

Accepted (ET)
May 274
Tattory John A0001437749-20-011878
SEC(opens sec.gov)
May 274/A
Tattory John A0001437749-20-011864
SEC(opens sec.gov)
Mar 214
Tattory John A0001437749-19-005430
SEC(opens sec.gov)
Mar 194
Tattory John A0001437749-19-005306
SEC(opens sec.gov)
Feb 114
Tattory John A0001437749-19-002272
SEC(opens sec.gov)
Jan 24
Tattory John A0001437749-19-000100
SEC(opens sec.gov)
Dec 274
Tattory John A0001437749-18-022677
SEC(opens sec.gov)
Nov 34
Tattory John A0001437749-17-018211
SEC(opens sec.gov)
Mar 34
WINDTREE THERAPEUTICS INC /DE/0001437749-17-003781
SEC(opens sec.gov)
Aug 14
WINDTREE THERAPEUTICS INC /DE/0001437749-16-036121
SEC(opens sec.gov)
Feb 34
DISCOVERY LABORATORIES INC /DE/0001140361-16-050180
SEC(opens sec.gov)

Companies

Address

C/O TRANSCODE THERAPEUTICS, INC. 6 LIBERTY SQUARE, #2382

BOSTON, MA, 02109