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Insider · CIK 0001506262

Haines Andrew

Reports to the SEC for 1 company · BEDMINSTER NEW JERSEY, NJ

Transactions

9

Companies

1

Filings

3

CIK

0001506262

Forms 4 and 5

Insider transactions

9 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-08-31	GAIN Capital Holdings, Inc.M Exercise/Conversion	Chief Information Officer	MExercise/Conversion	+565 sh	—	—	10,826
2011-08-31	GAIN Capital Holdings, Inc.M Exercise/Conversion	Chief Information Officer	MExercise/Conversion	+2,261 sh	—	—	13,087
2011-08-31	GAIN Capital Holdings, Inc.Restricted Stock UnitM Exercise/Conversion	Chief Information Officer	MExercise/Conversion	−565 sh	—	—	2,827
2011-08-31	GAIN Capital Holdings, Inc.Restricted Stock UnitM Exercise/Conversion	Chief Information Officer	MExercise/Conversion	−2,261 sh	—	—	3,393
2011-03-23	GAIN Capital Holdings, Inc.A Award	Chief Information Officer	AAward	+8,000 sh	—	—	10,261
2011-03-23	GAIN Capital Holdings, Inc.Stock Option (Right to buy)A Award	Chief Information Officer	AAward	+24K sh	—	—	24,000
2011-01-19	GAIN Capital Holdings, Inc.M Exercise/Conversion	Chief Information Officer	MExercise/Conversion	+700 sh	$1.99	+$1,393	2,961
2011-01-19	GAIN Capital Holdings, Inc.S Sale	Chief Information Officer	SSale	−700 sh	$8.37	−$5,859	2,261
2011-01-19	GAIN Capital Holdings, Inc.Stock Option (Right to buy)M Exercise/Conversion	Chief Information Officer	MExercise/Conversion	−700 sh	—	—	24,174

Recent filings

3

Accepted (ET)
Sep 24
Haines Andrew0001209191-11-046617
SEC(opens sec.gov)
Mar 254
Haines Andrew0001209191-11-019708
SEC(opens sec.gov)
Jan 214
Haines Andrew0001209191-11-004486
SEC(opens sec.gov)

Companies

1

GAIN Capital Holdings, Inc.Chief Information Officer

Address

C/O GAIN CAPITAL HOLDINGS, INC. BEDMINSTER ONE135 ROUTE 202/206

BEDMINSTER NEW JERSEY, NJ, 07921