Insider · CIK 0001506926

Calhoun Christopher Warren

Reports to the SEC for 1 company · BEDMINSTER NEW JERSEY, NJ

sec.gov

Transactions

Companies

Filings

CIK

0001506926

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-07-31	GAIN Capital Holdings, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−40K sh	$6.00	−$240K	0
2019-03-14	GAIN Capital Holdings, Inc.A Award	Director	AAward	+22.9K sh	—	—	39,963
2018-12-03	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−20K sh	$7.32	−$146K	17,028
2018-05-24	GAIN Capital Holdings, Inc.A Award	Director	AAward	+18.8K sh	—	—	42,028
2017-10-27	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−5,000 sh	$7.00	−$35K	23,278
2017-10-03	GAIN Capital Holdings, Inc.A Award	Director	AAward	+3,129 sh	—	—	28,278
2017-08-14	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−5,000 sh	$6.87	−$34.3K	25,149
2017-08-07	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−10K sh	$7.00	−$70K	30,149
2017-08-04	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−5,000 sh	$7.00	−$35K	40,149
2017-07-31	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−5,000 sh	$6.71	−$33.6K	37,028
2017-07-24	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−5,000 sh	$6.67	−$33.4K	45,149
2017-07-17	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−5,000 sh	$6.39	−$32K	50,149
2017-07-13	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−5,000 sh	$6.58	−$32.9K	55,149
2017-03-15	GAIN Capital Holdings, Inc.A Award	Director	AAward	+12.1K sh	—	—	60,149
2016-05-05	GAIN Capital Holdings, Inc.A Award	Director	AAward	+12.6K sh	—	—	48,058
2015-07-01	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−2,500 sh	$9.56	−$23.9K	35,485
2015-06-03	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−2,500 sh	$9.50	−$23.8K	37,985
2015-06-02	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−680 sh	$9.38	−$6,376.768	40,485
2015-06-01	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−9,320 sh	$9.28	−$86.5K	41,165
2015-05-26	GAIN Capital Holdings, Inc.A Award	Director	AAward	+8,937 sh	—	—	50,485
2015-05-01	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−12.5K sh	$10.18	−$127K	40,291
2015-04-01	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−25K sh	$9.64	−$241K	52,163
2015-03-03	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−1,534 sh	$9.50	−$14.6K	76,535
2015-03-02	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−23.5K sh	$9.35	−$219K	78,069
2015-02-27	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−2,500 sh	$9.50	−$23.8K	101,535
2015-02-02	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−22.5K sh	$8.25	−$186K	103,407
2015-01-20	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−22.5K sh	$8.40	−$189K	125,279
2015-01-06	GAIN Capital Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+33.9K sh	—	—	38,482
2015-01-06	GAIN Capital Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+79.1K sh	—	—	117,628
2015-01-06	GAIN Capital Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+30.2K sh	—	—	147,779
2015-01-06	GAIN Capital Holdings, Inc.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−33.9K sh	—	—	0
2015-01-06	GAIN Capital Holdings, Inc.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−79.1K sh	—	—	0
2015-01-06	GAIN Capital Holdings, Inc.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−30.2K sh	—	—	0
2014-03-05	GAIN Capital Holdings, Inc.A Award	Director	AAward	+7,537 sh	—	—	41,548
2014-03-03	GAIN Capital Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+6,830 sh	$2.87	+$19.6K	13,933
2014-03-03	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−8,250 sh	$9.88	−$81.5K	5,683
2014-03-03	GAIN Capital Holdings, Inc.Option to Purchase (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−6,830 sh	$2.87	−$19.6K	17,645
2014-02-03	GAIN Capital Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+6,830 sh	$2.87	+$19.6K	15,353
2014-02-03	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−8,250 sh	$8.73	−$72.1K	7,103
2014-02-03	GAIN Capital Holdings, Inc.Option to Purchase (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−6,830 sh	$2.87	−$19.6K	24,475
2014-01-02	GAIN Capital Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+6,830 sh	$2.87	+$19.6K	16,773
2014-01-02	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−8,250 sh	$7.47	−$61.6K	8,523
2014-01-02	GAIN Capital Holdings, Inc.Option to Purchase (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−6,830 sh	$2.87	−$19.6K	31,305
2013-12-02	GAIN Capital Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+3,988 sh	$2.87	+$11.4K	18,193
2013-12-02	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−8,250 sh	$9.12	−$75.2K	9,943
2013-12-02	GAIN Capital Holdings, Inc.Option to Purchase (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−3,988 sh	$2.87	−$11.4K	38,135
2013-11-01	GAIN Capital Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+8,250 sh	$2.87	+$23.7K	22,455
2013-11-01	GAIN Capital Holdings, Inc.S Sale	Director	SSale	−8,250 sh	$10.61	−$87.5K	14,205
2013-11-01	GAIN Capital Holdings, Inc.Option to Purchase (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−8,250 sh	$2.87	−$23.7K	42,123
2013-10-01	GAIN Capital Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+496 sh	$2.43	+$1,205.28	16,295

Recent filings

Accepted (ET)
Aug 44
Calhoun Christopher Warren0000950103-20-015250
SEC(opens sec.gov)
Mar 184
Calhoun Christopher Warren0001444363-19-000033
SEC(opens sec.gov)
Dec 64
Calhoun Christopher Warren0001444363-18-000170
SEC(opens sec.gov)
May 294
Calhoun Christopher Warren0001444363-18-000077
SEC(opens sec.gov)
Oct 314
Calhoun Christopher Warren0001444363-17-000114
SEC(opens sec.gov)
Oct 54
Calhoun Christopher Warren0001444363-17-000101
SEC(opens sec.gov)
Aug 164
Calhoun Christopher Warren0001444363-17-000092
SEC(opens sec.gov)
Aug 84
Calhoun Christopher Warren0001444363-17-000090
SEC(opens sec.gov)
Jul 264
Calhoun Christopher Warren0001444363-17-000083
SEC(opens sec.gov)
Jul 194
Calhoun Christopher Warren0001444363-17-000079
SEC(opens sec.gov)
Jul 174
Calhoun Christopher Warren0001444363-17-000077
SEC(opens sec.gov)
Mar 174
GAIN Capital Holdings, Inc.0001444363-17-000027
SEC(opens sec.gov)
May 94
GAIN Capital Holdings, Inc.0001444363-16-000240
SEC(opens sec.gov)
Jul 64
GAIN Capital Holdings, Inc.0001444363-15-000119
SEC(opens sec.gov)
Jun 34
GAIN Capital Holdings, Inc.0001444363-15-000109
SEC(opens sec.gov)
May 284
GAIN Capital Holdings, Inc.0001444363-15-000096
SEC(opens sec.gov)

Companies

GAIN Capital Holdings, Inc.Director

Address

C/O GAIN CAPITAL HOLDINGS, INC. BEDMINSTER ONE135 ROUTE 202/206

BEDMINSTER NEW JERSEY, NJ, 07921