Insider · CIK 0001514106

Carroll Larry W.

Reports to the SEC for 2 companies · CHARLOTTE, NC

sec.gov

Transactions

Companies

Filings

CIK

0001514106

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-06-23	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+2,000 sh	$24.80	+$49.6K	62,558
2021-06-16	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+3,400 sh	$25.87	+$88K	60,558
2021-06-14	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+3,000 sh	$26.31	+$78.9K	57,158
2020-12-17	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+1,766 sh	$14.00	+$24.7K	54,158
2020-12-16	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+2,592 sh	$13.98	+$36.2K	52,392
2020-12-15	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+3,541 sh	$13.98	+$49.5K	49,800
2020-12-08	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+2,000 sh	$14.15	+$28.3K	46,339
2020-11-20	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+5,000 sh	$10.47	+$52.4K	44,339
2020-11-18	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+3,371 sh	$10.48	+$35.3K	39,339
2020-11-06	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+5,968 sh	$9.75	+$58.2K	35,968
2020-08-31	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+6,667 sh	$10.30	+$68.7K	30,000
2020-08-31	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+6,667 sh	$10.30	+$68.7K	146,667
2018-05-25	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+4,533 sh	$8.16	+$37K	140,000
2018-03-23	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+2,058 sh	$7.80	+$16.1K	135,467
2018-03-22	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+3,409 sh	$7.80	+$26.6K	133,409
2017-12-21	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+10K sh	$7.50	+$75K	130,000
2017-12-01	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+10K sh	$7.62	+$76.2K	120,000
2017-11-30	Park Sterling CorpStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−32.3K sh	—	—	0
2017-11-30	Park Sterling CorpStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−13.8K sh	—	—	0
2017-11-30	Park Sterling CorpD Disposition to Issuer	Director	DDisposition to Issuer	−361K sh	—	—	0
2017-11-13	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+10K sh	$7.62	+$76.2K	110,000
2017-08-11	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+17.9K sh	$9.14	+$163K	100,000
2017-08-11	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+17.9K sh	$9.14	+$163K	10,000
2017-08-10	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+660 sh	$9.24	+$6,098.4	660
2017-08-10	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+2,150 sh	$9.24	+$19.9K	82,150
2017-08-10	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+2,150 sh	$9.24	+$19.9K	82,150
2017-05-25	Park Sterling CorpA Award	Director	AAward	+3,454 sh	—	—	346,514
2016-12-02	Park Sterling CorpS Sale	Director	SSale	−23.4K sh	$9.79	−$229K	76,650
2016-11-17	Park Sterling CorpS Sale	Director	SSale	−23.4K sh	$9.76	−$228K	343,060
2016-11-17	Park Sterling CorpStock Option (Right to Buy)X Exercise of In-Money	Director	XExercise of In-Money	−12.4K sh	—	—	0
2016-11-17	Park Sterling CorpX Exercise of In-Money	Director	XExercise of In-Money	+11K sh	$9.09	+$100K	354,060
2016-11-17	Park Sterling CorpStock Option (Right to Buy)X Exercise of In-Money	Director	XExercise of In-Money	−11K sh	—	—	0
2016-11-17	Park Sterling CorpX Exercise of In-Money	Director	XExercise of In-Money	+12.4K sh	$9.09	+$112K	366,435
2016-11-15	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+7,000 sh	$12.01	+$84.1K	80,000
2016-05-02	Park Sterling CorpA Award	Director	AAward	+4,400 sh	—	—	343,060
2016-05-02	Park Sterling CorpA Award	Director	AAward	+4,400 sh	—	—	343,060
2016-01-01	Park Sterling CorpS Sale	Director	SSale	−10.3K sh	—	—	25,000
2015-12-10	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+3,000 sh	$12.90	+$38.7K	73,000
2015-08-25	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+5,000 sh	$13.50	+$67.5K	70,000
2015-08-21	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+5,000 sh	$14.50	+$72.5K	65,000
2015-06-12	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+5,000 sh	$16.44	+$82.2K	60,000
2015-06-10	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+3,950 sh	$17.00	+$67.2K	55,000
2015-05-22	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+1,050 sh	$17.00	+$17.9K	51,050
2015-05-01	Park Sterling CorpA Award	Director	AAward	+4,800 sh	—	—	338,660
2014-12-23	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+4,700 sh	$18.19	+$85.5K	50,000
2014-09-18	Logan Ridge Finance Corp.P Purchase	Director	PPurchase	+1,530 sh	$18.05	+$27.6K	45,300
2013-03-26	Park Sterling CorpA Award	Director	AAward	+2,500 sh	—	—	328,860
2013-02-26	Park Sterling CorpS Sale	Director	SSale	−19.8K sh	$5.52	−$109K	0
2013-02-25	Park Sterling CorpS Sale	Director	SSale	−6,200 sh	$5.75	−$35.7K	19,800
2011-08-11	Park Sterling CorpP Purchase	Director	PPurchase	+5,150 sh	$3.89	+$20K	326,360

Recent filings

Accepted (ET)
Jun 244
Carroll Larry W.0001104659-21-084955
SEC(opens sec.gov)
Jun 174
Carroll Larry W.0001104659-21-082439
SEC(opens sec.gov)
Jun 154
Carroll Larry W.0001104659-21-081286
SEC(opens sec.gov)
Dec 184
Carroll Larry W.0001104659-20-137234
SEC(opens sec.gov)
Dec 174
Carroll Larry W.0001104659-20-136810
SEC(opens sec.gov)
Dec 164
Carroll Larry W.0001104659-20-136381
SEC(opens sec.gov)
Dec 94
Carroll Larry W.0001104659-20-133544
SEC(opens sec.gov)
Nov 244
Carroll Larry W.0001104659-20-128875
SEC(opens sec.gov)
Nov 194
Carroll Larry W.0001104659-20-127377
SEC(opens sec.gov)
Nov 104
Carroll Larry W.0001104659-20-123670
SEC(opens sec.gov)
Nov 104/A
Carroll Larry W.0001104659-20-123669
SEC(opens sec.gov)
Sep 14
Carroll Larry W.0001104659-20-101347
SEC(opens sec.gov)
May 294
Carroll Larry W.0001144204-18-031249
SEC(opens sec.gov)
Mar 274
Carroll Larry W.0001144204-18-017132
SEC(opens sec.gov)
Mar 234
Carroll Larry W.0001144204-18-016707
SEC(opens sec.gov)
Jan 315
Carroll Larry W.0001144204-18-004887
SEC(opens sec.gov)
Dec 224
Carroll Larry W.0001144204-17-064941
SEC(opens sec.gov)
Dec 44
Carroll Larry W.0001437749-17-020129
SEC(opens sec.gov)

Companies

Address

1043 EAST MOREHEAD STREET, SUITE 201

CHARLOTTE, NC, 28204