Insider · CIK 0001516394

Elming Gregory Bernard

Reports to the SEC for 1 company · DES MOINES, IA

sec.gov

Transactions

Companies

Filings

CIK

0001516394

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-12-28	PFGPRINCIPAL FINANCIAL GROUP INCA Award	SVP & Chief Risk Officer	AAward	+25 sh	—	—	20,843
2017-09-29	PFGPRINCIPAL FINANCIAL GROUP INCA Award	SVP & Chief Risk Officer	AAward	+26 sh	—	—	20,806
2017-06-30	PFGPRINCIPAL FINANCIAL GROUP INCA Award	SVP & Chief Risk Officer	AAward	+26 sh	—	—	20,768
2017-06-21	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	SVP & Chief Risk Officer	MExercise/Conversion	+5,975 sh	$34.26	+$205K	41,373
2017-06-21	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	SVP & Chief Risk Officer	SSale	−5,975 sh	$64.20	−$384K	35,398
2017-06-21	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	SVP & Chief Risk Officer	MExercise/Conversion	+5,835 sh	$44.88	+$262K	41,233
2017-06-21	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	SVP & Chief Risk Officer	SSale	−5,835 sh	$64.20	−$375K	35,398
2017-06-21	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	SVP & Chief Risk Officer	MExercise/Conversion	+4,230 sh	$37.38	+$158K	39,628
2017-06-21	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	SVP & Chief Risk Officer	SSale	−4,230 sh	$64.20	−$272K	35,398
2017-06-21	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	SVP & Chief Risk Officer	SSale	−14.7K sh	$64.20	−$942K	20,731
2017-06-21	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	SVP & Chief Risk Officer	MExercise/Conversion	−5,975 sh	—	—	0
2017-06-21	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	SVP & Chief Risk Officer	MExercise/Conversion	−5,835 sh	—	—	0
2017-06-21	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	SVP & Chief Risk Officer	MExercise/Conversion	−4,230 sh	—	—	8,460
2017-03-31	PFGPRINCIPAL FINANCIAL GROUP INCA Award	SVP & Chief Risk Officer	AAward	+25 sh	—	—	35,398
2017-02-27	PFGPRINCIPAL FINANCIAL GROUP INCA Award	SVP & Chief Risk Officer	AAward	+3,193 sh	—	—	35,361
2017-02-27	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	SVP & Chief Risk Officer	AAward	+7,500 sh	—	—	7,500
2017-02-13	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	SVP & Chief Risk Officer	MExercise/Conversion	+12.6K sh	$60.10	+$757K	44,768
2017-02-13	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	SVP & Chief Risk Officer	SSale	−12.6K sh	$62.00	−$781K	32,168
2017-02-13	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	SVP & Chief Risk Officer	MExercise/Conversion	−12.6K sh	—	—	0
2016-12-27	PFGPRINCIPAL FINANCIAL GROUP INCA Award	SVP & Chief Risk Officer	AAward	+16 sh	—	—	32,168
2016-09-30	PFGPRINCIPAL FINANCIAL GROUP INCA Award	SVP & Chief Risk Officer	AAward	+18 sh	—	—	32,140
2016-06-24	PFGPRINCIPAL FINANCIAL GROUP INCA Award	SVP & Chief Risk Officer	AAward	+21 sh	—	—	32,109
2016-06-22	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	SVP & Chief Risk Officer	MExercise/Conversion	+21K sh	$11.07	+$233K	53,102
2016-06-22	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	SVP & Chief Risk Officer	MExercise/Conversion	+8,695 sh	$22.21	+$193K	61,797
2016-06-22	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	SVP & Chief Risk Officer	MExercise/Conversion	+8,170 sh	$27.46	+$224K	69,967
2016-06-22	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	SVP & Chief Risk Officer	MExercise/Conversion	+8,875 sh	$30.70	+$272K	78,842
2016-06-22	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	SVP & Chief Risk Officer	SSale	−46.8K sh	$43.73	−$2.05M	32,072
2016-06-22	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	SVP & Chief Risk Officer	MExercise/Conversion	−21K sh	—	—	0
2016-06-22	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	SVP & Chief Risk Officer	MExercise/Conversion	−8,695 sh	—	—	0
2016-06-22	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	SVP & Chief Risk Officer	MExercise/Conversion	−8,170 sh	—	—	0
2016-06-22	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	SVP & Chief Risk Officer	MExercise/Conversion	−8,875 sh	—	—	0
2016-03-25	PFGPRINCIPAL FINANCIAL GROUP INCA Award	SVP & Chief Risk Officer	AAward	+21 sh	—	—	32,072
2016-02-22	PFGPRINCIPAL FINANCIAL GROUP INCA Award	SVP & Chief Risk Officer	AAward	+4,693 sh	—	—	32,035
2016-02-22	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	SVP & Chief Risk Officer	AAward	+12.7K sh	—	—	12,690
2015-05-29	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	SVP & Chief Risk Officer	MExercise/Conversion	+9,165 sh	$49.25	+$451K	36,471
2015-05-29	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	SVP & Chief Risk Officer	SSale	−9,165 sh	$51.63	−$473K	27,306
2015-05-29	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	SVP & Chief Risk Officer	MExercise/Conversion	−9,165 sh	—	—	0
2015-02-23	PFGPRINCIPAL FINANCIAL GROUP INCA Award	SVP & Chief Risk Officer	AAward	+5,069 sh	—	—	27,295
2015-02-23	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	SVP & Chief Risk Officer	AAward	+5,450 sh	—	—	5,450
2014-02-24	PFGPRINCIPAL FINANCIAL GROUP INCA Award	SVP & Chief Risk Officer	AAward	+3,885 sh	—	—	22,188
2014-02-24	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	SVP & Chief Risk Officer	AAward	+5,835 sh	—	—	5,835
2013-11-29	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	SVP & Chief Risk Officer	MExercise/Conversion	+8,485 sh	$36.30	+$308K	26,780
2013-11-29	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	SVP & Chief Risk Officer	SSale	−8,485 sh	$50.53	−$429K	18,295
2013-11-29	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	SVP & Chief Risk Officer	MExercise/Conversion	−8,485 sh	—	—	0
2013-02-25	PFGPRINCIPAL FINANCIAL GROUP INCA Award	SVP & Chief Risk Officer	AAward	+8,857 sh	—	—	18,236
2013-02-25	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	SVP & Chief Risk Officer	AAward	+8,875 sh	—	—	8,875
2013-01-02	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	SVP & Chief Risk Officer	MExercise/Conversion	+8,000 sh	$27.57	+$221K	17,379
2013-01-02	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	SVP & Chief Risk Officer	SSale	−8,000 sh	$28.96	−$232K	9,379
2013-01-02	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	SVP & Chief Risk Officer	MExercise/Conversion	−8,000 sh	—	—	0
2012-05-20	PFGPRINCIPAL FINANCIAL GROUP INCF Tax Payment	SVP & Chief Risk Officer	FTax Payment	−432 sh	$23.47	−$10.1K	9,379

Recent filings

Accepted (ET)
Jan 24
Elming Gregory Bernard0001126328-18-000012
SEC(opens sec.gov)
Oct 34
Elming Gregory Bernard0001126328-17-000237
SEC(opens sec.gov)
Jul 54
PRINCIPAL FINANCIAL GROUP INC0001126328-17-000188
SEC(opens sec.gov)
Jun 234
PRINCIPAL FINANCIAL GROUP INC0001126328-17-000163
SEC(opens sec.gov)
Apr 44
PRINCIPAL FINANCIAL GROUP INC0001126328-17-000096
SEC(opens sec.gov)
Mar 14
PRINCIPAL FINANCIAL GROUP INC0001126328-17-000070
SEC(opens sec.gov)
Feb 154
PRINCIPAL FINANCIAL GROUP INC0001126328-17-000058
SEC(opens sec.gov)
Dec 294
PRINCIPAL FINANCIAL GROUP INC0001126328-16-000647
SEC(opens sec.gov)

Companies

PRINCIPAL FINANCIAL GROUP INCSVP & Chief Risk OfficerPFG

Address

711 HIGH STREET

DES MOINES, IA, 50392