Insider · CIK 0001517800

Brautigam Allen

Reports to the SEC for 1 company · SKILLMAN, NJ

sec.gov

Transactions

Companies

Filings

CIK

0001517800

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-03-03	SFSTIFEL FINANCIAL CORPD Disposition to Issuer	Director, Branch Offices	DDisposition to Issuer	−7,037 sh	$63.23	−$445K	32,281
2020-03-03	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director, Branch Offices	AAward	+14.8K sh	—	—	24,616
2020-03-03	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	+11.9K sh	$63.23	+$750K	44,139
2020-03-03	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	−11.9K sh	$63.23	−$750K	12,758
2020-03-03	SFSTIFEL FINANCIAL CORPF Tax Payment	Director, Branch Offices	FTax Payment	−4,821 sh	$63.23	−$305K	39,318
2020-01-30	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director, Branch Offices	AAward	+1,591 sh	$62.69	+$99.7K	9,794
2020-01-02	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	−1,710 sh	—	—	8,203
2020-01-02	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	+1,710 sh	—	—	32,881
2020-01-02	SFSTIFEL FINANCIAL CORPF Tax Payment	Director, Branch Offices	FTax Payment	−600 sh	$61.44	−$36.9K	32,281
2019-11-04	SFSTIFEL FINANCIAL CORPS Sale	Director, Branch Offices	SSale	−1,000 sh	$59.63	−$59.6K	31,171
2019-02-04	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director, Branch Offices	AAward	+1,740 sh	—	—	9,913
2019-01-02	SFSTIFEL FINANCIAL CORPF Tax Payment	Director, Branch Offices	FTax Payment	−242 sh	$41.42	−$10K	32,171
2019-01-02	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	−688 sh	—	—	8,173
2019-01-02	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	+688 sh	—	—	32,413
2018-12-17	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director, Branch Offices	AAward	+22 sh	—	—	8,861
2018-09-17	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director, Branch Offices	AAward	+19 sh	—	—	8,839
2018-06-15	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director, Branch Offices	AAward	+18 sh	—	—	8,820
2018-03-15	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director, Branch Offices	AAward	+9 sh	—	—	8,802
2018-02-08	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director, Branch Offices	AAward	+3,333 sh	—	—	8,793
2017-12-29	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	+9,829 sh	—	—	35,004
2017-12-29	SFSTIFEL FINANCIAL CORPF Tax Payment	Director, Branch Offices	FTax Payment	−3,279 sh	$59.56	−$195K	31,725
2017-12-29	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	−9,829 sh	—	—	5,335
2017-12-27	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	+309 sh	—	—	25,162
2017-12-27	SFSTIFEL FINANCIAL CORPF Tax Payment	Director, Branch Offices	FTax Payment	−148 sh	$60.13	−$8,899.24	24,853
2017-12-27	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	+309 sh	—	—	25,001
2017-12-27	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	+1,708 sh	—	—	18,415
2017-12-27	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	+1,708 sh	—	—	17,526
2017-12-27	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	−309 sh	—	—	15,782
2017-12-27	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	−1,499 sh	—	—	16,091
2017-12-27	SFSTIFEL FINANCIAL CORPF Tax Payment	Director, Branch Offices	FTax Payment	−148 sh	$60.13	−$8,899.24	25,014
2017-12-27	SFSTIFEL FINANCIAL CORPF Tax Payment	Director, Branch Offices	FTax Payment	−819 sh	$60.13	−$49.2K	17,596
2017-12-27	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	+1,708 sh	—	—	19,304
2017-12-27	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	−1,499 sh	—	—	18,339
2017-12-27	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	−749 sh	—	—	19,838
2017-12-27	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	−1,499 sh	—	—	20,587
2017-12-27	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	−674 sh	—	—	22,835
2017-12-27	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	−1,335 sh	—	—	23,509
2017-12-27	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	−1,122 sh	—	—	24,844
2017-12-27	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	−684 sh	—	—	25,966
2017-12-27	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	−684 sh	—	—	26,650
2017-12-27	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	−684 sh	—	—	27,334
2017-12-27	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	−749 sh	—	—	22,086
2017-12-27	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	−1,708 sh	—	—	28,018
2017-12-27	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	−1,708 sh	—	—	29,726
2017-12-27	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	−1,708 sh	—	—	31,434
2017-12-27	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	−749 sh	—	—	17,590
2017-12-27	SFSTIFEL FINANCIAL CORPF Tax Payment	Director, Branch Offices	FTax Payment	−148 sh	$60.13	−$8,899.24	25,175
2017-12-27	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director, Branch Offices	MExercise/Conversion	+309 sh	—	—	25,323
2017-12-27	SFSTIFEL FINANCIAL CORPF Tax Payment	Director, Branch Offices	FTax Payment	−819 sh	$60.13	−$49.2K	16,707
2017-12-27	SFSTIFEL FINANCIAL CORPF Tax Payment	Director, Branch Offices	FTax Payment	−819 sh	$60.13	−$49.2K	18,485

Recent filings

Accepted (ET)
Mar 34
Brautigam Allen0001209191-20-015529
SEC(opens sec.gov)
Feb 34
Brautigam Allen0001209191-20-006020
SEC(opens sec.gov)
Jan 64
Brautigam Allen0001209191-20-001847
SEC(opens sec.gov)
Nov 64
Brautigam Allen0001209191-19-055492
SEC(opens sec.gov)
Feb 64
Brautigam Allen0001209191-19-007756
SEC(opens sec.gov)
Jan 44
Brautigam Allen0001209191-19-001923
SEC(opens sec.gov)
Dec 184
Brautigam Allen0001209191-18-063178
SEC(opens sec.gov)
Sep 194
Brautigam Allen0001209191-18-051632
SEC(opens sec.gov)
Jun 194
Brautigam Allen0000720672-18-000066
SEC(opens sec.gov)
Mar 194
Brautigam Allen0000720672-18-000042
SEC(opens sec.gov)
Feb 124
Brautigam Allen0000720672-18-000020
SEC(opens sec.gov)

Companies

STIFEL FINANCIAL CORPDirector, Branch OfficesSF

Address

28 WESTBURY CT.

SKILLMAN, NJ, 08558