Insider · CIK 0001550545

Yu John S

Reports to the SEC for 2 companies · WOODLAND HILLS, CA

sec.gov

Transactions

Companies

Filings

CIK

0001550545

Forms 4 and 5

Insider transactions

31 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2025-10-08	KAPAKairos Pharma, LTD.A Award	Director, CEO and Chairman, 10% Owner	AAward	+191K sh	—	—	230,105
2025-01-01	KAPAKairos Pharma, LTD.A Award	Director, CEO and Chairman, 10% Owner	AAward	+14K sh	—	—	5,355,838
2024-11-20	KAPAKairos Pharma, LTD.P Purchase	Director, CEO and Chairman, 10% Owner	PPurchase	+4,000 sh	$1.44	+$5,760	5,341,837
2018-06-06	IMUCEOM Pharmaceutical Holdings, Inc.A Award	Director	AAward	+120K sh	—	—	120,250
2016-06-17	IMUCEOM Pharmaceutical Holdings, Inc. · Stock Option (right to buy)A Award	Director	AAward	+157K sh	—	—	156,750
2015-09-28	IMUCEOM Pharmaceutical Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+25K sh	$0.27	+$6,750	35,000
2015-09-28	IMUCEOM Pharmaceutical Holdings, Inc.F Tax Payment	Director	FTax Payment	−14.7K sh	$0.46	−$6,750.04	20,326
2015-09-28	IMUCEOM Pharmaceutical Holdings, Inc.G Gift	Director	GGift	−10.3K sh	—	—	10,000
2015-09-28	IMUCEOM Pharmaceutical Holdings, Inc.G Gift	Director	GGift	+10.3K sh	—	—	10,326
2015-09-28	IMUCEOM Pharmaceutical Holdings, Inc. · Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−25K sh	—	—	0
2015-06-26	IMUCEOM Pharmaceutical Holdings, Inc. · Stock Option (right to buy)A Award	Director	AAward	+50K sh	—	—	50,000
2015-03-20	IMUCEOM Pharmaceutical Holdings, Inc. · Stock Option (Rt to Buy)A Award	Director	AAward	+100K sh	—	—	100,000
2014-03-07	IMUCEOM Pharmaceutical Holdings, Inc. · Stock Option (right to buy)A Award	Director	AAward	+22.5K sh	—	—	22,500
2013-11-25	IMUCEOM Pharmaceutical Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+32.6K sh	$0.25	+$8,153.25	42,613
2013-11-25	IMUCEOM Pharmaceutical Holdings, Inc.G Gift	Director	GGift	−32.6K sh	—	—	10,000
2013-11-25	IMUCEOM Pharmaceutical Holdings, Inc.G Gift	Director	GGift	+32.6K sh	—	—	32,613
2013-11-25	IMUCEOM Pharmaceutical Holdings, Inc. · Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−32.6K sh	—	—	0
2013-10-21	IMUCEOM Pharmaceutical Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+36K sh	$0.25	+$9,001.5	46,006
2013-10-21	IMUCEOM Pharmaceutical Holdings, Inc.G Gift	Director	GGift	−36K sh	—	—	10,000
2013-10-21	IMUCEOM Pharmaceutical Holdings, Inc.G Gift	Director	GGift	+36K sh	—	—	36,006
2013-10-21	IMUCEOM Pharmaceutical Holdings, Inc.S Sale	Director	SSale	−36K sh	$2.92	−$105K	0
2013-10-21	IMUCEOM Pharmaceutical Holdings, Inc. · Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−36K sh	—	—	32,613
2013-10-18	IMUCEOM Pharmaceutical Holdings, Inc.S Sale	Director	SSale	−32.6K sh	$2.85	−$92.9K	0
2013-10-18	IMUCEOM Pharmaceutical Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+231K sh	$0.25	+$57.8K	241,381
2013-10-18	IMUCEOM Pharmaceutical Holdings, Inc.G Gift	Director	GGift	−231K sh	—	—	10,000
2013-10-18	IMUCEOM Pharmaceutical Holdings, Inc.G Gift	Director	GGift	+231K sh	—	—	231,381
2013-10-18	IMUCEOM Pharmaceutical Holdings, Inc.S Sale	Director	SSale	−231K sh	$2.91	−$673K	0
2013-10-18	IMUCEOM Pharmaceutical Holdings, Inc. · Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−231K sh	—	—	68,619
2013-09-20	IMUCEOM Pharmaceutical Holdings, Inc. · Stock Option (right to buy)A Award	Director	AAward	+50K sh	—	—	50,000
2013-06-14	IMUCEOM Pharmaceutical Holdings, Inc. · Stock Option (right to buy)A Award	Director	AAward	−45K sh	—	—	45,000
2012-09-24	IMUCEOM Pharmaceutical Holdings, Inc. · Stock Option (right to buy)A Award	Director	AAward	+50K sh	—	—	50,000

Recent filings

Accepted (ET)
Nov 264
Yu John S0001493152-25-025197
SEC(opens sec.gov)
Feb 244
Yu John S0001493152-25-008105
SEC(opens sec.gov)
Nov 214
Yu John S0001493152-24-047261
SEC(opens sec.gov)
Jun 84
Yu John S0001209191-18-036656
SEC(opens sec.gov)
Jun 214
ImmunoCellular Therapeutics, Ltd.0001209191-16-129046
SEC(opens sec.gov)
Oct 14
ImmunoCellular Therapeutics, Ltd.0001209191-15-072696
SEC(opens sec.gov)
Jun 304
ImmunoCellular Therapeutics, Ltd.0001209191-15-057494
SEC(opens sec.gov)
Mar 244
ImmunoCellular Therapeutics, Ltd.0001209191-15-028979
SEC(opens sec.gov)
Mar 104
ImmunoCellular Therapeutics, Ltd.0001181431-14-011935
SEC(opens sec.gov)
Nov 274
ImmunoCellular Therapeutics, Ltd.0001181431-13-060956
SEC(opens sec.gov)
Oct 224
ImmunoCellular Therapeutics, Ltd.0001181431-13-054785
SEC(opens sec.gov)

Companies

Address

21900 BURBANK BOULEVARD, 3RD FLOOR

WOODLAND HILLS, CA, 91367