Insider · CIK 0001559040

Upfill-Brown Simon H

Reports to the SEC for 1 company · HOUSTON, TX

sec.gov

Transactions

Companies

Filings

CIK

0001559040

Forms 4 and 5

Insider transactions

45 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-11-05	TRECORA RESOURCESP Purchase	Director, President/CEO	PPurchase	+2,900 sh	$9.38	+$27.2K	103,965
2018-11-05	TRECORA RESOURCESP Purchase	Director, President/CEO	PPurchase	+100 sh	$9.39	+$939	104,065
2018-11-05	TRECORA RESOURCESP Purchase	Director, President/CEO	PPurchase	+2,000 sh	$9.38	+$18.8K	106,065
2018-06-16	TRECORA RESOURCESM Exercise/Conversion	Director, President/CEO	MExercise/Conversion	+8,947 sh	—	—	103,244
2018-06-16	TRECORA RESOURCESF Tax Payment	Director, President/CEO	FTax Payment	−2,179 sh	$13.90	−$30.3K	101,065
2018-06-16	TRECORA RESOURCESrestricted common stockM Exercise/Conversion	Director, President/CEO	MExercise/Conversion	−8,947 sh	—	—	355,260
2018-02-28	TRECORA RESOURCESM Exercise/Conversion	Director, President/CEO	MExercise/Conversion	+10.7K sh	—	—	96,890
2018-02-28	TRECORA RESOURCESF Tax Payment	Director, President/CEO	FTax Payment	−2,593 sh	$11.10	−$28.8K	94,297
2018-02-28	TRECORA RESOURCESrestricted stock unitsM Exercise/Conversion	Director, President/CEO	MExercise/Conversion	−10.7K sh	—	—	364,207
2018-02-20	TRECORA RESOURCESrestricted stock unitsA Award	Director, President/CEO	AAward	+55.6K sh	—	—	374,857
2018-02-09	TRECORA RESOURCESM Exercise/Conversion	Director, President/CEO	MExercise/Conversion	+7,370 sh	—	—	88,035
2018-02-09	TRECORA RESOURCESF Tax Payment	Director, President/CEO	FTax Payment	−1,795 sh	$12.85	−$23.1K	86,240
2018-02-09	TRECORA RESOURCESrestricted stock unitsM Exercise/Conversion	Director, President/CEO	MExercise/Conversion	−7,370 sh	—	—	319,301
2017-12-31	TRECORA RESOURCESP Purchase	Director, President/CEO	PPurchase	+1,693 sh	$12.51	+$21.2K	80,665
2017-06-16	TRECORA RESOURCESrestricted stock unitsA Award	Director, President/CEO	AAward	+53.7K sh	—	—	326,671
2017-06-16	TRECORA RESOURCESM Exercise/Conversion	Director, President/CEO	MExercise/Conversion	+10.7K sh	—	—	78,972
2017-06-16	TRECORA RESOURCESrestricted common stockM Exercise/Conversion	Director, President/CEO	MExercise/Conversion	−10.7K sh	—	—	272,987
2017-05-09	TRECORA RESOURCESP Purchase	Director, President/CEO	PPurchase	+5,000 sh	$11.31	+$56.6K	68,322
2017-02-09	TRECORA RESOURCESM Exercise/Conversion	Director, President/CEO	MExercise/Conversion	+7,370 sh	—	—	63,322
2017-02-09	TRECORA RESOURCESrestricted common stockC Conversion	Director, President/CEO	CConversion	−7,370 sh	—	—	283,637
2016-12-31	TRECORA RESOURCESP Purchase	Director, President/CEO	PPurchase	+1,880 sh	$10.43	+$19.6K	55,952
2016-05-10	TRECORA RESOURCESP Purchase	Director, President/CEO	PPurchase	+5,000 sh	$10.94	+$54.7K	54,072
2016-03-01	TRECORA RESOURCESrestricted common stockA Award	Director, President/CEO	AAward	+63.9K sh	—	—	291,007
2016-02-09	TRECORA RESOURCESM Exercise/Conversion	Director, President/CEO	MExercise/Conversion	+7,370 sh	—	—	49,072
2016-02-09	TRECORA RESOURCESrestricted common stockC Conversion	Director, President/CEO	CConversion	−7,370 sh	—	—	227,109
2015-12-31	TRECORA RESOURCESP Purchase	Director, President/CEO	PPurchase	+1,403 sh	$13.58	+$19.1K	41,702
2015-08-25	TRECORA RESOURCESP Purchase	Director, President/CEO	PPurchase	+500 sh	$12.11	+$6,055	35,799
2015-08-25	TRECORA RESOURCESP Purchase	Director, President/CEO	PPurchase	+4,500 sh	$12.06	+$54.3K	40,299
2015-05-12	TRECORA RESOURCESP Purchase	Director, President/CEO	PPurchase	+2,300 sh	$11.70	+$26.9K	35,299
2015-05-04	TRECORA RESOURCESP Purchase	Director, President/CEO	PPurchase	+2,700 sh	$12.27	+$33.1K	32,999
2015-03-06	TRECORA RESOURCESC Conversion	Director, President/CEO	CConversion	+5,000 sh	$7.71	+$38.6K	30,299
2015-03-06	TRECORA RESOURCES05/29/13 stock optionsX Exercise of In-Money	Director, President/CEO	XExercise of In-Money	+5,000 sh	$7.71	+$38.6K	234,479
2015-02-10	TRECORA RESOURCESrestricted common stockA Award	Director, President/CEO	AAward	+29.5K sh	—	—	239,479
2014-12-31	TRECORA RESOURCESP Purchase	Director, President/CEO	PPurchase	+497 sh	$11.53	+$5,730.41	25,299
2014-02-21	TRECORA RESOURCESstock option (right to buy)A Award	Director, President/CEO	AAward	+120K sh	—	—	210,000
2013-12-31	TRECORA RESOURCESP Purchase	Director, President/CEO	PPurchase	+502 sh	$8.74	+$4,387.48	16,302
2013-11-01	TRECORA RESOURCESP Purchase	Director, President/CEO	PPurchase	+700 sh	$9.32	+$6,527.01	15,800
2013-10-01	TRECORA RESOURCESP Purchase	Director, President/CEO	PPurchase	+700 sh	$9.09	+$6,365.52	15,100
2013-09-03	TRECORA RESOURCESP Purchase	Director, President/CEO	PPurchase	+700 sh	$7.93	+$5,548.48	14,400
2013-08-01	TRECORA RESOURCESP Purchase	Director, President/CEO	PPurchase	+700 sh	$9.08	+$6,357.61	13,700
2013-07-01	TRECORA RESOURCESP Purchase	Director, President/CEO	PPurchase	+700 sh	$8.79	+$6,151.11	13,000
2013-06-10	TRECORA RESOURCESP Purchase	Director, President/CEO	PPurchase	+700 sh	$7.66	+$5,365.29	12,300
2013-05-29	TRECORA RESOURCESstock option (right to buy)A Award	Director, President/CEO	AAward	+90K sh	—	—	90,000
2013-05-07	TRECORA RESOURCESP Purchase	Director, President/CEO	PPurchase	+2,100 sh	$7.95	+$16.7K	11,600
2012-09-26	TRECORA RESOURCESA Award	Director, President/CEO	AAward	+7,500 sh	$9.68	+$72.6K	9,500

Recent filings

Accepted (ET)
Nov 64
Upfill-Brown Simon H0000007039-18-000057
SEC(opens sec.gov)
Jun 184
Upfill-Brown Simon H0001140361-18-028957
SEC(opens sec.gov)
Mar 14
Upfill-Brown Simon H0001140361-18-011088
SEC(opens sec.gov)
Feb 214
Upfill-Brown Simon H0001140361-18-009246
SEC(opens sec.gov)
Jan 305
Upfill-Brown Simon H0001140361-18-003841
SEC(opens sec.gov)
Jun 204
TRECORA RESOURCES0001140361-17-025592
SEC(opens sec.gov)
Jun 194
TRECORA RESOURCES0001140361-17-025448
SEC(opens sec.gov)
May 94
TRECORA RESOURCES0001140361-17-019168
SEC(opens sec.gov)
Feb 104
TRECORA RESOURCES0001140361-17-005694
SEC(opens sec.gov)

Companies

TRECORA RESOURCESDirector, President/CEO

Address

2 INWOOD OAKS DR

HOUSTON, TX, 77024