Insider · CIK 0001561169
Samuels Steven
Reports to the SEC for 24 companies · WESTPORT, CT
Transactions
20
Companies
24
Filings
5
CIK
0001561169
Forms 4 and 5
Insider transactions
| Date | Company | Value |
|---|---|---|
| 2015-01-30 | SPESPECIAL OPPORTUNITIES FUND, INC.S Sale | −$42.7K |
| 2015-01-30 | SPESPECIAL OPPORTUNITIES FUND, INC.S Sale | −$7,455.5 |
| 2014-12-12 | SPESPECIAL OPPORTUNITIES FUND, INC.S Sale | −$41K |
| 2014-02-19 | SPESPECIAL OPPORTUNITIES FUND, INC.C Conversion | — |
| 2014-02-19 | SPESPECIAL OPPORTUNITIES FUND, INC. · 3% Convertible Preferred Stock, Series AC Conversion | — |
| 2012-09-17 | SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase | +$15.8K |
| 2012-07-30 | SPESPECIAL OPPORTUNITIES FUND, INC. · Subscription Rights(rights to buy)X Exercise of In-Money | — |
| 2012-07-30 | SPESPECIAL OPPORTUNITIES FUND, INC. · 3.00% conv. preferred Stock series AX Exercise of In-Money | +$20K |
| 2011-09-08 | SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase | +$7,365 |
| 2011-08-16 | SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase | +$11.3K |
| 2011-06-20 | SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase | +$15.4K |
| 2010-01-22 | SPESPECIAL OPPORTUNITIES FUND, INC.S Sale | −$8.78M |
| 2010-01-22 | SPESPECIAL OPPORTUNITIES FUND, INC.S Sale | −$1.55M |
| 2010-01-22 | SPESPECIAL OPPORTUNITIES FUND, INC.S Sale | −$7.49M |
| 2010-01-22 | SPESPECIAL OPPORTUNITIES FUND, INC.S Sale | −$1.24M |
| 2010-01-22 | SPESPECIAL OPPORTUNITIES FUND, INC.S Sale | −$618K |
| 2010-01-22 | SPESPECIAL OPPORTUNITIES FUND, INC.S Sale | −$420K |
| 2010-01-22 | SPESPECIAL OPPORTUNITIES FUND, INC.S Sale | −$3.11M |
| 2010-01-22 | SPESPECIAL OPPORTUNITIES FUND, INC.S Sale | −$2.07M |
| 2010-01-22 | SPESPECIAL OPPORTUNITIES FUND, INC.S Sale | −$2.87M |
Recent filings
- 4SPECIAL OPPORTUNITIES FUND, INC.0001398344-15-000587SEC(opens sec.gov)
- 5SPECIAL OPPORTUNITIES FUND, INC.0001398344-15-000371SEC(opens sec.gov)
- 4Samuels Steven0001561169-12-000005SEC(opens sec.gov)
- 5Samuels Steven0001561169-12-000004SEC(opens sec.gov)
- 5Samuels Steven0001561169-12-000003SEC(opens sec.gov)
Companies
- abrdn Emerging Markets ex-China Fund, Inc.10% OwnerAEF
- ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND10% Owner
- ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND10% Owner
- ALLIANCE NEW YORK MUNICIPAL INCOME FUND10% Owner
- CROSSROADS LIQUIDATING TRUST10% Owner
- DEUTSCHE GLOBAL HIGH INCOME FUND, INC.10% Owner
- EMERGENT CAPITAL, INC.10% Owner
- Firsthand Technology Value Fund, Inc.10% OwnerSVVC
- FIRST TRUST DIVIDEND & INCOME FUND10% Owner
- HIGH INCOME SECURITIES FUND10% OwnerPCF
- Hill International, Inc.10% Owner, See Explanation of Responses
- JPMORGAN CHINA REGION FUND, INC.10% Owner
- KOREA EQUITY FUND INC10% Owner
- LMP REAL ESTATE INCOME FUND INC.10% Owner
- MFS INTERMARKET INCOME TRUST I10% Owner
- NEUBERGER REAL ESTATE SECURITIES INCOME FUND INC10% OwnerNRO
- Nuveen Global Equity Income Fund10% Owner
- Nuveen Long/Short Commodity Total Return Fund10% Owner
- NXG NextGen Infrastructure Income Fund10% OwnerNXG
- PACHOLDER HIGH YIELD FUND INC10% Owner
- PUTNAM MUNICIPAL OPPORTUNITIES TRUST10% OwnerPMO
- SPECIAL OPPORTUNITIES FUND, INC.Investment Adviser PrincipalSPE
- Virtus Total Return Fund10% Owner
- WESTERN ASSET CORPORATE LOAN FUND INC.10% Owner
Address
72 COLEYTOWN ROAD
WESTPORT, CT, 06882