Insider · CIK 0001569789

Smith Philip Andrew

Reports to the SEC for 1 company · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001569789

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-10-15	SNEXStoneX Group Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+45K sh	$8.90	+$401K	783,216
2026-10-15	SNEXStoneX Group Inc.S Sale	Director, Chief Executive Officer	SSale	−45K sh	$59.50	−$2.68M	738,216
2026-10-15	SNEXStoneX Group Inc. · Stock OptionsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−45K sh	—	—	815,625
2026-09-28	SNEXStoneX Group Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+56.3K sh	$8.90	+$501K	794,466
2026-09-28	SNEXStoneX Group Inc. · Stock OptionsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−56.3K sh	—	—	860,625
2026-09-28	SNEXStoneX Group Inc.S Sale	Director, Chief Executive Officer	SSale	−56.3K sh	$65.69	−$3.69M	738,216
2026-07-22	SNEXStoneX Group Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+45K sh	$8.90	+$401K	783,216
2026-07-22	SNEXStoneX Group Inc.S Sale	Director, Chief Executive Officer	SSale	−45K sh	$74.32	−$3.34M	738,216
2026-07-22	SNEXStoneX Group Inc. · Stock OptionsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−45K sh	—	—	916,875
2026-06-30	SNEXStoneX Group Inc.S Sale	Director, Chief Executive Officer	SSale	−14K sh	$118.67	−$1.67M	492,144
2026-06-30	SNEXStoneX Group Inc.S Sale	Director, Chief Executive Officer	SSale	−37.5K sh	$118.75	−$4.45M	492,144
2026-06-30	SNEXStoneX Group Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+37.5K sh	$13.34	+$500K	529,644
2026-06-30	SNEXStoneX Group Inc. · Stock OptionsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−37.5K sh	—	—	641,250
2026-05-22	SNEXStoneX Group Inc.S Sale	Director, Chief Executive Officer	SSale	−8,535 sh	$112.72	−$962K	506,184
2026-04-10	SNEXStoneX Group Inc.S Sale	Director, Chief Executive Officer	SSale	−30K sh	$92.23	−$2.77M	514,719
2026-04-10	SNEXStoneX Group Inc. · Stock OptionsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−30K sh	—	—	678,750
2026-04-10	SNEXStoneX Group Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+30K sh	$13.34	+$400K	544,719
2025-12-15	SNEXStoneX Group Inc.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−7,166 sh	$97.43	−$698K	345,270
2025-12-15	SNEXStoneX Group Inc.A Award	Director, Chief Executive Officer	AAward	+13.4K sh	—	—	341,154
2025-12-15	SNEXStoneX Group Inc.A Award	Director, Chief Executive Officer	AAward	+11.3K sh	—	—	352,436
2025-06-10	SNEXStoneX Group Inc.S Sale	Director, Chief Executive Officer	SSale	−7,500 sh	$83.68	−$628K	327,754
2025-05-05	SNEXStoneX Group Inc.S Sale	Director, Chief Executive Officer	SSale	−7,457 sh	$93.26	−$695K	335,254
2025-04-17	SNEXStoneX Group Inc.S Sale	Director, Chief Executive Officer	SSale	−40.6K sh	$80.30	−$3.26M	342,711
2025-04-17	SNEXStoneX Group Inc. · Stock OptionsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−40.6K sh	—	—	472,500
2025-04-17	SNEXStoneX Group Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+40.6K sh	$20.00	+$811K	383,264
2025-04-15	SNEXStoneX Group Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+4,447 sh	$20.00	+$88.9K	347,158
2025-04-15	SNEXStoneX Group Inc. · Stock OptionsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−4,447 sh	—	—	513,053
2025-04-15	SNEXStoneX Group Inc.S Sale	Director, Chief Executive Officer	SSale	−4,447 sh	$80.07	−$356K	342,711
2025-04-04	SNEXStoneX Group Inc.S Sale	Director, Chief Executive Officer	SSale	−9,000 sh	$69.56	−$626K	342,711
2025-04-01	SNEXStoneX Group Inc.S Sale	Director, Chief Executive Officer	SSale	−45K sh	$75.95	−$3.42M	351,711
2025-04-01	SNEXStoneX Group Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+45K sh	$20.00	+$900K	396,711
2025-04-01	SNEXStoneX Group Inc. · Stock OptionsM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−45K sh	—	—	517,500
2024-12-16	SNEXStoneX Group Inc.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−3,366 sh	$99.21	−$334K	234,474
2024-12-13	SNEXStoneX Group Inc.A Award	Director, Chief Executive Officer	AAward	+10.4K sh	—	—	228,828
2024-12-13	SNEXStoneX Group Inc.A Award	Director, Chief Executive Officer	AAward	+9,012 sh	—	—	237,840
2024-11-07	SNEXStoneX Group Inc.S Sale	Director, Chief Executive Officer	SSale	−3,500 sh	$97.58	−$342K	218,398
2024-08-07	SNEXStoneX Group Inc.S Sale	Director, Chief Executive Officer	SSale	−4,000 sh	$75.89	−$304K	221,898
2024-05-15	SNEXStoneX Group Inc.S Sale	Director, Chief Executive Officer	SSale	−8,000 sh	$75.18	−$601K	225,898
2024-03-21	SNEXStoneX Group Inc.S Sale	Director, Chief Executive Officer	SSale	−7,000 sh	$69.73	−$488K	233,898
2023-12-20	SNEXStoneX Group Inc.S Sale	Director, Chief Executive Officer	SSale	−8,562 sh	$69.17	−$592K	240,898
2023-12-19	SNEXStoneX Group Inc.S Sale	Director, Chief Executive Officer	SSale	−8,563 sh	$69.07	−$591K	249,460
2023-12-15	SNEXStoneX Group Inc.A Award	Director, Chief Executive Officer	AAward	+14.3K sh	—	—	245,555
2023-12-15	SNEXStoneX Group Inc.F Tax Payment	Director, Chief Executive Officer	FTax Payment	−2,124 sh	$45.16	−$95.9K	343,146
2023-12-15	SNEXStoneX Group Inc.A Award	Director, Chief Executive Officer	AAward	+12.5K sh	—	—	258,023
2023-12-05	SNEXStoneX Group Inc. · Stock OptionsA Award	Director, Chief Executive Officer	AAward	+225K sh	$64.25	+$14.5M	375,000
2023-09-20	SNEXStoneX Group Inc.S Sale	Director, Chief Executive Officer	SSale	−3,000 sh	$94.56	−$284K	154,196
2023-05-22	SNEXStoneX Group Inc.S Sale	Director, Chief Executive Officer	SSale	−3,500 sh	$84.77	−$297K	157,196
2023-03-01	SNEXStoneX Group Inc.S Sale	Director, Chief Executive Officer	SSale	−3,000 sh	$101.98	−$306K	160,696
2022-12-15	SNEXStoneX Group Inc.A Award	Director, Chief Executive Officer	AAward	+12.5K sh	—	—	157,687
2022-12-15	SNEXStoneX Group Inc.A Award	Director, Chief Executive Officer	AAward	+6,009 sh	—	—	163,696

Recent filings

Accepted (ET)
Oct 15 19:064
Smith Philip Andrew0001569789-26-000017
SEC(opens sec.gov)
Sep 294
Smith Philip Andrew0001569789-26-000015
SEC(opens sec.gov)
Jul 234
Smith Philip Andrew0001569789-26-000012
SEC(opens sec.gov)
Jul 14
Smith Philip Andrew0001569789-26-000010
SEC(opens sec.gov)
May 264
Smith Philip Andrew0001569789-26-000008
SEC(opens sec.gov)
Apr 144
Smith Philip Andrew0001569789-26-000005
SEC(opens sec.gov)
Jan 205
Smith Philip Andrew0001569789-26-000002
SEC(opens sec.gov)
Dec 174
Smith Philip Andrew0001569789-25-000003
SEC(opens sec.gov)

Companies

StoneX Group Inc.Director, Chief Executive OfficerSNEX

Address

230 PARK AVENUE 10TH FLOOR

NEW YORK, NY, 10169