Insider · CIK 0001573461

Brooks David R

Reports to the SEC for 3 companies · DALLAS, TX

sec.gov

Transactions

Companies

Filings

CIK

0001573461

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-08-10	CSWCCAPITAL SOUTHWEST CORPA Award	Director	AAward	+1,989 sh	—	—	42,933
2026-08-05	SSBSouthState Bank CorpS Sale	Director	SSale	−3,750 sh	$110.00	−$413K	10,050
2026-08-05	SSBSouthState Bank CorpS Sale	Director	SSale	−18K sh	$110.00	−$1.98M	341,686
2026-08-05	SSBSouthState Bank CorpS Sale	Director	SSale	−1,800 sh	$110.00	−$198K	22,900
2026-08-05	SSBSouthState Bank CorpS Sale	Director	SSale	−1,100 sh	$110.00	−$121K	7,900
2026-08-03	SSBSouthState Bank CorpS Sale	Director	SSale	−6,181 sh	$107.92	−$667K	1,762
2026-05-01	SSBSouthState Bank Corp · Restricted Share UnitsA Award	Director	AAward	+1,050 sh	$97.48	+$102K	1,050
2026-04-28	SSBSouthState Bank CorpS Sale	Director	SSale	−9,000 sh	$98.39	−$886K	21,000
2026-04-28	SSBSouthState Bank CorpS Sale	Director	SSale	−5,300 sh	$98.39	−$521K	12,700
2026-04-28	SSBSouthState Bank CorpS Sale	Director	SSale	−5,300 sh	$98.39	−$521K	12,700
2026-04-28	SSBSouthState Bank CorpS Sale	Director	SSale	−9,000 sh	$98.39	−$886K	21,000
2025-12-09	SSBSouthState Bank CorpG Gift	Director	GGift	−13.8K sh	—	—	7,943
2025-12-09	SSBSouthState Bank CorpJ Other	Director	JOther	+13.8K sh	—	—	13,800
2025-11-01	SSBSouthState Bank CorpM Exercise/Conversion	Director	MExercise/Conversion	+1,136 sh	—	—	21,743
2025-08-12	CSWCCAPITAL SOUTHWEST CORPA Award	Director	AAward	+2,193 sh	—	—	40,944
2025-07-29	SSBSouthState Bank CorpJ Other	Director	JOther	−32.1K sh	—	—	20,607
2025-07-29	SSBSouthState Bank CorpJ Other	Director	JOther	+32.1K sh	—	—	359,686
2025-07-22	SSBSouthState Bank CorpM Exercise/Conversion	Director	MExercise/Conversion	+267 sh	—	—	52,707
2025-05-01	SSBSouthState Bank Corp · Restricted Share UnitsA Award	Director	AAward	+1,136 sh	$87.65	+$99.6K	1,403
2025-01-22	SSBSouthState Bank Corp · Restricted Share UnitsA Award	Director	AAward	+267 sh	$99.47	+$26.6K	267
2025-01-01	Independent Bank Group, Inc.A Award	Director, Chairman and CEO	AAward	+38.2K sh	—	—	131,301
2025-01-01	Independent Bank Group, Inc.D Disposition to Issuer	Director, Chairman and CEO	DDisposition to Issuer	−546K sh	—	—	0
2025-01-01	Independent Bank Group, Inc.D Disposition to Issuer	Director, Chairman and CEO	DDisposition to Issuer	−30K sh	—	—	0
2025-01-01	Independent Bank Group, Inc.D Disposition to Issuer	Director, Chairman and CEO	DDisposition to Issuer	−30K sh	—	—	0
2025-01-01	Independent Bank Group, Inc.D Disposition to Issuer	Director, Chairman and CEO	DDisposition to Issuer	−107K sh	—	—	0
2025-01-01	Independent Bank Group, Inc.F Tax Payment	Director, Chairman and CEO	FTax Payment	−23.9K sh	$60.67	−$1.45M	107,400
2024-08-09	CSWCCAPITAL SOUTHWEST CORPA Award	Director	AAward	+2,090 sh	—	—	38,751
2024-07-16	Independent Bank Group, Inc.A Award	Director, Chairman and CEO	AAward	+28.8K sh	—	—	104,475
2024-07-16	Independent Bank Group, Inc.F Tax Payment	Director, Chairman and CEO	FTax Payment	−11.3K sh	$54.36	−$616K	93,142
2024-07-08	Independent Bank Group, Inc.F Tax Payment	Director, Chairman and CEO	FTax Payment	−1,198 sh	$45.30	−$54.3K	75,675
2024-02-26	Independent Bank Group, Inc.F Tax Payment	Director, Chairman and CEO	FTax Payment	−578 sh	$44.24	−$25.6K	76,873
2024-02-23	Independent Bank Group, Inc.F Tax Payment	Director, Chairman and CEO	FTax Payment	−1,204 sh	$44.69	−$53.8K	77,451
2024-02-21	Independent Bank Group, Inc.A Award	Director, Chairman and CEO	AAward	+16.2K sh	—	—	78,655
2024-01-30	Independent Bank Group, Inc.F Tax Payment	Director, Chairman and CEO	FTax Payment	−811 sh	$51.37	−$41.7K	62,432
2023-08-10	CSWCCAPITAL SOUTHWEST CORPA Award	Director	AAward	+2,240 sh	—	—	36,661
2023-07-06	Independent Bank Group, Inc.F Tax Payment	Director, Chairman and CEO	FTax Payment	−1,889 sh	$35.99	−$68K	63,243
2023-05-04	Independent Bank Group, Inc.P Purchase	Director, Chairman and CEO	PPurchase	+5,000 sh	$30.36	+$152K	545,977
2023-03-01	Independent Bank Group, Inc.F Tax Payment	Director, Chairman and CEO	FTax Payment	−933 sh	$60.51	−$56.5K	65,132
2023-02-21	Independent Bank Group, Inc.A Award	Director, Chairman and CEO	AAward	+14.8K sh	—	—	66,065
2023-02-01	Independent Bank Group, Inc.F Tax Payment	Director, Chairman and CEO	FTax Payment	−681 sh	$59.29	−$40.4K	51,242
2023-02-01	Independent Bank Group, Inc.F Tax Payment	Director, Chairman and CEO	FTax Payment	−1,357 sh	$61.30	−$83.2K	51,923
2022-08-10	CSWCCAPITAL SOUTHWEST CORPA Award	Director	AAward	+2,421 sh	—	—	34,421
2022-07-21	Independent Bank Group, Inc.F Tax Payment	Director, Chairman and CEO	FTax Payment	−1,889 sh	$68.62	−$130K	53,280
2022-03-29	CSWCCAPITAL SOUTHWEST CORPP Purchase	Director	PPurchase	+2,000 sh	$23.93	+$47.9K	32,000
2022-02-24	Independent Bank Group, Inc.A Award	Director, Chairman and CEO	AAward	+7,113 sh	—	—	55,169
2022-02-03	Independent Bank Group, Inc.F Tax Payment	Director, Chairman and CEO	FTax Payment	−1,290 sh	$75.92	−$97.9K	48,056
2022-02-01	Independent Bank Group, Inc.F Tax Payment	Director, Chairman and CEO	FTax Payment	−681 sh	$75.60	−$51.5K	49,346
2022-01-28	Independent Bank Group, Inc.F Tax Payment	Director, Chairman and CEO	FTax Payment	−1,285 sh	$76.97	−$98.9K	50,027
2021-07-03	Independent Bank Group, Inc.F Tax Payment	Director, Chairman and CEO	FTax Payment	−1,889 sh	$73.89	−$140K	51,312
2021-03-08	Independent Bank Group, Inc.S Sale	Director, Chairman and CEO	SSale	−40K sh	$75.00	−$3M	540,977

Recent filings

Accepted (ET)
Aug 114
Brooks David R0000017313-26-000112
SEC(opens sec.gov)
Aug 74
Brooks David R0001573461-26-000005
SEC(opens sec.gov)
Aug 44
Brooks David R0001573461-26-000004
SEC(opens sec.gov)
May 44
Brooks David R0001573461-26-000003
SEC(opens sec.gov)
Apr 304/A
Brooks David R0001573461-26-000002
SEC(opens sec.gov)
Apr 294
Brooks David R0001573461-26-000001
SEC(opens sec.gov)
Dec 104
Brooks David R0001573461-25-000004
SEC(opens sec.gov)
Nov 34
Brooks David R0001573461-25-000003
SEC(opens sec.gov)
Aug 134
Brooks David R0000017313-25-000093
SEC(opens sec.gov)
Jul 304
Brooks David R0001562180-25-005573
SEC(opens sec.gov)
Jul 234
Brooks David R0001562180-25-005491
SEC(opens sec.gov)
May 24
Brooks David R0001562180-25-003482
SEC(opens sec.gov)
Jan 234
Brooks David R0001562180-25-000489
SEC(opens sec.gov)

Companies

Address

C/O CAPITAL SOUTHWEST CORPORATION 8333 DOUGLAS AVE, SUITE 1100

DALLAS, TX, 75225