Insider · CIK 0001583698

Bergers David P.

Reports to the SEC for 2 companies · BOSTON, MA

sec.gov

Transactions

Companies

Filings

CIK

0001583698

Forms 4 and 5

Insider transactions

23 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-03-13	LPLALPL Financial Holdings Inc. · Option to purchase Common StockA Award	Managing Director	AAward	+13.2K sh	—	—	13,192
2017-03-13	LPLALPL Financial Holdings Inc.A Award	Managing Director	AAward	+3,769 sh	—	—	43,382
2017-03-06	LPLALPL Financial Holdings Inc.F Tax Payment	Managing Director	FTax Payment	−518 sh	$39.30	−$20.4K	39,613
2017-02-25	LPLALPL Financial Holdings Inc.F Tax Payment	Managing Director	FTax Payment	−614 sh	$39.13	−$24K	40,131
2017-02-24	LPLALPL Financial Holdings Inc.F Tax Payment	Managing Director	FTax Payment	−142 sh	$39.13	−$5,556.46	40,745
2016-08-05	LPLALPL Financial Holdings Inc.F Tax Payment	Managing Director	FTax Payment	−1,320 sh	$26.72	−$35.3K	40,887
2016-03-06	LPLALPL Financial Holdings Inc.F Tax Payment	Managing Director	FTax Payment	−357 sh	$21.44	−$7,654.08	42,207
2016-02-25	LPLALPL Financial Holdings Inc. · Option to purchase Common StockA Award	Managing Director	AAward	+44.8K sh	—	—	44,814
2016-02-25	LPLALPL Financial Holdings Inc.A Award	Managing Director	AAward	+5,490 sh	—	—	39,453
2016-02-25	LPLALPL Financial Holdings Inc.A Award	Managing Director	AAward	+3,111 sh	—	—	42,564
2016-02-24	LPLALPL Financial Holdings Inc.F Tax Payment	Managing Director	FTax Payment	−142 sh	$19.35	−$2,747.7	33,963
2015-08-05	LPLALPL Financial Holdings Inc.F Tax Payment	Managing Director	FTax Payment	−19.2K sh	$43.66	−$839K	34,105
2015-03-06	LPLALPL Financial Holdings Inc.A Award	Managing Director	AAward	+3,293 sh	—	—	53,323
2015-03-06	LPLALPL Financial Holdings Inc. · Option to purchase Common StockA Award	Managing Director	AAward	+23.1K sh	—	—	23,056
2015-02-24	LPLALPL Financial Holdings Inc.F Tax Payment	Managing Director	FTax Payment	−142 sh	$45.58	−$6,472.36	50,030
2014-08-05	LPLALPL Financial Holdings Inc.A Award	Managing Director	AAward	+5,375 sh	—	—	50,172
2014-08-05	LPLALPL Financial Holdings Inc.F Tax Payment	Managing Director	FTax Payment	−516 sh	$46.51	−$24K	44,797
2014-08-05	LPLALPL Financial Holdings Inc. · Option to purchase Common StockA Award	Managing Director	AAward	+15K sh	—	—	15,039
2014-02-24	LPLALPL Financial Holdings Inc.A Award	Managing Director	AAward	+1,122 sh	—	—	45,313
2014-02-24	LPLALPL Financial Holdings Inc. · Option to purchase common stockA Award	Managing Director	AAward	+6,912 sh	—	—	6,912
2013-08-05	LPLALPL Financial Holdings Inc. · Option to purchase common stockA Award	Managing Director	AAward	+16.9K sh	—	—	16,868
2013-08-05	LPLALPL Financial Holdings Inc.A Award	Managing Director	AAward	+6,313 sh	—	—	6,313
2013-08-05	LPLALPL Financial Holdings Inc.A Award	Managing Director	AAward	+37.9K sh	—	—	44,191

Recent filings

Accepted (ET)
Mar 154
LPL Financial Holdings Inc.0001397911-17-000067
SEC(opens sec.gov)
Mar 84
LPL Financial Holdings Inc.0001397911-17-000049
SEC(opens sec.gov)
Feb 284
LPL Financial Holdings Inc.0001397911-17-000029
SEC(opens sec.gov)
Aug 94
LPL Financial Holdings Inc.0001397911-16-000341
SEC(opens sec.gov)
Mar 84
LPL Financial Holdings Inc.0001397911-16-000273
SEC(opens sec.gov)
Feb 294
LPL Financial Holdings Inc.0001397911-16-000245
SEC(opens sec.gov)
Feb 264
LPL Financial Holdings Inc.0001397911-16-000223
SEC(opens sec.gov)
Aug 74
LPL Financial Holdings Inc.0001397911-15-000157
SEC(opens sec.gov)
Mar 104
LPL Financial Holdings Inc.0001397911-15-000061
SEC(opens sec.gov)
Feb 264
LPL Financial Holdings Inc.0001397911-15-000029
SEC(opens sec.gov)
Aug 74
LPL Financial Holdings Inc.0001397911-14-000117
SEC(opens sec.gov)
Feb 264
LPL Financial Holdings Inc.0001397911-14-000048
SEC(opens sec.gov)

Companies

Address

C/O LPL FINANCIAL HOLDINGS INC. 75 STATE STREET, 24TH FLOOR

BOSTON, MA, 02109