Insider · CIK 0001592969

CHAWLA SAM

Reports to the SEC for 7 companies · LOS ANGELES, CA

sec.gov

Transactions

Companies

Filings

CIK

0001592969

Forms 4 and 5

Insider transactions

16 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-05-23	TYGOTIGO ENERGY, INC.S Sale	former director	SSale	−20.5K sh	—	—	12,549
2023-05-23	TYGOTIGO ENERGY, INC. · Warrants to purchase common stockS Sale	former director	SSale	−2,099 sh	—	—	185
2021-12-03	Roth CH Acquisition V Co.P Purchase	Director	PPurchase	+4,569 sh	$10.00	+$45.7K	42,523
2021-12-03	Roth CH Acquisition V Co.Warrants to purchase Common StockP Purchase	Director	PPurchase	+2,284 sh	—	—	2,284
2021-08-10	TYGOTIGO ENERGY, INC. · Warrants to purchase Common StockP Purchase	former director	PPurchase	+2,284 sh	—	—	2,284
2021-08-10	TYGOTIGO ENERGY, INC.P Purchase	former director	PPurchase	+4,569 sh	$10.00	+$45.7K	33,034
2017-10-30	VBI Vaccines Inc/BCP Purchase	Director	PPurchase	+3.1M sh	$3.05	+$9.46M	9,345,725
2017-06-14	VBI Vaccines Inc/BCM Exercise/Conversion	Director	MExercise/Conversion	+12.5K sh	—	—	25,000
2017-06-14	VBI Vaccines Inc/BCRestricted Stock Units (RSUs)M Exercise/Conversion	Director	MExercise/Conversion	−12.5K sh	—	—	25,000
2017-03-30	VBI Vaccines Inc/BCOption (Right to Buy Common Shares)A Award	Director	AAward	+12.5K sh	—	—	12,500
2015-07-30	VBI VACCINES INC.Option to Purchase Common StockA Award	Director	AAward	+40K sh	—	—	80,000
2014-10-20	Great Basin Scientific, Inc.Non-Employee Director Stock Option (right to buy)A Award	Director	AAward	+17.5K sh	—	—	17,500
2014-10-15	Great Basin Scientific, Inc.C Conversion	Director	CConversion	+5,000 sh	—	—	5,000
2014-10-15	Great Basin Scientific, Inc.Series D Convertible Preferred StockC Conversion	Director	CConversion	−5,000 sh	—	—	0
2014-07-10	RESPONSE GENETICS INCStock Option (right to buy)A Award	Director	AAward	+27K sh	—	—	27,000
2013-11-20	RESPONSE GENETICS INCStock Option (right to buy)A Award	Director	AAward	+54K sh	—	—	54,000

Recent filings

Accepted (ET)
May 254
CHAWLA SAM0001104659-23-064794
SEC(opens sec.gov)
Dec 64
CHAWLA SAM0001104659-21-146928
SEC(opens sec.gov)
Aug 114
CHAWLA SAM0001104659-21-103564
SEC(opens sec.gov)
Oct 314
CHAWLA SAM0001493152-17-012235
SEC(opens sec.gov)
Jun 164
VBI Vaccines Inc/BC0001493152-17-006778
SEC(opens sec.gov)
Mar 314
VBI Vaccines Inc/BC0001493152-17-003309
SEC(opens sec.gov)
Aug 54
VBI VACCINES INC.0001437749-15-014914
SEC(opens sec.gov)
Oct 224
Great Basin Scientific, Inc.0001140361-14-038804
SEC(opens sec.gov)
Oct 174
Great Basin Scientific, Inc.0001140361-14-038507
SEC(opens sec.gov)
Jul 114
RESPONSE GENETICS INC0001144204-14-042675
SEC(opens sec.gov)
Nov 294
RESPONSE GENETICS INC0001144204-13-064900
SEC(opens sec.gov)

Companies

Address

C/O RESPONSE GENETICS, INC 1640 MARENGO STREET 6TH FLOOR

LOS ANGELES, CA, 90033