Insider · CIK 0001593100

Manzo Louis

Reports to the SEC for 1 company · BEVERLY HILLS, CA

sec.gov

Transactions

Companies

Filings

CIK

0001593100

Forms 4 and 5

Insider transactions

42 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-02-21	CAPRCAPRICOR THERAPEUTICS, INC.M Exercise/Conversion	Director	MExercise/Conversion	+1,401 sh	$1.39	+$1,947.39	62,599
2023-02-21	CAPRCAPRICOR THERAPEUTICS, INC.D Disposition to Issuer	Director	DDisposition to Issuer	−452 sh	$4.31	−$1,948.12	62,147
2023-02-21	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,401 sh	—	—	0
2023-01-03	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+37.8K sh	—	—	37,770
2023-01-03	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+7,120 sh	—	—	7,120
2023-01-03	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+19K sh	—	—	19,000
2022-03-31	CAPRCAPRICOR THERAPEUTICS, INC.M Exercise/Conversion	Director	MExercise/Conversion	+27.9K sh	$1.39	+$38.8K	27,904
2022-03-31	CAPRCAPRICOR THERAPEUTICS, INC.F Tax Payment	Director	FTax Payment	−11.3K sh	$3.43	−$38.8K	16,595
2022-03-31	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−15.5K sh	—	—	0
2022-03-31	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−12.4K sh	—	—	0
2022-01-03	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+83.6K sh	—	—	83,590
2021-01-04	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+72.1K sh	—	—	72,066
2020-09-24	CAPRCAPRICOR THERAPEUTICS, INC.M Exercise/Conversion	Director	MExercise/Conversion	+8,299 sh	$3.70	+$30.7K	44,603
2020-09-24	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−8,299 sh	—	—	0
2020-06-05	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+83K sh	—	—	83,000
2020-02-12	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+4,500 sh	—	—	4,500
2020-02-12	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+2,550 sh	—	—	2,550
2020-02-12	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+2,356 sh	—	—	2,356
2020-02-12	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+3,000 sh	—	—	3,000
2020-02-12	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+1,500 sh	—	—	1,500
2020-02-12	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+1,401 sh	—	—	1,401
2020-02-12	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+27.9K sh	—	—	27,904
2020-02-12	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−4,500 sh	—	—	0
2020-02-12	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−2,550 sh	—	—	0
2020-02-12	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−2,356 sh	—	—	0
2020-02-12	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−3,000 sh	—	—	0
2020-02-12	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,500 sh	—	—	0
2020-02-12	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,401 sh	—	—	0
2020-02-12	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−27.9K sh	—	—	0
2019-12-17	CAPRCAPRICOR THERAPEUTICS, INC.A Award	Director	AAward	+20.4K sh	—	—	36,304
2019-12-17	CAPRCAPRICOR THERAPEUTICS, INC. · Warrants (Right to Buy)A Award	Director	AAward	+20.4K sh	—	—	20,391
2019-08-08	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (right to buy)A Award	Director	AAward	+4,500 sh	—	—	4,500
2018-01-02	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (right to buy)A Award	Director	AAward	+25.5K sh	—	—	25,500
2017-10-23	CAPRCAPRICOR THERAPEUTICS, INC.M Exercise/Conversion	Director	MExercise/Conversion	+20.7K sh	$0.16	+$3,319.68	159,132
2017-10-23	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−20.7K sh	—	—	0
2017-05-09	CAPRCAPRICOR THERAPEUTICS, INC.P Purchase	Director	PPurchase	+10K sh	$3.10	+$31K	138,384
2017-01-03	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (right to buy)A Award	Director	AAward	+23.6K sh	—	—	23,560
2016-06-02	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (right to buy)A Award	Director	AAward	+30K sh	—	—	30,000
2016-03-16	CAPRCAPRICOR THERAPEUTICS, INC.P Purchase	Director	PPurchase	+100K sh	$2.40	+$240K	128,384
2016-03-16	CAPRCAPRICOR THERAPEUTICS, INC. · Warrants (Right to Buy)P Purchase	Director	PPurchase	+50K sh	$0.13	+$6,250	50,000
2015-03-03	CAPRCAPRICOR THERAPEUTICS, INC. · Stock Option (right to buy)A Award	Director	AAward	+15K sh	—	—	15,000
2015-01-21	CAPRCAPRICOR THERAPEUTICS, INC.P Purchase	Director	PPurchase	+28.4K sh	$3.52	+$100K	28,384

Recent filings

Accepted (ET)
Feb 234
Manzo Louis0001415889-23-003084
SEC(opens sec.gov)
Jan 54
Manzo Louis0001415889-23-000595
SEC(opens sec.gov)
Apr 14
Manzo Louis0001415889-22-003580
SEC(opens sec.gov)
Jan 44
Manzo Louis0001415889-22-000280
SEC(opens sec.gov)
Jan 64
Manzo Louis0001104659-21-001593
SEC(opens sec.gov)
Sep 284
Manzo Louis0001104659-20-109138
SEC(opens sec.gov)
Jun 94
Manzo Louis0001104659-20-071423
SEC(opens sec.gov)
Feb 144
Manzo Louis0001104659-20-022104
SEC(opens sec.gov)

Companies

CAPRICOR THERAPEUTICS, INC.DirectorCAPR

Address

C/O CAPRICOR THERAPEUTICS, INC. 8840 WILSHIRE BLVD., 2ND FLOOR

BEVERLY HILLS, CA, 90211