⌘K

Home/Insiders/Fredericks John D.

FJ

SEC Insider//CIK 0001599314

Fredericks John D.

CIK 00015993144 companiesNEW YORK, NY

Transactions

12

Companies

4

Filings

8

CIK

0001599314

Recent Transactions

12 trades

Award
MEDLEY MANAGEMENT INC.
Medley LLC Units
2020-07-06+92,230→ 989,561 total
Award
MEDLEY MANAGEMENT INC.
Medley LLC Units
2019-06-04+335,968→ 897,331 total
Award
MEDLEY MANAGEMENT INC.
Medley LLC Units
2018-05-11+9,333→ 482,363 total
Award
MEDLEY MANAGEMENT INC.
Medley LLC Units
2018-05-11+79,000→ 561,363 total
Award
MEDLEY MANAGEMENT INC.
Medley LLC Units
2018-03-28+70,000→ 473,030 total
Award
MEDLEY MANAGEMENT INC.
Medley LLC Units
2017-02-22+50,000→ 353,030 total
Disposition to Issuer
MEDLEY MANAGEMENT INC.
Restricted Stock Units
2017-02-22−50,000→ 0 total
Award
MEDLEY MANAGEMENT INC.
Medley LLC Units
2017-02-22+50,000→ 403,030 total
Award
MEDLEY MANAGEMENT INC.
Restricted Stock Units
2016-03-16+50,000→ 50,000 total
Purchase
PhenixFIN Corp$PFX
Common Stock, par value $0.001 per share
2015-05-28$9.29/sh+1,000→ 4,000 total
Purchase
PhenixFIN Corp$PFX
Common Stock, par value $0.001 per share
2014-12-11$8.99/sh+2,800→ 2,800 total
Purchase
PhenixFIN Corp$PFX
Common Stock, par value $0.001 per share
2014-12-11$8.99/sh+200→ 3,000 total

Companies

4

Recent Filings

8

Address

C/O SIERRA INCOME CORPORATION 375 PARK AVENUE, 33RD FLOOR

NEW YORK, NY, 10152

View on SEC.gov