Insider · CIK 0001601765

Smith, Jr. Thomas S.

Reports to the SEC for 5 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001601765

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-08-08	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.A Award	Director	AAward	+3,240 sh	—	—	48,728
2026-03-09	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.S Sale	Director	SSale	−56K sh	$17.57	−$984K	45,488
2025-08-08	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.A Award	Director	AAward	+8,899 sh	$12.36	+$110K	101,488
2024-08-08	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.A Award	Director	AAward	+14.6K sh	$7.51	+$110K	92,589
2023-11-22	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.S Sale	Director	SSale	−23.8K sh	$7.51	−$179K	77,942
2023-08-08	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.A Award	Director	AAward	+8,276 sh	—	—	101,738
2022-08-19	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.S Sale	Director	SSale	−75K sh	$10.04	−$753K	93,462
2022-08-18	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.S Sale	Director	SSale	−15K sh	$11.29	−$169K	168,462
2022-08-08	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.A Award	Director	AAward	+9,615 sh	—	—	183,462
2021-08-08	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.A Award	Director	AAward	+5,655 sh	—	—	173,847
2021-06-04	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.S Sale	Director	SSale	−55K sh	$17.15	−$943K	168,192
2021-06-03	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.S Sale	Director	SSale	−55.1K sh	$17.34	−$956K	223,192
2020-12-31	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.A Award	Director	AAward	+1,645 sh	—	—	278,316
2020-12-04	Doma Holdings, Inc.WarrantsP Purchase	Director	PPurchase	+133K sh	$1.50	+$200K	133,333
2020-09-30	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.A Award	Director	AAward	+3,349 sh	—	—	276,671
2020-09-04	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.P Purchase	Director	PPurchase	+338 sh	$11.42	+$3,859.96	273,322
2020-09-03	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.P Purchase	Director	PPurchase	+215K sh	$11.07	+$2.38M	272,984
2020-09-02	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.P Purchase	Director	PPurchase	+54.5K sh	$10.14	+$553K	58,032
2020-08-08	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.A Award	Director	AAward	+3,532 sh	—	—	3,532
2019-10-03	SOTHEBYSD Disposition to Issuer	Director, President and CEO	DDisposition to Issuer	−244K sh	$57.00	−$13.9M	0
2019-10-03	SOTHEBYSD Disposition to Issuer	Director, President and CEO	DDisposition to Issuer	−11.1K sh	$57.00	−$634K	0
2019-10-03	SOTHEBYSD Disposition to Issuer	Director, President and CEO	DDisposition to Issuer	−5,610 sh	$57.00	−$320K	0
2019-03-31	SOTHEBYSF Tax Payment	Director, President and CEO	FTax Payment	−7,383 sh	$37.75	−$279K	192,499
2019-03-31	SOTHEBYSM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	+15.8K sh	—	—	199,882
2019-03-31	SOTHEBYSRestricted Stock UnitsM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	−15.8K sh	—	—	15,829
2019-03-05	SOTHEBYSF Tax Payment	Director, President and CEO	FTax Payment	−47.1K sh	$40.00	−$1.88M	184,054
2019-03-05	SOTHEBYSA Award	Director, President and CEO	AAward	+96.2K sh	—	—	231,153
2018-11-28	SOTHEBYSP Purchase	Director, President and CEO	PPurchase	+15.3K sh	$40.96	+$625K	134,975
2018-11-28	SOTHEBYSG Gift	Director, President and CEO	GGift	−15.3K sh	—	—	119,725
2018-11-12	SOTHEBYSJ Other	Director, President and CEO	JOther	−490 sh	$40.82	−$20K	11,130
2018-11-12	SOTHEBYSJ Other	Director, President and CEO	JOther	+490 sh	$40.82	+$20K	134,975
2018-03-31	SOTHEBYSRestricted Stock UnitsM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	−15.8K sh	—	—	31,657
2018-03-31	SOTHEBYSM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	+15.8K sh	—	—	141,855
2018-03-31	SOTHEBYSF Tax Payment	Director, President and CEO	FTax Payment	−7,370 sh	$51.33	−$378K	134,485
2018-03-31	SOTHEBYSRestricted Stock UnitsM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	−15.8K sh	—	—	31,657
2018-03-31	SOTHEBYSF Tax Payment	Director, President and CEO	FTax Payment	−7,370 sh	$51.33	−$378K	151,715
2018-03-31	SOTHEBYSM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	+15.8K sh	—	—	159,085
2017-09-01	SOTHEBYSF Tax Payment	Director, President and CEO	FTax Payment	−41.2K sh	$44.87	−$1.85M	143,257
2016-09-01	SOTHEBYSF Tax Payment	Director, President and CEO	FTax Payment	−15K sh	$39.65	−$595K	184,412
2016-03-04	SOTHEBYSF Tax Payment	Director, President and CEO	FTax Payment	−20.1K sh	$26.21	−$526K	199,423
2015-12-15	SOTHEBYSRestricted Stock UnitsA Award	Director, President and CEO	AAward	+178 sh	$26.51	+$4,718.78	47,485
2015-09-15	SOTHEBYSDividend Equivalent RightsA Award	Director, President and CEO	AAward	+136 sh	—	—	47,307
2015-08-12	SOTHEBYSS Sale	Director, President and CEO	SSale	−622 sh	$37.92	−$23.6K	24,863
2015-08-12	SOTHEBYSP Purchase	Director, President and CEO	PPurchase	+5,610 sh	$38.45	+$216K	5,610
2015-08-12	SOTHEBYSP Purchase	Director, President and CEO	PPurchase	+11.6K sh	$38.45	+$447K	11,620
2015-08-12	SOTHEBYSS Sale	Director, President and CEO	SSale	−469 sh	$38.01	−$17.8K	43,629
2015-08-12	SOTHEBYSP Purchase	Director, President and CEO	PPurchase	+19.2K sh	$38.45	+$740K	44,098
2015-08-12	SOTHEBYSP Purchase	Director, President and CEO	PPurchase	+25.5K sh	$38.45	+$980K	25,485
2015-06-15	SOTHEBYSDividend Equivalent RightsA Award	Director, President and CEO	AAward	+101 sh	—	—	47,171
2015-03-31	SOTHEBYSA Award	Director, President and CEO	AAward	+159K sh	—	—	158,638

Recent filings

Accepted (ET)
Aug 114
Smith, Jr. Thomas S.0000897069-26-001625
SEC(opens sec.gov)
Mar 114
Smith, Jr. Thomas S.0000897069-26-000681
SEC(opens sec.gov)
Aug 124
Smith, Jr. Thomas S.0000897069-25-001303
SEC(opens sec.gov)
Aug 94
Smith, Jr. Thomas S.0000897069-24-001668
SEC(opens sec.gov)
Nov 274
Smith, Jr. Thomas S.0000897069-23-001662
SEC(opens sec.gov)
Aug 104
Smith, Jr. Thomas S.0000897069-23-001155
SEC(opens sec.gov)
Aug 224
Smith, Jr. Thomas S.0001567619-22-016538
SEC(opens sec.gov)
Aug 94
Smith, Jr. Thomas S.0001567619-22-015381
SEC(opens sec.gov)
Aug 104
Smith, Jr. Thomas S.0001567619-21-014900
SEC(opens sec.gov)
Jun 74
Smith, Jr. Thomas S.0001567619-21-011775
SEC(opens sec.gov)
Jun 44
Smith, Jr. Thomas S.0001567619-21-011715
SEC(opens sec.gov)
Jan 54
Smith, Jr. Thomas S.0001567619-21-000310
SEC(opens sec.gov)
Dec 84
Smith, Jr. Thomas S.0001213900-20-041652
SEC(opens sec.gov)
Oct 24
Smith, Jr. Thomas S.0001567619-20-017503
SEC(opens sec.gov)
Sep 44
Smith, Jr. Thomas S.0001567619-20-016495
SEC(opens sec.gov)
Sep 34
Smith, Jr. Thomas S.0001567619-20-016417
SEC(opens sec.gov)
Aug 114
Smith, Jr. Thomas S.0001567619-20-014744
SEC(opens sec.gov)
Oct 44
Smith, Jr. Thomas S.0001127602-19-030126
SEC(opens sec.gov)

Companies

Address

C/O LINDBLAD EXPEDITIONS HOLDINGS, INC. 11 W 42ND STREET, SUITE 22B3

NEW YORK, NY, 10036