Insider · CIK 0001602568

Pelletier Stephen

Reports to the SEC for 1 company · NEWARK, NJ

sec.gov

Transactions

Companies

Filings

CIK

0001602568

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-09-12	PRUPRUDENTIAL FINANCIAL INC · Deferred Compensation SharesA Award	Executive Vice President	AAward	+386 sh	$88.22	+$34.1K	35,241
2019-06-20	PRUPRUDENTIAL FINANCIAL INC · Deferred Compensation SharesA Award	Executive Vice President	AAward	+336 sh	$100.13	+$33.6K	34,854
2019-03-14	PRUPRUDENTIAL FINANCIAL INC · Deferred Compensation SharesA Award	Executive Vice President	AAward	+351 sh	$95.27	+$33.4K	34,518
2019-02-20	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+18.9K sh	$63.59	+$1.2M	33,977
2019-02-20	PRUPRUDENTIAL FINANCIAL INCS Sale	Executive Vice President	SSale	−3,491 sh	$94.03	−$328K	30,486
2019-02-20	PRUPRUDENTIAL FINANCIAL INCS Sale	Executive Vice President	SSale	−5,026 sh	$94.01	−$472K	25,460
2019-02-20	PRUPRUDENTIAL FINANCIAL INCS Sale	Executive Vice President	SSale	−17.5K sh	$94.05	−$1.64M	7,971
2019-02-20	PRUPRUDENTIAL FINANCIAL INC · 2016 Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−18.9K sh	—	—	0
2019-02-15	PRUPRUDENTIAL FINANCIAL INCS Sale	Executive Vice President	SSale	−6,532 sh	$94.14	−$615K	15,049
2019-02-12	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+21.4K sh	—	—	29,874
2019-02-12	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	Executive Vice President	FTax Payment	−8,293 sh	$93.36	−$774K	21,581
2019-02-12	PRUPRUDENTIAL FINANCIAL INC · 2016 Performance SharesM Exercise/Conversion	Executive Vice President	MExercise/Conversion	−18.7K sh	—	—	0
2019-02-12	PRUPRUDENTIAL FINANCIAL INC · 2019 Performance SharesA Award	Executive Vice President	AAward	+15.3K sh	—	—	15,264
2019-02-12	PRUPRUDENTIAL FINANCIAL INC · 2019 Employee Stock Option (Right to Buy)A Award	Executive Vice President	AAward	+47.6K sh	—	—	47,643
2018-12-13	PRUPRUDENTIAL FINANCIAL INC · Deferred Compensation SharesA Award	Executive Vice President	AAward	+359 sh	$82.74	+$29.7K	34,166
2018-09-13	PRUPRUDENTIAL FINANCIAL INC · Deferred Compensation SharesA Award	Executive Vice President	AAward	+303 sh	$97.08	+$29.4K	33,695
2018-06-14	PRUPRUDENTIAL FINANCIAL INC · Deferred Compensation SharesA Award	Executive Vice President	AAward	+294 sh	$98.75	+$29K	33,378
2018-03-15	PRUPRUDENTIAL FINANCIAL INC · Deferred Compensation SharesA Award	Executive Vice President	AAward	+266 sh	$108.49	+$28.9K	33,016
2018-02-21	PRUPRUDENTIAL FINANCIAL INCS Sale	Executive Vice President	SSale	−5,026 sh	$110.02	−$553K	8,517
2018-02-20	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+13.5K sh	$78.08	+$1.05M	30,318
2018-02-20	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+18.9K sh	$63.59	+$1.2M	49,246
2018-02-20	PRUPRUDENTIAL FINANCIAL INCS Sale	Executive Vice President	SSale	−6,469 sh	$108.71	−$703K	42,777
2018-02-20	PRUPRUDENTIAL FINANCIAL INCS Sale	Executive Vice President	SSale	−7,034 sh	$108.88	−$766K	35,743
2018-02-20	PRUPRUDENTIAL FINANCIAL INCS Sale	Executive Vice President	SSale	−22.2K sh	$108.44	−$2.41M	13,543
2018-02-20	PRUPRUDENTIAL FINANCIAL INC · 2015 Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−13.5K sh	—	—	0
2018-02-20	PRUPRUDENTIAL FINANCIAL INC · 2016 Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−18.9K sh	—	—	18,928
2018-02-13	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+16.1K sh	—	—	22,909
2018-02-13	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	Executive Vice President	FTax Payment	−6,066 sh	$106.89	−$648K	16,843
2018-02-13	PRUPRUDENTIAL FINANCIAL INC · 2015 Performance SharesM Exercise/Conversion	Executive Vice President	MExercise/Conversion	−14.6K sh	—	—	0
2018-02-13	PRUPRUDENTIAL FINANCIAL INC · 2018 Employee Stock Option (Right to Buy)A Award	Executive Vice President	AAward	+30.9K sh	—	—	30,885
2018-02-13	PRUPRUDENTIAL FINANCIAL INC · 2018 Performance SharesA Award	Executive Vice President	AAward	+11.7K sh	—	—	11,690
2017-12-14	PRUPRUDENTIAL FINANCIAL INC · Deferred Compensation SharesA Award	Executive Vice President	AAward	+208 sh	$114.47	+$23.8K	32,697
2017-09-14	PRUPRUDENTIAL FINANCIAL INC · Deferred Compensation SharesA Award	Executive Vice President	AAward	+231 sh	$101.97	+$23.6K	32,546
2017-08-07	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+4,455 sh	$81.17	+$362K	10,924
2017-08-07	PRUPRUDENTIAL FINANCIAL INCS Sale	Executive Vice President	SSale	−4,133 sh	$112.18	−$464K	6,791
2017-08-07	PRUPRUDENTIAL FINANCIAL INC · 4/7/2014 Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−4,455 sh	—	—	0
2017-06-15	PRUPRUDENTIAL FINANCIAL INC · Deferred Compensation SharesA Award	Executive Vice President	AAward	+217 sh	$108.28	+$23.5K	32,267
2017-03-16	PRUPRUDENTIAL FINANCIAL INC · Deferred Compensation SharesA Award	Executive Vice President	AAward	+210 sh	$111.62	+$23.4K	32,028
2017-02-16	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+8,909 sh	$81.17	+$723K	18,938
2017-02-16	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+18.9K sh	$63.59	+$1.2M	37,865
2017-02-16	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+27K sh	$78.08	+$2.1M	64,815
2017-02-16	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+13K sh	$84.53	+$1.1M	77,803
2017-02-16	PRUPRUDENTIAL FINANCIAL INCS Sale	Executive Vice President	SSale	−71.3K sh	$112.02	−$7.99M	6,469
2017-02-16	PRUPRUDENTIAL FINANCIAL INC · 4/7/2014 Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−8,909 sh	—	—	4,455
2017-02-16	PRUPRUDENTIAL FINANCIAL INC · 2016 Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−18.9K sh	—	—	37,856
2017-02-16	PRUPRUDENTIAL FINANCIAL INC · 2015 Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−27K sh	—	—	13,475
2017-02-16	PRUPRUDENTIAL FINANCIAL INC · 2014 Employee Stock Option (Right to Buy)M Exercise/Conversion	Executive Vice President	MExercise/Conversion	−13K sh	—	—	0
2017-02-14	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+12.9K sh	—	—	15,486
2017-02-14	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	Executive Vice President	FTax Payment	−5,457 sh	$110.45	−$603K	10,029
2017-02-14	PRUPRUDENTIAL FINANCIAL INC · 2014 Performance SharesM Exercise/Conversion	Executive Vice President	MExercise/Conversion	−5,094 sh	—	—	0

Recent filings

Accepted (ET)
Sep 164
Pelletier Stephen0001127602-19-028454
SEC(opens sec.gov)
Jun 244
Pelletier Stephen0001127602-19-022631
SEC(opens sec.gov)
Mar 184
Pelletier Stephen0001127602-19-011802
SEC(opens sec.gov)
Feb 214
Pelletier Stephen0001127602-19-007479
SEC(opens sec.gov)
Feb 194
Pelletier Stephen0001127602-19-006797
SEC(opens sec.gov)
Feb 144
Pelletier Stephen0001127602-19-006057
SEC(opens sec.gov)
Dec 174
Pelletier Stephen0001127602-18-036471
SEC(opens sec.gov)
Sep 174
Pelletier Stephen0001127602-18-027720
SEC(opens sec.gov)
Jun 184
Pelletier Stephen0001127602-18-021151
SEC(opens sec.gov)
Mar 194
Pelletier Stephen0001127602-18-011985
SEC(opens sec.gov)
Feb 224
Pelletier Stephen0001127602-18-007714
SEC(opens sec.gov)

Companies

PRUDENTIAL FINANCIAL INCExecutive Vice PresidentPRU

Address

751 BROAD STREET, 4TH FLOOR ATTN. CORPORATE COMPLIANCE

NEWARK, NJ, 07102