Insider · CIK 0001604750

LEAMAN J RICHARD III

Reports to the SEC for 2 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001604750

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-11-27	AVANTAX, INC.D Disposition to Issuer	Director	DDisposition to Issuer	−22.2K sh	$26.00	−$578K	0
2023-05-04	AVANTAX, INC.A Award	Director	AAward	+6,084 sh	—	—	22,249
2022-05-23	AVANTAX, INC.A Award	Director	AAward	+1,213 sh	—	—	16,165
2022-04-20	AVANTAX, INC.A Award	Director	AAward	+5,946 sh	—	—	14,952
2022-03-11	AVANTAX, INC.A Award	Director	AAward	+8,201 sh	—	—	8,201
2022-03-11	AVANTAX, INC.A Award	Director	AAward	+805 sh	—	—	9,006
2018-05-17	MCMoelis & Co · 2014 Incentive Restricted Stock UnitsA Award	Director, MD & Vice Chairman	AAward	+128.76 sh	—	—	16,141.04
2018-05-17	MCMoelis & Co · 2014 Incentive RSUs Granted in 2015A Award	Director, MD & Vice Chairman	AAward	+298.21 sh	—	—	37,383.74
2018-05-17	MCMoelis & Co · 2015 Incentive RSUsA Award	Director, MD & Vice Chairman	AAward	+269.04 sh	—	—	33,727.15
2018-05-17	MCMoelis & Co · 2016 Incentive RSUsA Award	Director, MD & Vice Chairman	AAward	+84.48 sh	—	—	10,590.63
2018-05-17	MCMoelis & Co · 2017 Incentive RSUsA Award	Director, MD & Vice Chairman	AAward	+63.51 sh	—	—	7,961.53
2018-04-25	MCMoelis & CoS Sale	Director, MD & Vice Chairman	SSale	−8,003 sh	$53.76	−$430K	0
2018-04-24	MCMoelis & CoM Exercise/Conversion	Director, MD & Vice Chairman	MExercise/Conversion	+16K sh	—	—	16,006.949
2018-04-24	MCMoelis & CoD Disposition to Issuer	Director, MD & Vice Chairman	DDisposition to Issuer	−0.949 sh	$51.67	−$49.035	16,006
2018-04-24	MCMoelis & CoS Sale	Director, MD & Vice Chairman	SSale	−8,003 sh	$54.45	−$436K	8,003
2018-04-24	MCMoelis & Co · 2014 Incentive Restricted Stock UnitsM Exercise/Conversion	Director, MD & Vice Chairman	MExercise/Conversion	−16K sh	—	—	16,012.29
2018-03-14	MCMoelis & Co · Partnership InterestsD Disposition to Issuer	Director, MD & Vice Chairman	DDisposition to Issuer	−100K sh	$50.00	−$5.01M	320,112
2018-03-14	MCMoelis & Co · Partnership InterestsD Disposition to Issuer	Director, MD & Vice Chairman	DDisposition to Issuer	−13.1K sh	$50.00	−$653K	41,762
2018-03-07	MCMoelis & Co · 2014 Incentive Restricted Stock UnitsA Award	Director, MD & Vice Chairman	AAward	+1,167.68 sh	—	—	32,019.23
2018-03-07	MCMoelis & Co · 2014 Incentive RSUs Granted in 2015A Award	Director, MD & Vice Chairman	AAward	+1,352.43 sh	—	—	37,085.53
2018-03-07	MCMoelis & Co · 2015 Incentive RSUsA Award	Director, MD & Vice Chairman	AAward	+1,220.15 sh	—	—	33,458.11
2018-03-07	MCMoelis & Co · 2016 Incentive RSUsA Award	Director, MD & Vice Chairman	AAward	+383.14 sh	—	—	10,506.15
2018-03-07	MCMoelis & Co · 2017 Incentive RSUsA Award	Director, MD & Vice Chairman	AAward	+288.03 sh	—	—	7,898.03
2018-02-27	MCMoelis & CoS Sale	Director, MD & Vice Chairman	SSale	−10.6K sh	$51.47	−$544K	0
2018-02-26	MCMoelis & CoS Sale	Director, MD & Vice Chairman	SSale	−4,000 sh	$51.34	−$205K	10,568
2018-02-23	MCMoelis & CoS Sale	Director, MD & Vice Chairman	SSale	−1,000 sh	$51.35	−$51.4K	14,568
2018-02-22	MCMoelis & CoM Exercise/Conversion	Director, MD & Vice Chairman	MExercise/Conversion	+31.1K sh	—	—	31,142.147
2018-02-22	MCMoelis & CoD Disposition to Issuer	Director, MD & Vice Chairman	DDisposition to Issuer	−2.147 sh	$107.36	−$230.513	31,140
2018-02-22	MCMoelis & CoS Sale	Director, MD & Vice Chairman	SSale	−15.6K sh	$50.00	−$779K	15,568
2018-02-22	MCMoelis & Co · 2014 Incentive RSUs Granted in 2015M Exercise/Conversion	Director, MD & Vice Chairman	MExercise/Conversion	−17.9K sh	—	—	35,733.1
2018-02-22	MCMoelis & Co · 2015 Incentive RSUsM Exercise/Conversion	Director, MD & Vice Chairman	MExercise/Conversion	−10.7K sh	—	—	32,237.96
2018-02-22	MCMoelis & Co · 2016 Incentive RSUsM Exercise/Conversion	Director, MD & Vice Chairman	MExercise/Conversion	−2,530.753 sh	—	—	10,123.01
2018-02-15	MCMoelis & Co · 2017 Incentive RSUsA Award	Director, MD & Vice Chairman	AAward	+7,610 sh	—	—	7,610
2017-11-20	MCMoelis & Co · 2014 Incentive Restricted Stock UnitsA Award	Director, MD & Vice Chairman	AAward	+246.44 sh	—	—	30,851.56
2017-11-20	MCMoelis & Co · 2014 Incentive RSUs Granted in 2015A Award	Director, MD & Vice Chairman	AAward	+428.15 sh	—	—	53,599.64
2017-11-20	MCMoelis & Co · 2015 Incentive RSUsA Award	Director, MD & Vice Chairman	AAward	+343.34 sh	—	—	42,982.81
2017-11-20	MCMoelis & Co · 2016 Incentive RSUsA Award	Director, MD & Vice Chairman	AAward	+101.08 sh	—	—	12,653.77
2017-08-17	MCMoelis & Co · 2014 Incentive Restricted Stock UnitsA Award	Director, MD & Vice Chairman	AAward	+291.7 sh	—	—	30,605.12
2017-08-17	MCMoelis & Co · 2014 Incentive RSUs Granted in 2015A Award	Director, MD & Vice Chairman	AAward	+506.79 sh	—	—	53,171.49
2017-08-17	MCMoelis & Co · 2015 Incentive RSUsA Award	Director, MD & Vice Chairman	AAward	+406.4 sh	—	—	42,639.47
2017-08-17	MCMoelis & Co · 2016 Incentive RSUsA Award	Director, MD & Vice Chairman	AAward	+119.64 sh	—	—	12,552.69
2017-07-28	MCMoelis & Co · Partnership InterestsD Disposition to Issuer	Director, MD & Vice Chairman	DDisposition to Issuer	+123K sh	$41.61	+$5.11M	420,276
2017-07-28	MCMoelis & Co · Partnership InterestsD Disposition to Issuer	Director, MD & Vice Chairman	DDisposition to Issuer	+16K sh	$41.61	+$667K	54,830
2017-07-06	MCMoelis & Co · 2014 Incentive Restricted Stock UnitsA Award	Director, MD & Vice Chairman	AAward	+755 sh	—	—	30,313.42
2017-07-06	MCMoelis & Co · 2014 Incentive RSUs Granted in 2015A Award	Director, MD & Vice Chairman	AAward	+1,311.7 sh	—	—	52,664.71
2017-07-06	MCMoelis & Co · 2015 Incentive RSUsA Award	Director, MD & Vice Chairman	AAward	+1,051.88 sh	—	—	42,233.06
2017-07-06	MCMoelis & Co · 2016 Incentive RSUsA Award	Director, MD & Vice Chairman	AAward	+309.67 sh	—	—	12,433.05
2017-05-24	MCMoelis & Co · 2014 Incentive Restricted Stock UnitsA Award	Director, MD & Vice Chairman	AAward	+299.06 sh	—	—	29,558.41
2017-05-24	MCMoelis & Co · 2014 Incentive RSUs Granted in 2015A Award	Director, MD & Vice Chairman	AAward	+519.57 sh	—	—	51,353.01
2017-05-24	MCMoelis & Co · 2015 Incentive RSUsA Award	Director, MD & Vice Chairman	AAward	+416.65 sh	—	—	41,181.18

Recent filings

Accepted (ET)
Nov 294
LEAMAN J RICHARD III0001068875-23-000128
SEC(opens sec.gov)
May 84
LEAMAN J RICHARD III0001068875-23-000082
SEC(opens sec.gov)
Jan 204
LEAMAN J RICHARD III0001068875-23-000023
SEC(opens sec.gov)
Apr 224
LEAMAN J RICHARD III0001068875-22-000061
SEC(opens sec.gov)
Mar 154
LEAMAN J RICHARD III0001068875-22-000051
SEC(opens sec.gov)
May 214
LEAMAN J RICHARD III0001179110-18-007233
SEC(opens sec.gov)
Apr 264
LEAMAN J RICHARD III0001179110-18-005900
SEC(opens sec.gov)
Mar 164
LEAMAN J RICHARD III0001179110-18-004481
SEC(opens sec.gov)
Mar 94
LEAMAN J RICHARD III0001179110-18-003947
SEC(opens sec.gov)

Companies

Address

C/O MOELIS & COMPANY 399 PARK AVENUE, 5TH FLOOR

NEW YORK, NY, 10022