LEAMAN J RICHARD III

CIK 00016047502 companiesNEW YORK, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001604750

Recent Transactions

50 trades

Disposition to Issuer
AVANTAX, INC.
Common Stock
2023-11-27$26.00/sh−22,249→ 0 total
Award
AVANTAX, INC.
Common Stock
2023-05-04+6,084→ 22,249 total
Award
AVANTAX, INC.
Common Stock
2022-05-23+1,213→ 16,165 total
Award
AVANTAX, INC.
Common Stock
2022-04-20+5,946→ 14,952 total
Award
AVANTAX, INC.
Common Stock
2022-03-11+8,201→ 8,201 total
Award
AVANTAX, INC.
Common Stock
2022-03-11+805→ 9,006 total
Award
Moelis & Co$MC
2014 Incentive RSUs Granted in 2015
2018-05-17+298.21→ 37,383.74 total
Award
Moelis & Co$MC
2017 Incentive RSUs
2018-05-17+63.51→ 7,961.53 total
Award
Moelis & Co$MC
2015 Incentive RSUs
2018-05-17+269.04→ 33,727.15 total
Award
Moelis & Co$MC
2016 Incentive RSUs
2018-05-17+84.48→ 10,590.63 total
Award
Moelis & Co$MC
2014 Incentive Restricted Stock Units
2018-05-17+128.76→ 16,141.04 total
Sale
Moelis & Co$MC
Class A Common Stock
2018-04-25$53.76/sh−8,003→ 0 total
Exercise/Conversion
Moelis & Co$MC
2014 Incentive Restricted Stock Units
2018-04-24−16,006.949→ 16,012.29 total
Disposition to Issuer
Moelis & Co$MC
Class A Common Stock
2018-04-24$51.67/sh−0.949→ 16,006 total
Exercise/Conversion
Moelis & Co$MC
Class A Common Stock
2018-04-24+16,006.949→ 16,006.949 total
Sale
Moelis & Co$MC
Class A Common Stock
2018-04-24$54.45/sh−8,003→ 8,003 total
Disposition to Issuer
Moelis & Co$MC
Partnership Interests
2018-03-14$50.00/sh−100,164→ 320,112 total
Disposition to Issuer
Moelis & Co$MC
Partnership Interests
2018-03-14$50.00/sh−13,068→ 41,762 total
Award
Moelis & Co$MC
2016 Incentive RSUs
2018-03-07+383.14→ 10,506.15 total
Award
Moelis & Co$MC
2014 Incentive Restricted Stock Units
2018-03-07+1,167.68→ 32,019.23 total
Award
Moelis & Co$MC
2017 Incentive RSUs
2018-03-07+288.03→ 7,898.03 total
Award
Moelis & Co$MC
2015 Incentive RSUs
2018-03-07+1,220.15→ 33,458.11 total
Award
Moelis & Co$MC
2014 Incentive RSUs Granted in 2015
2018-03-07+1,352.43→ 37,085.53 total
Sale
Moelis & Co$MC
Class A Common Stock
2018-02-27$51.47/sh−10,568→ 0 total
Sale
Moelis & Co$MC
Class A Common S tock
2018-02-26$51.34/sh−4,000→ 10,568 total
Sale
Moelis & Co$MC
Class A Common Stock
2018-02-23$51.35/sh−1,000→ 14,568 total
Sale
Moelis & Co$MC
Class A Common Stock
2018-02-22$50.00/sh−15,572→ 15,568 total
Exercise/Conversion
Moelis & Co$MC
Class A Common Stock
2018-02-22+31,142.147→ 31,142.147 total
Exercise/Conversion
Moelis & Co$MC
2015 Incentive RSUs
2018-02-22−10,744.846→ 32,237.96 total
Disposition to Issuer
Moelis & Co$MC
Class A Common Stock
2018-02-22$107.36/sh−2.147→ 31,140 total
Exercise/Conversion
Moelis & Co$MC
2016 Incentive RSUs
2018-02-22−2,530.753→ 10,123.01 total
Exercise/Conversion
Moelis & Co$MC
2014 Incentive RSUs Granted in 2015
2018-02-22−17,866.548→ 35,733.1 total
Award
Moelis & Co$MC
2017 Incentive RSUs
2018-02-15+7,610→ 7,610 total
Award
Moelis & Co$MC
2015 Incentive RSUs
2017-11-20+343.34→ 42,982.81 total
Award
Moelis & Co$MC
2014 Incentive Restricted Stock Units
2017-11-20+246.44→ 30,851.56 total
Award
Moelis & Co$MC
2014 Incentive RSUs Granted in 2015
2017-11-20+428.15→ 53,599.64 total
Award
Moelis & Co$MC
2016 Incentive RSUs
2017-11-20+101.08→ 12,653.77 total
Award
Moelis & Co$MC
2015 Incentive RSUs
2017-08-17+406.4→ 42,639.47 total
Award
Moelis & Co$MC
2014 Incentive Restricted Stock Units
2017-08-17+291.7→ 30,605.12 total
Award
Moelis & Co$MC
2016 Incentive RSUs
2017-08-17+119.64→ 12,552.69 total
Award
Moelis & Co$MC
2014 Incentive RSUs Granted in 2015
2017-08-17+506.79→ 53,171.49 total
Disposition to Issuer
Moelis & Co$MC
Partnership Interests
2017-07-28$41.61/sh+16,035→ 54,830 total
Disposition to Issuer
Moelis & Co$MC
Partnership Interests
2017-07-28$41.61/sh+122,906→ 420,276 total
Award
Moelis & Co$MC
2015 Incentive RSUs
2017-07-06+1,051.88→ 42,233.06 total
Award
Moelis & Co$MC
2014 Incentive Restricted Stock Units
2017-07-06+755→ 30,313.42 total
Award
Moelis & Co$MC
2016 Incentive RSUs
2017-07-06+309.67→ 12,433.05 total
Award
Moelis & Co$MC
2014 Incentive RSUs Granted in 2015
2017-07-06+1,311.7→ 52,664.71 total
Award
Moelis & Co$MC
2015 Incentive RSUs
2017-05-24+416.65→ 41,181.18 total
Award
Moelis & Co$MC
2016 Incentive RSUs
2017-05-24+122.66→ 12,123.38 total
Award
Moelis & Co$MC
2014 Incentive Restricted Stock Units
2017-05-24+299.06→ 29,558.41 total

Companies

Recent Filings

Address

C/O MOELIS & COMPANY 399 PARK AVENUE, 5TH FLOOR

NEW YORK, NY, 10022

View on SEC.gov