Insider · CIK 0001616590

Garnette Sophia

Reports to the SEC for 1 company · CARLSBAD, CA

sec.gov

Transactions

Companies

Filings

CIK

0001616590

Forms 4 and 5

Insider transactions

41 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-06-09	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)A Award	VP, Legal Affairs & Operations	AAward	+250K sh	—	—	250,000
2019-02-28	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)A Award	VP, Legal Affairs & Operations	AAward	+120K sh	—	—	120,000
2018-12-04	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)M Exercise/Conversion	VP, Legal Affairs & Operations	MExercise/Conversion	−2,778 sh	—	—	8,333
2018-12-04	ISCOInternational Stem Cell CORPM Exercise/Conversion	VP, Legal Affairs & Operations	MExercise/Conversion	+2,778 sh	$1.09	+$3,028.02	3,045
2018-12-04	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)M Exercise/Conversion	VP, Legal Affairs & Operations	MExercise/Conversion	−7,858 sh	—	—	40,273
2018-12-04	ISCOInternational Stem Cell CORPS Sale	VP, Legal Affairs & Operations	SSale	−10.6K sh	$1.54	−$16.4K	267
2018-12-04	ISCOInternational Stem Cell CORPM Exercise/Conversion	VP, Legal Affairs & Operations	MExercise/Conversion	+7,858 sh	$1.10	+$8,643.8	10,903
2018-10-02	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)M Exercise/Conversion	VP, Legal Affairs & Operations	MExercise/Conversion	−1,494 sh	—	—	47,858
2018-10-02	ISCOInternational Stem Cell CORPS Sale	VP, Legal Affairs & Operations	SSale	−1,494 sh	$1.58	−$2,360.52	267
2018-10-02	ISCOInternational Stem Cell CORPM Exercise/Conversion	VP, Legal Affairs & Operations	MExercise/Conversion	+1,494 sh	$1.10	+$1,643.4	1,761
2018-08-21	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)M Exercise/Conversion	VP, Legal Affairs & Operations	MExercise/Conversion	−4,900 sh	—	—	49,352
2018-08-21	ISCOInternational Stem Cell CORPS Sale	VP, Legal Affairs & Operations	SSale	−4,900 sh	$1.58	−$7,742	267
2018-08-21	ISCOInternational Stem Cell CORPM Exercise/Conversion	VP, Legal Affairs & Operations	MExercise/Conversion	+4,900 sh	$1.10	+$5,390	5,167
2018-08-20	ISCOInternational Stem Cell CORPS Sale	VP, Legal Affairs & Operations	SSale	−9,304 sh	$1.58	−$14.7K	267
2018-08-20	ISCOInternational Stem Cell CORPM Exercise/Conversion	VP, Legal Affairs & Operations	MExercise/Conversion	+5,748 sh	$1.10	+$6,322.8	9,571
2018-08-20	ISCOInternational Stem Cell CORPM Exercise/Conversion	VP, Legal Affairs & Operations	MExercise/Conversion	+3,556 sh	$1.09	+$3,876.04	3,823
2018-08-20	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)M Exercise/Conversion	VP, Legal Affairs & Operations	MExercise/Conversion	−5,748 sh	—	—	54,252
2018-08-20	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)M Exercise/Conversion	VP, Legal Affairs & Operations	MExercise/Conversion	−3,556 sh	—	—	11,111
2018-08-15	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)A Award	VP, Legal Affairs & Operations	AAward	+300K sh	—	—	300,000
2018-08-15	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)A Award	VP, Legal Affairs & Operations	AAward	+300K sh	—	—	300,000
2018-07-13	ISCOInternational Stem Cell CORPM Exercise/Conversion	VP, Legal Affairs & Operations	MExercise/Conversion	+1,100 sh	$1.09	+$1,199	1,367
2018-07-13	ISCOInternational Stem Cell CORPS Sale	VP, Legal Affairs & Operations	SSale	−1,100 sh	$1.58	−$1,738	267
2018-07-13	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)M Exercise/Conversion	VP, Legal Affairs & Operations	MExercise/Conversion	−1,100 sh	—	—	14,667
2018-07-10	ISCOInternational Stem Cell CORPS Sale	VP, Legal Affairs & Operations	SSale	−2,833 sh	$1.58	−$4,476.14	267
2018-07-10	ISCOInternational Stem Cell CORPM Exercise/Conversion	VP, Legal Affairs & Operations	MExercise/Conversion	+2,833 sh	$1.09	+$3,087.97	3,100
2018-07-10	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)M Exercise/Conversion	VP, Legal Affairs & Operations	MExercise/Conversion	−2,833 sh	—	—	15,767
2018-06-26	ISCOInternational Stem Cell CORPM Exercise/Conversion	VP, Legal Affairs & Operations	MExercise/Conversion	+200 sh	$1.09	+$218	467
2018-06-26	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)M Exercise/Conversion	VP, Legal Affairs & Operations	MExercise/Conversion	−200 sh	—	—	18,600
2018-06-26	ISCOInternational Stem Cell CORPS Sale	VP, Legal Affairs & Operations	SSale	−200 sh	$1.59	−$318	267
2018-06-25	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)M Exercise/Conversion	VP, Legal Affairs & Operations	MExercise/Conversion	−1,200 sh	—	—	18,800
2018-06-25	ISCOInternational Stem Cell CORPS Sale	VP, Legal Affairs & Operations	SSale	−1,200 sh	$1.60	−$1,920	267
2018-06-25	ISCOInternational Stem Cell CORPM Exercise/Conversion	VP, Legal Affairs & Operations	MExercise/Conversion	+1,200 sh	$1.09	+$1,308	1,467
2017-05-31	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)A Award	VP, Legal Affairs & Operations	AAward	−60K sh	—	—	60,000
2017-02-10	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)A Award	VP, Legal Affairs & Operations	AAward	−20K sh	—	—	20,000
2016-03-24	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)A Award	VP, Legal Affairs & Operations	AAward	−120K sh	—	—	120,000
2015-03-12	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)A Award	VP, Legal Affairs & Operations	AAward	+200K sh	—	—	200,000
2014-11-10	ISCOInternational Stem Cell CORP · Stock Option (Right to Buy)A Award	VP, Legal Affairs & Operations	AAward	+60K sh	—	—	60,000
2014-10-10	ISCOInternational Stem Cell CORPP Purchase	VP, Legal Affairs & Operations	PPurchase	+10K sh	$0.10	+$1,000	40,000
2014-09-26	ISCOInternational Stem Cell CORPP Purchase	VP, Legal Affairs & Operations	PPurchase	+10K sh	$0.10	+$1,000	30,000
2014-09-12	ISCOInternational Stem Cell CORPP Purchase	VP, Legal Affairs & Operations	PPurchase	+10K sh	$0.10	+$1,000	20,000
2014-08-29	ISCOInternational Stem Cell CORPP Purchase	VP, Legal Affairs & Operations	PPurchase	+10K sh	$0.10	+$1,000	10,000

Recent filings

Accepted (ET)
Jun 114
Garnette Sophia0001683168-21-002478
SEC(opens sec.gov)
Mar 44
Garnette Sophia0001683168-19-000536
SEC(opens sec.gov)
Dec 64
Garnette Sophia0001683168-18-003617
SEC(opens sec.gov)
Oct 34
Garnette Sophia0001683168-18-002939
SEC(opens sec.gov)
Sep 274/A
Garnette Sophia0001683168-18-002866
SEC(opens sec.gov)
Aug 224
Garnette Sophia0001683168-18-002467
SEC(opens sec.gov)
Aug 214
Garnette Sophia0001683168-18-002459
SEC(opens sec.gov)
Aug 174
Garnette Sophia0001683168-18-002400
SEC(opens sec.gov)

Companies

International Stem Cell CORPVP, Legal Affairs & OperationsISCO

Address

C/O INTERNATIONAL STEM CELL CORPORATION 5950 PRIESTLY DRIVE

CARLSBAD, CA, 92008