Insider · CIK 0001617991

ACHESON WILLIAM

Reports to the SEC for 1 company · MINNEAPOLIS, MN

sec.gov

Transactions

Companies

Filings

CIK

0001617991

Forms 4 and 5

Insider transactions

42 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-05-17	GWG Holdings, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−19.1K sh	$15.85	−$303K	108,146
2019-05-17	GWG Holdings, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+38.3K sh	—	—	127,276
2019-05-17	GWG Holdings, Inc.Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−38.3K sh	—	—	0
2018-12-10	GWG Holdings, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+49.4K sh	—	—	113,730
2018-12-10	GWG Holdings, Inc.Restricted Stock UnitsA Award	Chief Financial Officer	AAward	+87.7K sh	—	—	87,685
2018-12-10	GWG Holdings, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−24.7K sh	$8.18	−$202K	89,017
2018-12-10	GWG Holdings, Inc.Restricted Stock UnitsM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−49.4K sh	—	—	38,259
2018-08-20	GWG Holdings, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−73.8K sh	$11.50	−$849K	21,805
2018-08-20	GWG Holdings, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+32.5K sh	$7.46	+$242K	54,305
2018-08-20	GWG Holdings, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+3,333 sh	$6.00	+$20K	57,638
2018-08-20	GWG Holdings, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+3,333 sh	$6.41	+$21.4K	64,304
2018-08-20	GWG Holdings, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+3,333 sh	$6.35	+$21.2K	60,971
2018-08-20	GWG Holdings, Inc.Stock Options (right to buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−90K sh	—	—	0
2018-08-20	GWG Holdings, Inc.Stock Options (right to buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−32.5K sh	—	—	0
2018-08-20	GWG Holdings, Inc.Stock Options (right to buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−3,333 sh	—	—	1,667
2018-08-20	GWG Holdings, Inc.Stock Options (right to buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−3,333 sh	—	—	1,667
2018-08-20	GWG Holdings, Inc.Stock Options (right to buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−3,333 sh	—	—	1,667
2018-08-20	GWG Holdings, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+90K sh	$7.53	+$678K	95,649
2018-08-16	GWG Holdings, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−26K sh	$10.95	−$284K	5,261
2018-08-16	GWG Holdings, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+5,000 sh	$7.92	+$39.6K	5,000
2018-08-16	GWG Holdings, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−4,222 sh	$11.50	−$48.6K	778
2018-08-16	GWG Holdings, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+5,000 sh	$9.01	+$45.1K	5,778
2018-08-16	GWG Holdings, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−4,558 sh	$10.95	−$49.9K	1,220
2018-08-16	GWG Holdings, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+30K sh	$8.00	+$240K	31,220
2018-08-16	GWG Holdings, Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+5,000 sh	$9.25	+$46.3K	10,261
2018-08-16	GWG Holdings, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−4,612 sh	$10.95	−$50.5K	5,649
2018-08-16	GWG Holdings, Inc.Stock Options (right to buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−5,000 sh	—	—	0
2018-08-16	GWG Holdings, Inc.Stock Options (right to buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−5,000 sh	—	—	0
2018-08-16	GWG Holdings, Inc.Stock Options (right to buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−30K sh	—	—	0
2018-08-16	GWG Holdings, Inc.Stock Options (right to buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−5,000 sh	—	—	0
2018-06-29	GWG Holdings, Inc.Stock Options (right to buy)A Award	Chief Financial Officer	AAward	+20K sh	—	—	20,000
2017-06-29	GWG Holdings, Inc.Stock Options (right to buy)A Award	Chief Financial Officer	AAward	+75K sh	—	—	75,000
2017-04-18	GWG Holdings, Inc.Stock Options (right to buy)A Award	Chief Financial Officer	AAward	+6,250 sh	—	—	6,250
2016-05-13	GWG Holdings, Inc.Stock Options (right to buy)A Award	Chief Financial Officer	AAward	+5,000 sh	—	—	5,000
2016-05-13	GWG Holdings, Inc.Stock Options (right to buy)A Award	Chief Financial Officer	AAward	+5,000 sh	—	—	5,000
2016-04-29	GWG Holdings, Inc.Stock Options (right to buy)A Award	Chief Financial Officer	AAward	+5,000 sh	—	—	5,000
2016-04-29	GWG Holdings, Inc.Stock Options (right to buy)A Award	Chief Financial Officer	AAward	+5,000 sh	—	—	5,000
2015-12-29	GWG Holdings, Inc.Stock Options (right to buy)A Award	Chief Financial Officer	AAward	+5,000 sh	—	—	5,000
2015-06-12	GWG Holdings, Inc.Stock Options (right to buy)A Award	Chief Financial Officer	AAward	+5,000 sh	—	—	5,000
2015-04-06	GWG Holdings, Inc.Stock Options (right to buy)A Award	Chief Financial Officer	AAward	+90K sh	—	—	90,000
2015-03-11	GWG Holdings, Inc.Stock Options (right to buy)A Award	Chief Financial Officer	AAward	+30K sh	—	—	30,000
2014-11-24	GWG Holdings, Inc.Stock Options (right to buy)A Award	Chief Financial Officer	AAward	+5,000 sh	—	—	5,000

Recent filings

Accepted (ET)
May 214
ACHESON WILLIAM0001179110-19-006458
SEC(opens sec.gov)
Dec 124
ACHESON WILLIAM0001179110-18-013760
SEC(opens sec.gov)
Sep 54
ACHESON WILLIAM0001182489-18-000329
SEC(opens sec.gov)

Companies

GWG Holdings, Inc.Chief Financial Officer

Address

220 SOUTH SIXTH STREET, SUITE 1200

MINNEAPOLIS, MN, 55402