Insider · CIK 0001628013

Pellette Thomas A

Reports to the SEC for 1 company · PEORIA, IL

sec.gov

Transactions

Companies

Filings

CIK

0001628013

Forms 4 and 5

Insider transactions

43 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-02-12	CATCATERPILLAR INCA Award	Group President	AAward	+15.2K sh	—	—	16,286
2019-02-12	CATCATERPILLAR INCF Tax Payment	Group President	FTax Payment	−5,625 sh	$131.78	−$741K	10,661
2018-05-07	CATCATERPILLAR INCM Exercise/Conversion	Group President	MExercise/Conversion	+3,842 sh	$102.13	+$392K	4,911
2018-05-07	CATCATERPILLAR INCD Disposition to Issuer	Group President	DDisposition to Issuer	−2,606 sh	$150.54	−$392K	2,305
2018-05-07	CATCATERPILLAR INCS Sale	Group President	SSale	−1,236 sh	$150.56	−$186K	1,069
2018-05-07	CATCATERPILLAR INCM Exercise/Conversion	Group President	MExercise/Conversion	+4,456 sh	$110.09	+$491K	5,525
2018-05-07	CATCATERPILLAR INCM Exercise/Conversion	Group President	MExercise/Conversion	+20.6K sh	$89.75	+$1.85M	26,094
2018-05-07	CATCATERPILLAR INCM Exercise/Conversion	Group President	MExercise/Conversion	+28.2K sh	$96.31	+$2.72M	54,314
2018-05-07	CATCATERPILLAR INCS Sale	Group President	SSale	−53.2K sh	$150.16	−$8M	1,069
2018-05-07	CATCATERPILLAR INC · Stock Appreciation RightM Exercise/Conversion	Group President	MExercise/Conversion	−3,842 sh	—	—	0
2018-05-07	CATCATERPILLAR INC · Employee Stock OptionM Exercise/Conversion	Group President	MExercise/Conversion	−4,456 sh	—	—	0
2018-05-07	CATCATERPILLAR INC · Employee Stock OptionM Exercise/Conversion	Group President	MExercise/Conversion	−20.6K sh	—	—	0
2018-05-07	CATCATERPILLAR INC · Employee Stock OptionM Exercise/Conversion	Group President	MExercise/Conversion	−28.2K sh	—	—	0
2018-03-12	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Group President	AAward	+380 sh	—	—	897
2018-03-05	CATCATERPILLAR INC · Employee Stock OptionA Award	Group President	AAward	+56.3K sh	—	—	56,290
2018-02-13	CATCATERPILLAR INCA Award	Group President	AAward	+13.5K sh	—	—	14,574
2018-02-13	CATCATERPILLAR INCF Tax Payment	Group President	FTax Payment	−5,984 sh	$153.10	−$916K	8,590
2018-01-31	CATCATERPILLAR INCM Exercise/Conversion	Group President	MExercise/Conversion	+95.2K sh	$83.00	+$7.9M	96,268
2018-01-31	CATCATERPILLAR INCS Sale	Group President	SSale	−19.8K sh	$164.11	−$3.25M	76,469
2018-01-31	CATCATERPILLAR INCS Sale	Group President	SSale	−69K sh	$162.84	−$11.2M	7,445
2018-01-31	CATCATERPILLAR INCS Sale	Group President	SSale	−6,376 sh	$162.70	−$1.04M	1,069
2018-01-31	CATCATERPILLAR INC · Employee Stock OptionM Exercise/Conversion	Group President	MExercise/Conversion	−95.2K sh	$83.00	−$7.9M	47,599
2017-11-17	CATCATERPILLAR INCM Exercise/Conversion	Group President	MExercise/Conversion	+32.1K sh	$74.77	+$2.4M	33,155
2017-11-17	CATCATERPILLAR INCS Sale	Group President	SSale	−24.5K sh	$135.69	−$3.33M	8,608
2017-11-17	CATCATERPILLAR INC · Employee Stock OptionsM Exercise/Conversion	Group President	MExercise/Conversion	−32.1K sh	—	—	64,171
2017-04-28	CATCATERPILLAR INCM Exercise/Conversion	Group President	MExercise/Conversion	+5,060 sh	$57.85	+$293K	6,129
2017-04-28	CATCATERPILLAR INCD Disposition to Issuer	Group President	DDisposition to Issuer	−2,845 sh	$102.88	−$293K	3,284
2017-04-28	CATCATERPILLAR INCF Tax Payment	Group President	FTax Payment	−690 sh	$102.88	−$71K	2,594
2017-04-28	CATCATERPILLAR INC · Stock Appreciation RightM Exercise/Conversion	Group President	MExercise/Conversion	−5,060 sh	—	—	0
2017-03-10	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Group President	AAward	+117 sh	$92.31	+$10.8K	517
2017-03-06	CATCATERPILLAR INC · Employee Stock OptionA Award	Group President	AAward	+103K sh	—	—	103,489
2017-02-24	CATCATERPILLAR INCM Exercise/Conversion	Group President	MExercise/Conversion	+2,458 sh	$73.20	+$180K	3,527
2017-02-24	CATCATERPILLAR INCD Disposition to Issuer	Group President	DDisposition to Issuer	−1,903 sh	$94.50	−$180K	1,624
2017-02-24	CATCATERPILLAR INCF Tax Payment	Group President	FTax Payment	−173 sh	$94.50	−$16.3K	1,451
2017-02-24	CATCATERPILLAR INC · Stock Appreciation RightM Exercise/Conversion	Group President	MExercise/Conversion	−2,458 sh	—	—	0
2016-07-29	CATCATERPILLAR INCM Exercise/Conversion	Group President	MExercise/Conversion	+2,290 sh	$63.04	+$144K	3,359
2016-07-29	CATCATERPILLAR INCD Disposition to Issuer	Group President	DDisposition to Issuer	−1,746 sh	$82.64	−$144K	1,613
2016-07-29	CATCATERPILLAR INCF Tax Payment	Group President	FTax Payment	−169 sh	$82.64	−$14K	1,444
2016-07-29	CATCATERPILLAR INC · Stock Appreciation RightM Exercise/Conversion	Group President	MExercise/Conversion	−2,290 sh	—	—	0
2016-03-07	CATCATERPILLAR INC · Employee Stock OptionA Award	Group President	AAward	+96.3K sh	—	—	96,257
2015-03-06	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Group President	AAward	+407 sh	$80.06	+$32.6K	807
2015-03-02	CATCATERPILLAR INC · Employee Stock OptionA Award	Group President	AAward	+143K sh	—	—	142,798
2015-02-19	CATCATERPILLAR INCI Discretionary Transaction	Group President	IDiscretionary Transaction	+3,051 sh	$83.30	+$254K	9,982

Recent filings

Accepted (ET)
Feb 144
Pellette Thomas A0000018230-19-000046
SEC(opens sec.gov)
May 94
Pellette Thomas A0000018230-18-000145
SEC(opens sec.gov)
Mar 134
Pellette Thomas A0000018230-18-000108
SEC(opens sec.gov)
Mar 74
Pellette Thomas A0000018230-18-000093
SEC(opens sec.gov)
Feb 154
Pellette Thomas A0000018230-18-000049
SEC(opens sec.gov)
Feb 24
Pellette Thomas A0000018230-18-000035
SEC(opens sec.gov)

Companies

CATERPILLAR INCGroup PresidentCAT

Address

100 N.E. ADAMS STREET

PEORIA, IL, 61629