Insider · CIK 0001643733

Reed Peter A

Reports to the SEC for 3 companies · LOS ALTOS, CA

sec.gov

Transactions

Companies

Filings

CIK

0001643733

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-09-16	GEGGreat Elm Group, Inc. · Option (right to buy)A Award	Chief Executive Officer	AAward	+125K sh	—	—	125,000
2021-09-24	GECCGreat Elm Capital Corp.J Other	Director, President and CEO	JOther	+87.1K sh	—	—	351,636
2021-01-21	GECCGreat Elm Capital Corp.A Award	Director, President and CEO	AAward	+5,969 sh	—	—	264,504
2020-12-21	GECCGreat Elm Capital Corp.A Award	Director, President and CEO	AAward	+5,473 sh	—	—	258,535
2020-11-20	GECCGreat Elm Capital Corp.A Award	Director, President and CEO	AAward	+7,619 sh	—	—	253,062
2020-10-21	GECCGreat Elm Capital Corp.A Award	Director, President and CEO	AAward	+2,592 sh	—	—	245,443
2020-10-01	GECCGreat Elm Capital Corp.J Other	Director, President and CEO	JOther	+56.2K sh	$2.95	+$166K	242,851
2020-09-28	GECCGreat Elm Capital Corp.X Exercise of In-Money	Director, President and CEO	XExercise of In-Money	+92.4K sh	$2.95	+$273K	186,612
2020-09-28	GECCGreat Elm Capital Corp. · Subscription RightsX Exercise of In-Money	Director, President and CEO	XExercise of In-Money	−92.4K sh	—	—	0
2020-09-21	GECCGreat Elm Capital Corp.A Award	Director, President and CEO	AAward	+1,716 sh	—	—	94,164
2020-08-21	GECCGreat Elm Capital Corp.A Award	Director, President and CEO	AAward	+1,640 sh	—	—	92,448
2020-07-15	GECCGreat Elm Capital Corp.A Award	Director, President and CEO	AAward	+1,755 sh	—	—	90,808
2020-06-15	GECCGreat Elm Capital Corp.A Award	Director, President and CEO	AAward	+1,682 sh	—	—	89,053
2020-05-15	GECCGreat Elm Capital Corp.A Award	Director, President and CEO	AAward	+2,157 sh	—	—	87,371
2019-08-26	GECCGreat Elm Capital Corp.P Purchase	Director, President and CEO	PPurchase	+3,000 sh	$8.25	+$24.8K	85,214
2019-08-19	GECCGreat Elm Capital Corp.P Purchase	Director, President and CEO	PPurchase	+2,219 sh	$8.25	+$18.3K	82,214
2019-08-06	Forest Investments, Inc.A Award	Director, Chief Executive Officer	AAward	+25.4K sh	—	—	784,270
2019-08-06	Forest Investments, Inc.Stock Option (Right to Buy)A Award	Director, Chief Executive Officer	AAward	+57.1K sh	—	—	57,143
2019-06-06	GECCGreat Elm Capital Corp.P Purchase	Director, President and CEO	PPurchase	+3,143 sh	$8.50	+$26.7K	79,995
2019-05-31	GECCGreat Elm Capital Corp.P Purchase	Director, President and CEO	PPurchase	+2,000 sh	$8.58	+$17.2K	76,852
2019-03-01	Forest Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+359 sh	$3.40	+$1,220.6	758,889
2019-02-27	Forest Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+5,000 sh	$3.45	+$17.3K	758,530
2019-02-26	Forest Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+2,102 sh	$3.45	+$7,251.9	753,530
2019-02-25	Forest Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+3,768 sh	$3.45	+$13K	751,428
2019-02-22	Forest Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+3,700 sh	$3.50	+$13K	747,660
2019-02-21	Forest Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+213 sh	$3.43	+$730.59	743,960
2019-02-20	Forest Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+900 sh	$3.40	+$3,060	743,747
2019-02-19	Forest Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+110 sh	$3.40	+$374	742,847
2019-02-14	Forest Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+3,637 sh	$3.35	+$12.2K	742,737
2019-02-13	Forest Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+360 sh	$3.30	+$1,188	739,100
2018-12-18	GECCGreat Elm Capital Corp.J Other	Director, President and CEO	JOther	+2,145 sh	$7.90	+$16.9K	74,852
2018-12-10	Forest Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+7,216 sh	$3.63	+$26.2K	738,740
2018-12-07	Forest Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+101 sh	$3.65	+$368.65	731,524
2018-12-06	Forest Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+665 sh	$3.65	+$2,427.25	731,423
2018-12-04	Forest Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+901 sh	$3.65	+$3,288.65	730,758
2018-12-03	Forest Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+244 sh	$3.65	+$890.6	729,857
2018-11-30	Forest Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+2,653 sh	$3.65	+$9,683.45	729,613
2018-11-30	GECCGreat Elm Capital Corp.P Purchase	Director, President and CEO	PPurchase	+3,000 sh	$8.40	+$25.2K	72,707
2018-11-27	GECCGreat Elm Capital Corp.J Other	Director, President and CEO	JOther	+1,832 sh	$8.39	+$15.4K	69,707
2018-11-26	GECCGreat Elm Capital Corp.P Purchase	Director, President and CEO	PPurchase	+2,368 sh	$8.25	+$19.5K	67,875
2018-11-19	GECCGreat Elm Capital Corp.P Purchase	Director, President and CEO	PPurchase	+20K sh	$8.05	+$161K	65,507
2018-11-15	Forest Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+2,118 sh	$3.35	+$7,095.3	726,960
2018-11-15	GECCGreat Elm Capital Corp.P Purchase	Director, President and CEO	PPurchase	+41.5K sh	$8.10	+$336K	45,507
2018-11-14	Forest Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+10.1K sh	$3.49	+$35.3K	724,842
2018-11-13	Forest Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+15.9K sh	$3.47	+$55.3K	714,735
2018-05-29	Forest Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+7,800 sh	$3.80	+$29.6K	698,810
2018-05-25	Forest Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+2,170 sh	$3.75	+$8,137.5	691,010
2018-05-24	Forest Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+75K sh	$3.80	+$285K	688,840
2017-11-27	GECCGreat Elm Capital Corp.P Purchase	Director, President and CEO	PPurchase	+200 sh	$10.10	+$2,020	4,007
2017-11-22	Forest Investments, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+41.3K sh	$3.80	+$157K	613,840

Recent filings

Accepted (ET)
Sep 204
Reed Peter A0001140361-22-034143
SEC(opens sec.gov)
Sep 284
Reed Peter A0001140361-21-032833
SEC(opens sec.gov)
Jan 264
Reed Peter A0001209191-21-005387
SEC(opens sec.gov)
Dec 234
Reed Peter A0001209191-20-065077
SEC(opens sec.gov)
Nov 244
Reed Peter A0001209191-20-060305
SEC(opens sec.gov)
Oct 234
Reed Peter A0001209191-20-055749
SEC(opens sec.gov)
Oct 14
Reed Peter A0001209191-20-052692
SEC(opens sec.gov)
Sep 234
Reed Peter A0001209191-20-051719
SEC(opens sec.gov)
Aug 254
Reed Peter A0001209191-20-048304
SEC(opens sec.gov)
Jul 174
Reed Peter A0001209191-20-042948
SEC(opens sec.gov)
Jun 174
Reed Peter A0001209191-20-037437
SEC(opens sec.gov)
May 194
Reed Peter A0001209191-20-030625
SEC(opens sec.gov)
Aug 284
Reed Peter A0000899243-19-022554
SEC(opens sec.gov)
Aug 214
Reed Peter A0000899243-19-022214
SEC(opens sec.gov)
Aug 74
Reed Peter A0000899243-19-021248
SEC(opens sec.gov)
Jun 74
Reed Peter A0000899243-19-016057
SEC(opens sec.gov)
Jun 44
Reed Peter A0000899243-19-015473
SEC(opens sec.gov)

Companies

Address

C/O UNWIRED PLANET, INC. 20 FIRST STREET, FIRST FLOOR

LOS ALTOS, CA, 94022