Insider · CIK 0001649799

Cocchi Craig

Reports to the SEC for 2 companies · MILPITAS, CA

sec.gov

Transactions

Companies

Filings

CIK

0001649799

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-12-10	OCLARO, INC.Restricted Stock UnitsD Disposition to Issuer	Chief Operating Officer	DDisposition to Issuer	−10K sh	—	—	0
2018-12-10	OCLARO, INC.Restricted Stock UnitsD Disposition to Issuer	Chief Operating Officer	DDisposition to Issuer	−120K sh	—	—	0
2018-12-10	OCLARO, INC.D Disposition to Issuer	Chief Operating Officer	DDisposition to Issuer	−156K sh	—	—	0
2018-12-10	OCLARO, INC.Restricted Stock UnitsD Disposition to Issuer	Chief Operating Officer	DDisposition to Issuer	−81.3K sh	—	—	0
2018-12-06	OCLARO, INC.A Award	Chief Operating Officer	AAward	+120K sh	—	—	273,154
2018-12-06	OCLARO, INC.F Tax Payment	Chief Operating Officer	FTax Payment	−118K sh	$8.44	−$992K	155,592
2018-11-10	OCLARO, INC.F Tax Payment	Chief Operating Officer	FTax Payment	−2,810 sh	$8.43	−$23.7K	153,154
2018-08-10	OCLARO, INC.F Tax Payment	Chief Operating Officer	FTax Payment	−2,810 sh	$9.04	−$25.4K	155,964
2018-08-01	OCLARO, INC.A Award	Chief Operating Officer	AAward	+40K sh	—	—	158,774
2018-05-10	OCLARO, INC.F Tax Payment	Chief Operating Officer	FTax Payment	−11.2K sh	$8.58	−$96.3K	118,774
2017-05-10	OCLARO, INC.A Award	Chief Operating Officer	AAward	+130K sh	—	—	130,000
2016-02-20	LITELumentum Holdings Inc.M Exercise/Conversion	SVP, Operations	MExercise/Conversion	+1,080 sh	—	—	13,040
2016-02-20	LITELumentum Holdings Inc.F Tax Payment	SVP, Operations	FTax Payment	−343 sh	$23.87	−$8,187.41	13,206
2016-02-20	LITELumentum Holdings Inc.M Exercise/Conversion	SVP, Operations	MExercise/Conversion	+914 sh	—	—	13,549
2016-02-20	LITELumentum Holdings Inc.F Tax Payment	SVP, Operations	FTax Payment	−405 sh	$23.87	−$9,667.35	12,635
2016-02-20	LITELumentum Holdings Inc. · Restricted Stock UnitsM Exercise/Conversion	SVP, Operations	MExercise/Conversion	−914 sh	—	—	1,828
2016-02-20	LITELumentum Holdings Inc. · Restricted Stock UnitsM Exercise/Conversion	SVP, Operations	MExercise/Conversion	−1,080 sh	—	—	6,478
2016-02-10	LITELumentum Holdings Inc.S Sale	SVP, Operations	SSale	−32.8K sh	$23.63	−$774K	11,960
2016-02-10	LITELumentum Holdings Inc. · Employee Stock Option (Right to Buy)M Exercise/Conversion	SVP, Operations	MExercise/Conversion	−32.8K sh	—	—	0
2016-02-10	LITELumentum Holdings Inc.M Exercise/Conversion	SVP, Operations	MExercise/Conversion	+32.8K sh	—	—	44,714
2015-11-20	LITELumentum Holdings Inc.F Tax Payment	SVP, Operations	FTax Payment	−343 sh	$18.81	−$6,451.83	11,286
2015-11-20	LITELumentum Holdings Inc. · Restricted Stock UnitsM Exercise/Conversion	SVP, Operations	MExercise/Conversion	−1,079 sh	—	—	7,558
2015-11-20	LITELumentum Holdings Inc. · Restricted Stock UnitsM Exercise/Conversion	SVP, Operations	MExercise/Conversion	−914 sh	—	—	2,742
2015-11-20	LITELumentum Holdings Inc.F Tax Payment	SVP, Operations	FTax Payment	−405 sh	$18.81	−$7,618.05	11,960
2015-11-20	LITELumentum Holdings Inc.M Exercise/Conversion	SVP, Operations	MExercise/Conversion	+914 sh	—	—	11,629
2015-11-20	LITELumentum Holdings Inc.M Exercise/Conversion	SVP, Operations	MExercise/Conversion	+1,079 sh	—	—	12,365
2015-09-25	LITELumentum Holdings Inc.F Tax Payment	SVP, Operations	FTax Payment	−910 sh	$16.98	−$15.5K	7,426
2015-09-25	LITELumentum Holdings Inc.M Exercise/Conversion	SVP, Operations	MExercise/Conversion	+3,693 sh	$16.98	+$62.7K	7,300
2015-09-25	LITELumentum Holdings Inc.F Tax Payment	SVP, Operations	FTax Payment	−1,387 sh	$16.98	−$23.6K	5,913
2015-09-25	LITELumentum Holdings Inc.M Exercise/Conversion	SVP, Operations	MExercise/Conversion	+2,423 sh	$16.98	+$41.1K	8,336
2015-09-25	LITELumentum Holdings Inc.M Exercise/Conversion	SVP, Operations	MExercise/Conversion	+5,269 sh	$16.98	+$89.5K	12,695
2015-09-25	LITELumentum Holdings Inc.F Tax Payment	SVP, Operations	FTax Payment	−1,980 sh	$16.98	−$33.6K	10,715
2015-09-25	LITELumentum Holdings Inc. · Performance Stock UnitsM Exercise/Conversion	SVP, Operations	MExercise/Conversion	−3,693 sh	—	—	0
2015-09-25	LITELumentum Holdings Inc. · Performance Stock UnitsM Exercise/Conversion	SVP, Operations	MExercise/Conversion	−2,423 sh	—	—	3,639
2015-09-25	LITELumentum Holdings Inc. · Performance Stock UnitsM Exercise/Conversion	SVP, Operations	MExercise/Conversion	−5,269 sh	—	—	8,596
2015-08-24	LITELumentum Holdings Inc.F Tax Payment	SVP, Operations	FTax Payment	−1,860 sh	$21.20	−$39.4K	2,909
2015-08-24	LITELumentum Holdings Inc.M Exercise/Conversion	SVP, Operations	MExercise/Conversion	+4,255 sh	—	—	4,769
2015-08-24	LITELumentum Holdings Inc.F Tax Payment	SVP, Operations	FTax Payment	−400 sh	$21.20	−$8,480	514
2015-08-24	LITELumentum Holdings Inc.M Exercise/Conversion	SVP, Operations	MExercise/Conversion	+914 sh	—	—	914
2015-08-24	LITELumentum Holdings Inc. · Restricted Stock UnitsM Exercise/Conversion	SVP, Operations	MExercise/Conversion	−1,143 sh	—	—	0
2015-08-24	LITELumentum Holdings Inc. · Restricted Stock UnitsD Disposition to Issuer	SVP, Operations	DDisposition to Issuer	−4,255 sh	—	—	8,637
2015-08-24	LITELumentum Holdings Inc.F Tax Payment	SVP, Operations	FTax Payment	−445 sh	$21.25	−$9,456.25	3,607
2015-08-24	LITELumentum Holdings Inc. · Restricted Stock UnitsM Exercise/Conversion	SVP, Operations	MExercise/Conversion	−914 sh	—	—	3,656
2015-08-24	LITELumentum Holdings Inc.M Exercise/Conversion	SVP, Operations	MExercise/Conversion	+1,143 sh	—	—	4,052
2015-08-15	LITELumentum Holdings Inc. · Restricted Stock UnitsA Award	SVP, Operations	AAward	+36.9K sh	—	—	36,927
2015-08-07	LITELumentum Holdings Inc. · Performance Stock UnitsJ Other	SVP, Operations	JOther	+17.2K sh	—	—	17,195
2015-08-07	LITELumentum Holdings Inc. · Restricted Stock UnitsJ Other	SVP, Operations	JOther	+1,143 sh	—	—	1,143
2015-08-07	LITELumentum Holdings Inc. · Restricted Stock UnitsJ Other	SVP, Operations	JOther	+4,571 sh	—	—	4,571
2015-08-07	LITELumentum Holdings Inc. · Restricted Stock UnitsJ Other	SVP, Operations	JOther	+12.9K sh	—	—	12,896
2015-08-07	LITELumentum Holdings Inc. · Employee Stock Options (right to buy)J Other	SVP, Operations	JOther	+14.6K sh	—	—	14,557

Recent filings

Accepted (ET)
Dec 104
Cocchi Craig0001214659-18-007622
SEC(opens sec.gov)
Nov 134
Cocchi Craig0001214659-18-007075
SEC(opens sec.gov)
Aug 144
Cocchi Craig0001214659-18-005537
SEC(opens sec.gov)
Aug 34
Cocchi Craig0001214659-18-005223
SEC(opens sec.gov)
May 144
Cocchi Craig0001214659-18-003689
SEC(opens sec.gov)
May 124
OCLARO, INC.0001214659-17-003303
SEC(opens sec.gov)
Feb 244
Lumentum Holdings Inc.0001633978-16-000011
SEC(opens sec.gov)
Feb 124
Lumentum Holdings Inc.0001633978-16-000003
SEC(opens sec.gov)

Companies

Address

C/O LUMENTUM 400 NORTH MCCARTHY BLVD

MILPITAS, CA, 95035