Insider · CIK 0001653998

Harris Timothy P

Reports to the SEC for 1 company · NEWARK, NJ

sec.gov

Transactions

Companies

Filings

CIK

0001653998

Forms 4 and 5

Insider transactions

44 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-02-11	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+15.5K sh	—	—	46,713
2020-02-11	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	EVP and General Counsel	FTax Payment	−6,276 sh	$95.87	−$602K	40,437
2020-02-11	PRUPRUDENTIAL FINANCIAL INC · 2017 Performance SharesM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−7,113 sh	—	—	0
2020-02-11	PRUPRUDENTIAL FINANCIAL INC · 2020 Employee Stock Option (Right to Buy)A Award	EVP and General Counsel	AAward	+15.5K sh	—	—	15,485
2020-02-11	PRUPRUDENTIAL FINANCIAL INC · 2020 Performance ShareA Award	EVP and General Counsel	AAward	+17.2K sh	—	—	17,211
2019-02-12	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+9,493 sh	—	—	34,184
2019-02-12	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	EVP and General Counsel	FTax Payment	−2,935 sh	$93.36	−$274K	31,249
2019-02-12	PRUPRUDENTIAL FINANCIAL INC · 2016 Performance SharesM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−8,312 sh	—	—	0
2019-02-12	PRUPRUDENTIAL FINANCIAL INC · 2019 Employee Stock Option (Right to Buy)A Award	EVP and General Counsel	AAward	+13.8K sh	—	—	13,792
2019-02-12	PRUPRUDENTIAL FINANCIAL INC · 2019 Performance SharesA Award	EVP and General Counsel	AAward	+8,837 sh	—	—	8,837
2018-02-13	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+6,885 sh	—	—	26,820
2018-02-13	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	EVP and General Counsel	FTax Payment	−2,129 sh	$106.89	−$228K	24,691
2018-02-13	PRUPRUDENTIAL FINANCIAL INC · 2015 Performance SharesM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−2,373 sh	—	—	0
2018-02-13	PRUPRUDENTIAL FINANCIAL INC · 10/01/2015 Performance SharesM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−3,863 sh	—	—	0
2018-02-13	PRUPRUDENTIAL FINANCIAL INC · 2018 Employee Stock Option (Right to Buy)A Award	EVP and General Counsel	AAward	+8,941 sh	—	—	8,941
2018-02-13	PRUPRUDENTIAL FINANCIAL INC · 2018 Performance SharesA Award	EVP and General Counsel	AAward	+6,768 sh	—	—	6,768
2017-11-29	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+10.5K sh	$59.41	+$625K	30,462
2017-11-29	PRUPRUDENTIAL FINANCIAL INCS Sale	EVP and General Counsel	SSale	−10.5K sh	$115.00	−$1.21M	19,935
2017-11-29	PRUPRUDENTIAL FINANCIAL INC · 2012 Employee Stock Option (Right to Buy)M Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−10.5K sh	—	—	0
2017-02-17	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+8,534 sh	$64.01	+$546K	26,022
2017-02-17	PRUPRUDENTIAL FINANCIAL INCS Sale	EVP and General Counsel	SSale	−6,087 sh	$110.75	−$674K	19,935
2017-02-17	PRUPRUDENTIAL FINANCIAL INC · 2011 Employee Stock Option (Right to Buy)M Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−8,534 sh	—	—	0
2017-02-14	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+1,790 sh	—	—	18,039
2017-02-14	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	EVP and General Counsel	FTax Payment	−551 sh	$110.45	−$60.9K	17,488
2017-02-14	PRUPRUDENTIAL FINANCIAL INC · 4/15/2014 Performance SharesM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−525 sh	—	—	0
2017-02-14	PRUPRUDENTIAL FINANCIAL INC · 2017 Performance SharesA Award	EVP and General Counsel	AAward	+7,113 sh	—	—	7,113
2017-02-14	PRUPRUDENTIAL FINANCIAL INC · 2014 Performance SharesM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−906 sh	—	—	0
2017-02-14	PRUPRUDENTIAL FINANCIAL INC · 2017 Employee Stock Option (Right to Buy)A Award	EVP and General Counsel	AAward	+9,202 sh	—	—	9,202
2017-02-11	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+2,717 sh	—	—	17,110
2017-02-11	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	EVP and General Counsel	FTax Payment	−861 sh	$108.75	−$93.6K	16,249
2017-02-11	PRUPRUDENTIAL FINANCIAL INC · 2014 Restricted Stock UnitsM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−2,717 sh	—	—	0
2016-11-09	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+5,527 sh	$91.73	+$507K	19,920
2016-11-09	PRUPRUDENTIAL FINANCIAL INCS Sale	EVP and General Counsel	SSale	−5,527 sh	$93.00	−$514K	14,393
2016-11-09	PRUPRUDENTIAL FINANCIAL INC · 2/13/07 Employee Stock Option (Right to Buy)M Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−5,527 sh	—	—	0
2016-10-05	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+8,317 sh	$48.36	+$402K	20,924
2016-10-05	PRUPRUDENTIAL FINANCIAL INCS Sale	EVP and General Counsel	SSale	−6,531 sh	$85.00	−$555K	14,393
2016-10-05	PRUPRUDENTIAL FINANCIAL INC · 2010 Employee Stock Option (Right to Buy)M Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−8,317 sh	—	—	0
2016-02-12	PRUPRUDENTIAL FINANCIAL INCM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	+4,175 sh	—	—	13,926
2016-02-12	PRUPRUDENTIAL FINANCIAL INCF Tax Payment	EVP and General Counsel	FTax Payment	−1,319 sh	$61.64	−$81.3K	12,607
2016-02-12	PRUPRUDENTIAL FINANCIAL INC · 2013 Restricted Stock UnitsM Exercise/Conversion	EVP and General Counsel	MExercise/Conversion	−4,175 sh	—	—	0
2016-02-09	PRUPRUDENTIAL FINANCIAL INC · 2016 Employee Stock Option (Right to Buy)A Award	EVP and General Counsel	AAward	+25.2K sh	—	—	25,237
2016-02-09	PRUPRUDENTIAL FINANCIAL INC · 2016 Performance SharesA Award	EVP and General Counsel	AAward	+8,312 sh	—	—	8,312
2015-10-01	PRUPRUDENTIAL FINANCIAL INC · 10/01/2015 Employee Stock Option (Right To Buy)A Award	EVP and General Counsel	AAward	+10.7K sh	—	—	10,696
2015-10-01	PRUPRUDENTIAL FINANCIAL INC · 10/01/2015 Performance SharesA Award	EVP and General Counsel	AAward	+3,863 sh	—	—	3,863

Recent filings

Accepted (ET)
Feb 134
Harris Timothy P0001127602-20-005386
SEC(opens sec.gov)
Feb 144
Harris Timothy P0001127602-19-006052
SEC(opens sec.gov)
Feb 154
Harris Timothy P0001127602-18-006393
SEC(opens sec.gov)
Nov 304
Harris Timothy P0001127602-17-033522
SEC(opens sec.gov)
Feb 214
PRUDENTIAL FINANCIAL INC0001127602-17-007350
SEC(opens sec.gov)

Companies

PRUDENTIAL FINANCIAL INCEVP and General CounselPRU

Address

751 BROAD STREET, 4TH FLOOR ATTN. CORPORATE COMPLIANCE

NEWARK, NJ, 07102