Insider · CIK 0001665253

Calder Tracy

Reports to the SEC for 1 company · BOSTON, MA

sec.gov

Transactions

Companies

Filings

CIK

0001665253

Forms 4 and 5

Insider transactions

25 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-11-25	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Managing Director	MExercise/Conversion	+13.2K sh	$19.85	+$262K	21,270
2019-11-25	LPLALPL Financial Holdings Inc.S Sale	Managing Director	SSale	−13.2K sh	$91.60	−$1.21M	8,089
2019-11-25	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Managing Director	MExercise/Conversion	−13.2K sh	—	—	5,939
2019-11-22	LPLALPL Financial Holdings Inc.G Gift	Managing Director	GGift	−1,513.858 sh	—	—	8,089
2019-05-08	LPLALPL Financial Holdings Inc.S Sale	Managing Director	SSale	−500 sh	$84.25	−$42.1K	9,589
2019-03-13	LPLALPL Financial Holdings Inc.F Tax Payment	Managing Director	FTax Payment	−373 sh	$74.22	−$27.7K	10,089
2019-02-26	LPLALPL Financial Holdings Inc.S Sale	Managing Director	SSale	−10.7K sh	$77.34	−$831K	10,462
2019-02-25	LPLALPL Financial Holdings Inc.F Tax Payment	Managing Director	FTax Payment	−422 sh	$77.53	−$32.7K	19,643
2019-02-25	LPLALPL Financial Holdings Inc.A Award	Managing Director	AAward	+1,566 sh	—	—	21,209
2019-02-25	LPLALPL Financial Holdings Inc. · Option to purchase Common StockA Award	Managing Director	AAward	+4,700 sh	—	—	4,700
2019-02-23	LPLALPL Financial Holdings Inc.F Tax Payment	Managing Director	FTax Payment	−191 sh	$77.04	−$14.7K	20,065
2018-05-07	LPLALPL Financial Holdings Inc.S Sale	Managing Director	SSale	−7,388 sh	$64.54	−$477K	20,256
2018-03-13	LPLALPL Financial Holdings Inc.F Tax Payment	Managing Director	FTax Payment	−253 sh	$64.99	−$16.4K	27,644
2018-02-25	LPLALPL Financial Holdings Inc.F Tax Payment	Managing Director	FTax Payment	−3,778 sh	$65.50	−$247K	27,897
2018-02-23	LPLALPL Financial Holdings Inc.A Award	Managing Director	AAward	+1,563 sh	—	—	31,675
2018-02-23	LPLALPL Financial Holdings Inc. · Option to purchase Common StockA Award	Managing Director	AAward	+4,837 sh	—	—	4,837
2017-03-13	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Managing Director	MExercise/Conversion	+9,561 sh	$19.85	+$190K	34,165
2017-03-13	LPLALPL Financial Holdings Inc.S Sale	Managing Director	SSale	−6,465 sh	$39.31	−$254K	27,700
2017-03-13	LPLALPL Financial Holdings Inc.A Award	Managing Director	AAward	+2,412 sh	—	—	30,112
2017-03-13	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Managing Director	MExercise/Conversion	−9,561 sh	—	—	19,120
2017-03-13	LPLALPL Financial Holdings Inc. · Option to purchase Common StockA Award	Managing Director	AAward	+8,443 sh	—	—	8,443
2017-02-27	LPLALPL Financial Holdings Inc.S Sale	Managing Director	SSale	−10.7K sh	$39.05	−$420K	24,604
2017-02-25	LPLALPL Financial Holdings Inc.F Tax Payment	Managing Director	FTax Payment	−403 sh	$39.13	−$15.8K	35,351
2016-02-25	LPLALPL Financial Holdings Inc.A Award	Managing Director	AAward	+35.8K sh	—	—	35,754
2016-02-25	LPLALPL Financial Holdings Inc. · Option to purchase Common StockA Award	Managing Director	AAward	+28.7K sh	—	—	28,681

Recent filings

Accepted (ET)
Nov 264
Calder Tracy0001397911-19-000174
SEC(opens sec.gov)
May 104
Calder Tracy0001397911-19-000073
SEC(opens sec.gov)
Mar 154
Calder Tracy0001397911-19-000037
SEC(opens sec.gov)
Feb 264
Calder Tracy0001397911-19-000021
SEC(opens sec.gov)
May 94
Calder Tracy0001397911-18-000106
SEC(opens sec.gov)
Mar 154
Calder Tracy0001397911-18-000059
SEC(opens sec.gov)
Feb 274
Calder Tracy0001397911-18-000021
SEC(opens sec.gov)
Mar 154
LPL Financial Holdings Inc.0001397911-17-000069
SEC(opens sec.gov)

Companies

LPL Financial Holdings Inc.Managing DirectorLPLA

Address

C/O LPL FINANCIAL HOLDINGS INC. 75 STATE STREET, 22ND FLOOR

BOSTON, MA, 02109