Insider · CIK 0001674494

AUERBACH PHILIP

Reports to the SEC for 2 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001674494

Forms 4 and 5

Insider transactions

44 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-12-15	DUNKIN' BRANDS GROUP, INC.D Disposition to Issuer	Chief Digital & Strategy Offcr	DDisposition to Issuer	−14.1K sh	$106.50	−$1.5M	0
2020-11-19	DUNKIN' BRANDS GROUP, INC.A Award	Chief Digital & Strategy Offcr	AAward	+7,042 sh	—	—	14,053
2020-08-10	DUNKIN' BRANDS GROUP, INC.A Award	Chief Digital & Strategy Offcr	AAward	+7,011 sh	$65.61	+$460K	7,011
2020-06-30	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.A Award	Chief Commercial Officer	AAward	+6,671 sh	—	—	103,615
2020-05-26	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.F Tax Payment	Chief Commercial Officer	FTax Payment	−8,600 sh	$7.75	−$66.7K	84,594
2020-04-06	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.F Tax Payment	Chief Commercial Officer	FTax Payment	−2,777 sh	$3.70	−$10.3K	85,427
2020-04-06	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC. · Restricted Stock UnitsM Exercise/Conversion	Chief Commercial Officer	MExercise/Conversion	−7,440 sh	—	—	0
2020-04-06	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.F Tax Payment	Chief Commercial Officer	FTax Payment	−4,731 sh	$3.70	−$17.5K	93,194
2020-04-06	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.A Award	Chief Commercial Officer	AAward	+12.5K sh	—	—	97,925
2020-04-06	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.M Exercise/Conversion	Chief Commercial Officer	MExercise/Conversion	+7,440 sh	—	—	88,204
2020-04-03	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.A Award	Chief Commercial Officer	AAward	+12.5K sh	—	—	97,925
2020-04-03	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC. · Restricted Stock UnitsM Exercise/Conversion	Chief Commercial Officer	MExercise/Conversion	−7,440 sh	—	—	0
2020-04-03	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.F Tax Payment	Chief Commercial Officer	FTax Payment	−4,731 sh	$3.70	−$17.5K	93,194
2020-04-03	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.M Exercise/Conversion	Chief Commercial Officer	MExercise/Conversion	+7,440 sh	—	—	88,204
2020-04-03	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.F Tax Payment	Chief Commercial Officer	FTax Payment	−2,777 sh	$3.70	−$10.3K	85,427
2020-03-31	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.A Award	Chief Commercial Officer	AAward	+12.4K sh	—	—	96,944
2020-03-30	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC. · Restricted Stock UnitsM Exercise/Conversion	Chief Commercial Officer	MExercise/Conversion	−6,492 sh	—	—	6,491
2020-03-30	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.M Exercise/Conversion	Chief Commercial Officer	MExercise/Conversion	+6,492 sh	—	—	83,607
2020-03-30	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.F Tax Payment	Chief Commercial Officer	FTax Payment	−2,550 sh	$4.28	−$10.9K	81,057
2020-03-30	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC. · Restricted Stock UnitsM Exercise/Conversion	Chief Commercial Officer	MExercise/Conversion	−6,492 sh	—	—	6,491
2020-03-30	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.M Exercise/Conversion	Chief Commercial Officer	MExercise/Conversion	+6,492 sh	—	—	83,416
2020-03-30	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.F Tax Payment	Chief Commercial Officer	FTax Payment	−2,652 sh	$4.28	−$11.4K	80,764
2020-03-29	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC. · Restricted Stock UnitsM Exercise/Conversion	Chief Commercial Officer	MExercise/Conversion	−4,503 sh	—	—	9,005
2020-03-29	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.M Exercise/Conversion	Chief Commercial Officer	MExercise/Conversion	+4,503 sh	—	—	78,884
2020-03-29	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.F Tax Payment	Chief Commercial Officer	FTax Payment	−1,769 sh	$5.03	−$8,898.07	77,115
2020-03-29	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC. · Restricted Stock UnitsM Exercise/Conversion	Chief Commercial Officer	MExercise/Conversion	−4,503 sh	—	—	9,005
2020-03-29	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.M Exercise/Conversion	Chief Commercial Officer	MExercise/Conversion	+4,503 sh	—	—	78,884
2020-03-29	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.F Tax Payment	Chief Commercial Officer	FTax Payment	−1,960 sh	$5.03	−$9,858.8	76,924
2019-05-26	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.F Tax Payment	Chief Commercial Officer	FTax Payment	−12K sh	$16.51	−$198K	74,381
2019-04-03	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.M Exercise/Conversion	Chief Commercial Officer	MExercise/Conversion	+7,441 sh	—	—	89,173
2019-04-03	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.F Tax Payment	Chief Commercial Officer	FTax Payment	−2,817 sh	$15.56	−$43.8K	86,356
2019-04-03	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC. · Restricted Stock UnitsM Exercise/Conversion	Chief Commercial Officer	MExercise/Conversion	−7,441 sh	—	—	7,440
2019-03-30	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.M Exercise/Conversion	Chief Commercial Officer	MExercise/Conversion	+6,491 sh	—	—	84,213
2019-03-30	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC. · Restricted Stock UnitsM Exercise/Conversion	Chief Commercial Officer	MExercise/Conversion	−6,491 sh	—	—	12,983
2019-03-30	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.F Tax Payment	Chief Commercial Officer	FTax Payment	−2,481 sh	$15.25	−$37.8K	81,732
2019-03-29	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC. · Restricted Stock UnitsA Award	Chief Commercial Officer	AAward	+13.5K sh	—	—	13,508
2018-05-26	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.F Tax Payment	Chief Commercial Officer	FTax Payment	−8,600 sh	$12.50	−$108K	77,722
2018-04-03	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.M Exercise/Conversion	Chief Commercial Officer	MExercise/Conversion	+7,440 sh	—	—	89,122
2018-04-03	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC. · Restricted Stock UnitsM Exercise/Conversion	Chief Commercial Officer	MExercise/Conversion	−7,440 sh	—	—	14,881
2018-04-03	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.F Tax Payment	Chief Commercial Officer	FTax Payment	−2,800 sh	$10.27	−$28.8K	86,322
2018-03-30	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC. · Restricted Stock UnitsA Award	Chief Commercial Officer	AAward	+19.5K sh	—	—	19,474
2017-05-26	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.F Tax Payment	Chief Commercial Officer	FTax Payment	−8,318 sh	$9.33	−$77.6K	81,682
2017-04-03	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC. · Restricted Stock UnitsA Award	Chief Commercial Officer	AAward	+22.3K sh	—	—	22,321
2016-05-26	LINDLINDBLAD EXPEDITIONS HOLDINGS, INC.A Award	Chief Commercial Officer	AAward	+90K sh	—	—	90,000

Recent filings

Accepted (ET)
Dec 174
AUERBACH PHILIP0001209191-20-064021
SEC(opens sec.gov)
Nov 234
AUERBACH PHILIP0001209191-20-059955
SEC(opens sec.gov)
Aug 124
AUERBACH PHILIP0001209191-20-046338
SEC(opens sec.gov)
Jul 84/A
AUERBACH PHILIP0001567619-20-013063
SEC(opens sec.gov)
Jul 84
AUERBACH PHILIP0001567619-20-013062
SEC(opens sec.gov)
Jun 114
AUERBACH PHILIP0001567619-20-012012
SEC(opens sec.gov)
Apr 74
AUERBACH PHILIP0001567619-20-007653
SEC(opens sec.gov)
Apr 64/A
AUERBACH PHILIP0001567619-20-007579
SEC(opens sec.gov)

Companies

Address

C/O LINDBLAD EXPEDITIONS HOLDING, INC. 96 MORTON STREET, 9TH FLOOR

NEW YORK, NY, 10014