Insider · CIK 0001674591

Antone Lewis JR

Reports to the SEC for 1 company · SUNNYVALE, CA

sec.gov

Transactions

Companies

Filings

CIK

0001674591

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-07-19	Financial Engines, LLCEmployee Stock Option (Right to Buy)D Disposition to Issuer	EVP, General Counsel and Sec.	DDisposition to Issuer	−21.4K sh	—	—	0
2018-07-19	Financial Engines, LLCD Disposition to Issuer	EVP, General Counsel and Sec.	DDisposition to Issuer	−4,475 sh	$45.00	−$201K	0
2018-07-19	Financial Engines, LLCRestricted Stock UnitsD Disposition to Issuer	EVP, General Counsel and Sec.	DDisposition to Issuer	−951 sh	—	—	0
2018-07-19	Financial Engines, LLCRestricted Stock UnitsD Disposition to Issuer	EVP, General Counsel and Sec.	DDisposition to Issuer	−1,678 sh	—	—	0
2018-07-19	Financial Engines, LLCRestricted Stock UnitsD Disposition to Issuer	EVP, General Counsel and Sec.	DDisposition to Issuer	−4,730 sh	—	—	0
2018-07-19	Financial Engines, LLCRestricted Stock UnitsD Disposition to Issuer	EVP, General Counsel and Sec.	DDisposition to Issuer	−4,403 sh	—	—	0
2018-07-19	Financial Engines, LLCRestricted Stock UnitsD Disposition to Issuer	EVP, General Counsel and Sec.	DDisposition to Issuer	−7,559 sh	—	—	0
2018-07-19	Financial Engines, LLCEmployee Stock Option (Right to Buy)D Disposition to Issuer	EVP, General Counsel and Sec.	DDisposition to Issuer	−3,810 sh	—	—	0
2018-07-19	Financial Engines, LLCEmployee Stock Option (Right to Buy)D Disposition to Issuer	EVP, General Counsel and Sec.	DDisposition to Issuer	−10.9K sh	—	—	0
2018-07-19	Financial Engines, LLCEmployee Stock Option (Right to Buy)D Disposition to Issuer	EVP, General Counsel and Sec.	DDisposition to Issuer	−4,700 sh	—	—	0
2018-07-19	Financial Engines, LLCEmployee Stock Option (Right to Buy)D Disposition to Issuer	EVP, General Counsel and Sec.	DDisposition to Issuer	−10.4K sh	—	—	0
2018-07-19	Financial Engines, LLCEmployee Stock Option (Right to Buy)D Disposition to Issuer	EVP, General Counsel and Sec.	DDisposition to Issuer	−9,384 sh	—	—	0
2018-07-19	Financial Engines, LLCEmployee Stock Option (Right to Buy)D Disposition to Issuer	EVP, General Counsel and Sec.	DDisposition to Issuer	−24.1K sh	—	—	0
2018-07-19	Financial Engines, LLCEmployee Stock Option (Right to Buy)D Disposition to Issuer	EVP, General Counsel and Sec.	DDisposition to Issuer	−15.7K sh	—	—	0
2018-02-27	Financial Engines, LLCRestricted Stock UnitsA Award	EVP, General Counsel and Sec.	AAward	+7,559 sh	—	—	7,559
2018-02-27	Financial Engines, LLCEmployee Stock Option (Right to Buy)A Award	EVP, General Counsel and Sec.	AAward	+21.4K sh	—	—	21,384
2018-02-26	Financial Engines, LLCF Tax Payment	EVP, General Counsel and Sec.	FTax Payment	−697 sh	$35.90	−$25K	3,441
2018-02-26	Financial Engines, LLCM Exercise/Conversion	EVP, General Counsel and Sec.	MExercise/Conversion	+1,467 sh	—	—	4,908
2018-02-26	Financial Engines, LLCF Tax Payment	EVP, General Counsel and Sec.	FTax Payment	−433 sh	$35.90	−$15.5K	4,475
2018-02-26	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	EVP, General Counsel and Sec.	MExercise/Conversion	−2,365 sh	—	—	4,730
2018-02-26	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	EVP, General Counsel and Sec.	MExercise/Conversion	−1,467 sh	—	—	4,403
2018-02-26	Financial Engines, LLCM Exercise/Conversion	EVP, General Counsel and Sec.	MExercise/Conversion	+2,365 sh	—	—	4,138
2017-11-22	Financial Engines, LLCF Tax Payment	EVP, General Counsel and Sec.	FTax Payment	−138 sh	$27.30	−$3,767.4	565
2017-11-22	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	EVP, General Counsel and Sec.	MExercise/Conversion	−839 sh	—	—	1,678
2017-11-22	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	EVP, General Counsel and Sec.	MExercise/Conversion	−951 sh	—	—	951
2017-11-22	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	EVP, General Counsel and Sec.	MExercise/Conversion	−425 sh	—	—	0
2017-11-22	Financial Engines, LLCF Tax Payment	EVP, General Counsel and Sec.	FTax Payment	−309 sh	$27.30	−$8,435.7	1,773
2017-11-22	Financial Engines, LLCM Exercise/Conversion	EVP, General Counsel and Sec.	MExercise/Conversion	+951 sh	—	—	2,082
2017-11-22	Financial Engines, LLCF Tax Payment	EVP, General Counsel and Sec.	FTax Payment	−273 sh	$27.30	−$7,452.9	1,131
2017-11-22	Financial Engines, LLCM Exercise/Conversion	EVP, General Counsel and Sec.	MExercise/Conversion	+839 sh	—	—	1,404
2017-11-22	Financial Engines, LLCM Exercise/Conversion	EVP, General Counsel and Sec.	MExercise/Conversion	+425 sh	—	—	703
2017-11-01	Financial Engines, LLCS Sale	EVP, General Counsel and Sec.	SSale	−269 sh	$36.40	−$9,791.6	278
2017-10-18	Financial Engines, LLCS Sale	EVP, General Counsel and Sec.	SSale	−269 sh	$36.35	−$9,778.15	547
2017-10-03	Financial Engines, LLCS Sale	EVP, General Counsel and Sec.	SSale	−269 sh	$36.00	−$9,684	816
2017-09-27	Financial Engines, LLCS Sale	EVP, General Counsel and Sec.	SSale	−269 sh	$33.20	−$8,930.8	1,085
2017-09-26	Financial Engines, LLCS Sale	EVP, General Counsel and Sec.	SSale	−269 sh	$33.00	−$8,877	1,354
2017-08-09	Financial Engines, LLCS Sale	EVP, General Counsel and Sec.	SSale	−269 sh	$37.25	−$10K	1,623
2017-07-26	Financial Engines, LLCS Sale	EVP, General Counsel and Sec.	SSale	−269 sh	$38.55	−$10.4K	1,892
2017-07-12	Financial Engines, LLCS Sale	EVP, General Counsel and Sec.	SSale	−269 sh	$36.90	−$9,926.1	2,161
2017-06-28	Financial Engines, LLCS Sale	EVP, General Counsel and Sec.	SSale	−269 sh	$37.05	−$9,966.45	2,430
2017-06-14	Financial Engines, LLCS Sale	EVP, General Counsel and Sec.	SSale	−269 sh	$38.75	−$10.4K	2,699
2017-06-07	Financial Engines, LLCS Sale	EVP, General Counsel and Sec.	SSale	−269 sh	$38.75	−$10.4K	2,968
2017-05-24	Financial Engines, LLCS Sale	EVP, General Counsel and Sec.	SSale	−269 sh	$39.25	−$10.6K	3,237
2017-05-16	Financial Engines, LLCS Sale	EVP, General Counsel and Sec.	SSale	−788 sh	$41.00	−$32.3K	3,506
2017-05-16	Financial Engines, LLCM Exercise/Conversion	EVP, General Counsel and Sec.	MExercise/Conversion	+788 sh	$21.39	+$16.9K	4,294
2017-05-16	Financial Engines, LLCEmployee Stock Option (Right to Buy)M Exercise/Conversion	EVP, General Counsel and Sec.	MExercise/Conversion	−788 sh	—	—	0
2017-05-10	Financial Engines, LLCS Sale	EVP, General Counsel and Sec.	SSale	−269 sh	$39.80	−$10.7K	3,506
2017-03-01	Financial Engines, LLCS Sale	EVP, General Counsel and Sec.	SSale	−927 sh	$44.65	−$41.4K	3,775
2017-02-28	Financial Engines, LLCEmployee Stock Option (Right to Buy)A Award	EVP, General Counsel and Sec.	AAward	+15.7K sh	—	—	15,655
2017-02-28	Financial Engines, LLCRestricted Stock UnitsA Award	EVP, General Counsel and Sec.	AAward	+5,870 sh	—	—	5,870

Recent filings

Accepted (ET)
Jul 234
Antone Lewis JR0001209191-18-043636
SEC(opens sec.gov)
Feb 284
Antone Lewis JR0001209191-18-014628
SEC(opens sec.gov)

Companies

Financial Engines, LLCEVP, General Counsel and Sec.

Address

1050 ENTERPRISE WAY 3RD FLOOR

SUNNYVALE, CA, 94089