Insider · CIK 0001688537

Finkelstein David L

Reports to the SEC for 1 company · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001688537

Forms 4 and 5

Insider transactions

49 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-08-03	NLYANNALY CAPITAL MANAGEMENT INCS Sale	Director, CEO and Co-CIO	SSale	−50K sh	$22.89	−$1.14M	761,012
2026-04-27	NLYANNALY CAPITAL MANAGEMENT INCS Sale	Director, CEO and Co-CIO	SSale	−50K sh	$22.88	−$1.14M	783,763
2026-02-25	NLYANNALY CAPITAL MANAGEMENT INCA Award	Director, CEO and Co-CIO	AAward	+326K sh	$23.01	+$7.5M	1,013,931
2026-02-25	NLYANNALY CAPITAL MANAGEMENT INCF Tax Payment	Director, CEO and Co-CIO	FTax Payment	−180K sh	$23.01	−$4.15M	833,763
2026-02-18	NLYANNALY CAPITAL MANAGEMENT INCS Sale	Director, CEO and Co-CIO	SSale	−50K sh	$23.13	−$1.16M	688,134
2026-02-01	NLYANNALY CAPITAL MANAGEMENT INCF Tax Payment	Director, CEO and Co-CIO	FTax Payment	−140K sh	$23.01	−$3.22M	585,158
2026-02-01	NLYANNALY CAPITAL MANAGEMENT INCA Award	Director, CEO and Co-CIO	AAward	+153K sh	$23.01	+$3.52M	738,134
2025-11-03	NLYANNALY CAPITAL MANAGEMENT INCS Sale	Director, CEO and Co-CIO	SSale	−50K sh	$21.16	−$1.06M	709,725
2025-08-04	NLYANNALY CAPITAL MANAGEMENT INCS Sale	Director, CEO and Co-CIO	SSale	−50K sh	$20.79	−$1.04M	743,430
2025-05-05	NLYANNALY CAPITAL MANAGEMENT INCS Sale	Director, CEO and Co-CIO	SSale	−50K sh	$19.27	−$964K	760,769
2025-02-25	NLYANNALY CAPITAL MANAGEMENT INCA Award	Director, CEO and Co-CIO	AAward	+220K sh	—	—	932,553
2025-02-25	NLYANNALY CAPITAL MANAGEMENT INCF Tax Payment	Director, CEO and Co-CIO	FTax Payment	−122K sh	$21.66	−$2.64M	810,769
2025-02-10	NLYANNALY CAPITAL MANAGEMENT INCS Sale	Director, CEO and Co-CIO	SSale	−50K sh	$20.60	−$1.03M	677,465
2025-02-01	NLYANNALY CAPITAL MANAGEMENT INCF Tax Payment	Director, CEO and Co-CIO	FTax Payment	−112K sh	$20.41	−$2.29M	495,137
2025-02-01	NLYANNALY CAPITAL MANAGEMENT INCA Award	Director, CEO and Co-CIO	AAward	+232K sh	$20.41	+$4.74M	727,465
2024-10-28	NLYANNALY CAPITAL MANAGEMENT INCS Sale	Director, CEO and Co-CIO	SSale	−50K sh	$19.25	−$963K	562,469
2024-08-16	NLYANNALY CAPITAL MANAGEMENT INCS Sale	Director, CEO and Co-CIO	SSale	−50K sh	$20.05	−$1M	612,469
2024-02-12	NLYANNALY CAPITAL MANAGEMENT INCS Sale	Director, CEO and Co-CIO	SSale	−50K sh	$19.03	−$952K	662,469
2024-02-01	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	Director, CEO and Co-CIO	MExercise/Conversion	+20K sh	—	—	558,963
2024-02-01	NLYANNALY CAPITAL MANAGEMENT INCF Tax Payment	Director, CEO and Co-CIO	FTax Payment	−59.3K sh	$19.57	−$1.16M	499,692
2024-02-01	NLYANNALY CAPITAL MANAGEMENT INCA Award	Director, CEO and Co-CIO	AAward	+213K sh	—	—	712,469
2024-01-29	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	Director, CEO and Co-CIO	MExercise/Conversion	+8,781 sh	—	—	554,040
2024-01-29	NLYANNALY CAPITAL MANAGEMENT INCF Tax Payment	Director, CEO and Co-CIO	FTax Payment	−15.1K sh	$19.19	−$289K	538,969
2023-11-06	NLYANNALY CAPITAL MANAGEMENT INCS Sale	Director, CEO and Co-CIO	SSale	−50K sh	$17.04	−$852K	545,259
2023-07-31	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	Director, CEO and Co-CIO	MExercise/Conversion	+15.7K sh	—	—	621,494
2023-07-31	NLYANNALY CAPITAL MANAGEMENT INCF Tax Payment	Director, CEO and Co-CIO	FTax Payment	−26.2K sh	$20.09	−$527K	595,259
2023-03-08	NLYANNALY CAPITAL MANAGEMENT INCA Award	Director, CEO and Co-CIO	AAward	+187K sh	—	—	709,183
2023-03-08	NLYANNALY CAPITAL MANAGEMENT INCF Tax Payment	Director, CEO and Co-CIO	FTax Payment	−103K sh	$20.37	−$2.11M	605,809
2023-02-01	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	Director, CEO and Co-CIO	MExercise/Conversion	+6,186 sh	—	—	401,561
2023-02-01	NLYANNALY CAPITAL MANAGEMENT INCF Tax Payment	Director, CEO and Co-CIO	FTax Payment	−24.8K sh	$24.00	−$595K	376,749
2023-02-01	NLYANNALY CAPITAL MANAGEMENT INCA Award	Director, CEO and Co-CIO	AAward	+146K sh	—	—	522,249
2023-01-29	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	Director, CEO and Co-CIO	MExercise/Conversion	+5,271 sh	—	—	408,505
2023-01-29	NLYANNALY CAPITAL MANAGEMENT INCF Tax Payment	Director, CEO and Co-CIO	FTax Payment	−13.1K sh	$23.47	−$308K	395,375
2022-06-30	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	Director, CEO and Co-CIO	MExercise/Conversion	+31.7K sh	—	—	1,700,734
2022-06-30	NLYANNALY CAPITAL MANAGEMENT INCF Tax Payment	Director, CEO and Co-CIO	FTax Payment	−87.8K sh	$5.91	−$519K	1,612,944
2022-06-17	NLYANNALY CAPITAL MANAGEMENT INCP Purchase	Director, CEO and Co-CIO	PPurchase	+200K sh	$5.56	+$1.11M	1,669,013
2022-02-01	NLYANNALY CAPITAL MANAGEMENT INCA Award	Director, CEO and Co-CIO	AAward	+464K sh	—	—	1,469,013
2022-01-29	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	Director, CEO and Co-CIO	MExercise/Conversion	+7,989 sh	—	—	1,050,098
2022-01-29	NLYANNALY CAPITAL MANAGEMENT INCF Tax Payment	Director, CEO and Co-CIO	FTax Payment	−45.3K sh	$7.90	−$358K	1,004,818
2021-06-30	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	Director, CEO and Co-CIO	MExercise/Conversion	+14.8K sh	—	—	1,117,613
2021-06-30	NLYANNALY CAPITAL MANAGEMENT INCF Tax Payment	Director, CEO and Co-CIO	FTax Payment	−75.5K sh	$8.88	−$670K	1,042,109
2021-01-29	NLYANNALY CAPITAL MANAGEMENT INCA Award	Director, CEO and Co-CIO	AAward	+222K sh	—	—	1,102,773
2020-06-30	NLYANNALY CAPITAL MANAGEMENT INCA Award	Director, CEO and Co-CIO	AAward	+381K sh	—	—	881,098
2020-05-04	NLYANNALY CAPITAL MANAGEMENT INCP Purchase	Director, CEO and Co-CIO	PPurchase	+100K sh	$6.03	+$603K	500,000
2019-05-31	NLYANNALY CAPITAL MANAGEMENT INCJ Other	Director, CEO and Co-CIO	JOther	−5,525 sh	$25.34	−$140K	0
2019-05-13	NLYANNALY CAPITAL MANAGEMENT INCP Purchase	Director, CEO and Co-CIO	PPurchase	+100K sh	$9.56	+$956K	400,000
2018-09-10	NLYANNALY CAPITAL MANAGEMENT INCA Award	Director, CEO and Co-CIO	AAward	+5,525 sh	—	—	5,525
2017-09-01	NLYANNALY CAPITAL MANAGEMENT INCP Purchase	Director, CEO and Co-CIO	PPurchase	+100K sh	$12.49	+$1.25M	300,000
2016-11-04	NLYANNALY CAPITAL MANAGEMENT INCP Purchase	Director, CEO and Co-CIO	PPurchase	+100K sh	$10.30	+$1.03M	200,000

Recent filings

Accepted (ET)
Aug 44
Finkelstein David L0001688537-26-000011
SEC(opens sec.gov)
Apr 304
Finkelstein David L0001688537-26-000009
SEC(opens sec.gov)
Feb 274
Finkelstein David L0001688537-26-000007
SEC(opens sec.gov)
Feb 194
Finkelstein David L0001688537-26-000005
SEC(opens sec.gov)
Feb 34
Finkelstein David L0001688537-26-000003
SEC(opens sec.gov)
Nov 44
Finkelstein David L0001688537-25-000003
SEC(opens sec.gov)
Aug 54
Finkelstein David L0001628280-25-037824
SEC(opens sec.gov)
May 64
Finkelstein David L0001628280-25-022721
SEC(opens sec.gov)
Feb 274
Finkelstein David L0001628280-25-008635
SEC(opens sec.gov)
Feb 114
Finkelstein David L0001628280-25-004919
SEC(opens sec.gov)
Feb 44
Finkelstein David L0001628280-25-003808
SEC(opens sec.gov)
Oct 294
Finkelstein David L0001628280-24-044101
SEC(opens sec.gov)
Aug 194
Finkelstein David L0001628280-24-037762
SEC(opens sec.gov)
Feb 134
Finkelstein David L0001628280-24-004554
SEC(opens sec.gov)
Feb 54
Finkelstein David L0001628280-24-003377
SEC(opens sec.gov)

Companies

ANNALY CAPITAL MANAGEMENT INCDirector, CEO and Co-CIONLY

Address

C/O ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS

NEW YORK, NY, 10036