Insider · CIK 0001689815

Thompson Kevin L

Reports to the SEC for 5 companies · WALNUT CREEK, CA

sec.gov

Transactions

Companies

Filings

CIK

0001689815

Forms 4 and 5

Insider transactions

41 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-07-21	BCMLBayCom Corp · Performance UnitsA Award	EVP, Chief Financial Officer	AAward	+25K sh	—	—	25,000
2026-07-01	BCMLBayCom CorpA Award	EVP, Chief Financial Officer	AAward	+532 sh	—	—	532
2025-01-31	HEARTLAND FINANCIAL USA INCD Disposition to Issuer	EVP, Chief Financial Officer	DDisposition to Issuer	−4,303 sh	—	—	0
2025-01-31	HEARTLAND FINANCIAL USA INC2024 Time-Based Restricted Stock UnitsD Disposition to Issuer	EVP, Chief Financial Officer	DDisposition to Issuer	−3,986 sh	—	—	0
2024-06-30	HEARTLAND FINANCIAL USA INCA Award	EVP, Chief Financial Officer	AAward	+317 sh	$39.42	+$12.5K	317
2024-06-30	HEARTLAND FINANCIAL USA INCP Purchase	EVP, Chief Financial Officer	PPurchase	+317 sh	$39.42	+$12.5K	317
2024-03-18	HEARTLAND FINANCIAL USA INC2024 Time-Based Restricted StockA Award	EVP, Chief Financial Officer	AAward	+3,986 sh	—	—	3,986
2023-11-30	PACWEST BANCORPF Tax Payment	EVP, CHIEF FINANCIAL OFFICER	FTax Payment	−1,871 sh	$7.54	−$14.1K	41,525
2023-11-30	PACWEST BANCORPD Disposition to Issuer	EVP, CHIEF FINANCIAL OFFICER	DDisposition to Issuer	−41.5K sh	—	—	0
2023-03-17	PACWEST BANCORPA Award	EVP, CHIEF FINANCIAL OFFICER	AAward	+12.1K sh	$22.50	+$272K	43,396
2023-03-15	PACWEST BANCORPA Award	EVP, CHIEF FINANCIAL OFFICER	AAward	+400 sh	$22.50	+$9,000	31,296
2023-03-09	PACWEST BANCORPPut Option (obligation to buy)X Exercise of In-Money	EVP, CHIEF FINANCIAL OFFICER	XExercise of In-Money	−4 sh	—	—	121
2023-03-09	PACWEST BANCORPPut Option (obligation to buy)X Exercise of In-Money	EVP, CHIEF FINANCIAL OFFICER	XExercise of In-Money	−121 sh	—	—	0
2023-03-09	PACWEST BANCORPSold Put Option (obligation to buy)S Sale	EVP, CHIEF FINANCIAL OFFICER	SSale	−125 sh	$1.23	−$153.75	125
2023-02-08	PACWEST BANCORPA Award	EVP, CHIEF FINANCIAL OFFICER	AAward	+11.4K sh	—	—	30,896
2022-11-28	PACWEST BANCORPA Award	EVP, CHIEF FINANCIAL OFFICER	AAward	+19.5K sh	—	—	19,519
2022-11-08	First Foundation Inc.Restricted Stock UnitA Award	Chief Financial Officer	AAward	+68.5K sh	—	—	68,493
2022-06-08	First Foundation Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+1,000 sh	$22.00	+$22K	3,345
2022-06-08	First Foundation Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−345 sh	$22.00	−$7,590	3,000
2022-06-08	First Foundation Inc.Restricted Stock UnitM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−1,000 sh	$22.00	−$22K	1,000
2022-02-23	First Foundation Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+723 sh	—	—	2,595
2022-02-23	First Foundation Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−250 sh	$25.82	−$6,455	2,345
2022-02-23	First Foundation Inc.Restricted Stock UnitM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−723 sh	—	—	1,446
2022-02-22	First Foundation Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+1,226 sh	—	—	2,295
2022-02-22	First Foundation Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−423 sh	$26.36	−$11.2K	1,872
2022-02-22	First Foundation Inc.Restricted Stock UnitA Award	Chief Financial Officer	AAward	+3,680 sh	—	—	3,680
2022-02-22	First Foundation Inc.Restricted Stock UnitM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−1,226 sh	—	—	2,454
2021-06-08	First Foundation Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+1,000 sh	$25.16	+$25.2K	1,426
2021-06-08	First Foundation Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−357 sh	$25.16	−$8,982.12	1,069
2021-06-08	First Foundation Inc.Restricted Stock UnitM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−1,000 sh	$25.16	−$25.2K	2,000
2021-02-23	First Foundation Inc.M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+723 sh	—	—	723
2021-02-23	First Foundation Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−297 sh	$23.35	−$6,934.95	426
2021-02-23	First Foundation Inc.Restricted Stock UnitA Award	Chief Financial Officer	AAward	+2,169 sh	—	—	2,169
2020-06-08	First Foundation Inc.RSUA Award	Chief Financial Officer	AAward	+3,000 sh	—	—	3,000
2017-09-29	MSBIMidland States Bancorp, Inc.A Award	Chief Financial Officer	AAward	+352.758 sh	$30.17	+$10.6K	3,106.698
2017-09-29	MSBIMidland States Bancorp, Inc.A Award	Chief Financial Officer	AAward	+2.549 sh	$31.68	+$80.752	3,109.247
2017-06-30	MSBIMidland States Bancorp, Inc.A Award	Chief Financial Officer	AAward	+294.856 sh	$30.95	+$9,125.793	2,753.293
2017-06-30	MSBIMidland States Bancorp, Inc.A Award	Chief Financial Officer	AAward	+0.647 sh	$33.52	+$21.687	2,753.94
2017-03-31	MSBIMidland States Bancorp, Inc.A Award	Chief Financial Officer	AAward	+108.437 sh	$32.56	+$3,530.709	2,458.437
2016-11-16	MSBIMidland States Bancorp, Inc.A Award	Chief Financial Officer	AAward	+2,350 sh	—	—	2,350
2016-11-16	MSBIMidland States Bancorp, Inc. · Option (right to buy)A Award	Chief Financial Officer	AAward	+5,556 sh	—	—	5,556

Recent filings

Accepted (ET)
Jul 234
Thompson Kevin L0001437749-26-024315
SEC(opens sec.gov)
Jul 14
Thompson Kevin L0001437749-26-022326
SEC(opens sec.gov)
Feb 44
Thompson Kevin L0000920112-25-000054
SEC(opens sec.gov)
Aug 144/A
Thompson Kevin L0000920112-24-000178
SEC(opens sec.gov)
Jul 14
Thompson Kevin L0000920112-24-000152
SEC(opens sec.gov)
Mar 204
Thompson Kevin L0000920112-24-000050
SEC(opens sec.gov)
Nov 304
Thompson Kevin L0001415889-23-015668
SEC(opens sec.gov)
Mar 294
Thompson Kevin L0001415889-23-005590
SEC(opens sec.gov)
Mar 134
Thompson Kevin L0001415889-23-004819
SEC(opens sec.gov)
Feb 104
Thompson Kevin L0001415889-23-002279
SEC(opens sec.gov)
Nov 304
Thompson Kevin L0001415889-22-011853
SEC(opens sec.gov)
Nov 164
Thompson Kevin L0001593968-22-001603
SEC(opens sec.gov)
Jun 84
Thompson Kevin L0001593968-22-001086
SEC(opens sec.gov)

Companies

Address

C/O BAYCOM CORP 500 YGNACIO VALLEY ROAD, SUITE 200

WALNUT CREEK, CA, 94596