Insider · CIK 0001707186

O'CONNELL DON

Reports to the SEC for 1 company · MORRISVILLE, NC

sec.gov

Transactions

Companies

Filings

CIK

0001707186

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2025-08-21	CHARLES & COLVARD LTDRestricted Stock AwardA Award	Director, President & CEO	AAward	+240K sh	—	—	240,000
2024-03-05	CHARLES & COLVARD LTDP Purchase	Director, President & CEO	PPurchase	+15K sh	$0.37	+$5,550	255,986
2024-03-01	CHARLES & COLVARD LTDP Purchase	Director, President & CEO	PPurchase	+13.4K sh	$0.36	+$4,806	464,464
2024-02-22	CHARLES & COLVARD LTDP Purchase	Director, President & CEO	PPurchase	+30K sh	$0.34	+$10.2K	240,986
2023-12-13	CHARLES & COLVARD LTDP Purchase	Director, President & CEO	PPurchase	+50K sh	$0.40	+$19.8K	210,986
2023-12-05	CHARLES & COLVARD LTDP Purchase	Director, President & CEO	PPurchase	+60K sh	$0.44	+$26.4K	160,986
2023-12-04	CHARLES & COLVARD LTDP Purchase	Director, President & CEO	PPurchase	+986 sh	$0.44	+$433.84	100,986
2023-11-21	CHARLES & COLVARD LTDP Purchase	Director, President & CEO	PPurchase	+38.9K sh	$0.39	+$15.2K	100,000
2023-11-20	CHARLES & COLVARD LTDP Purchase	Director, President & CEO	PPurchase	+61.1K sh	$0.39	+$23.8K	61,087
2023-11-14	CHARLES & COLVARD LTDStock Option (Right to Buy)A Award	Director, President & CEO	AAward	+100K sh	—	—	100,000
2023-11-14	CHARLES & COLVARD LTDStock Option (Right to Buy)A Award	Director, President & CEO	AAward	+150K sh	—	—	150,000
2023-10-13	CHARLES & COLVARD LTDD Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−97.5K sh	—	—	451,114
2022-11-07	CHARLES & COLVARD LTDA Award	Director, President & CEO	AAward	+97.5K sh	—	—	548,614
2022-11-07	CHARLES & COLVARD LTDPhantom StockA Award	Director, President & CEO	AAward	+52.5K sh	—	—	52,500
2022-09-05	CHARLES & COLVARD LTDD Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−24.4K sh	—	—	451,114
2022-09-05	CHARLES & COLVARD LTDM Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+39.4K sh	—	—	490,489
2022-09-05	CHARLES & COLVARD LTDD Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−39.4K sh	$1.35	−$53.2K	451,114
2022-09-05	CHARLES & COLVARD LTDPhantom StockM Exercise/Conversion	Director, President & CEO	MExercise/Conversion	−39.4K sh	—	—	0
2022-02-23	CHARLES & COLVARD LTDP Purchase	Director, President & CEO	PPurchase	+5,000 sh	$1.80	+$8,996	475,489
2022-02-22	CHARLES & COLVARD LTDP Purchase	Director, President & CEO	PPurchase	+5,000 sh	$1.84	+$9,200	470,489
2021-09-15	CHARLES & COLVARD LTDA Award	Director, President & CEO	AAward	+97.5K sh	—	—	465,489
2021-09-15	CHARLES & COLVARD LTDPhantom StockA Award	Director, President & CEO	AAward	+52.5K sh	—	—	52,500
2021-09-13	CHARLES & COLVARD LTDA Award	Director, President & CEO	AAward	+17.5K sh	—	—	367,989
2021-08-13	CHARLES & COLVARD LTDA Award	Director, President & CEO	AAward	+25.4K sh	—	—	350,489
2020-12-07	CHARLES & COLVARD LTDP Purchase	Director, President & CEO	PPurchase	+2,000 sh	$1.22	+$2,440	325,139
2020-11-25	CHARLES & COLVARD LTDP Purchase	Director, President & CEO	PPurchase	+2,586 sh	$1.24	+$3,206.64	323,139
2020-11-13	CHARLES & COLVARD LTDP Purchase	Director, President & CEO	PPurchase	+2,500 sh	$1.03	+$2,575	320,553
2020-11-12	CHARLES & COLVARD LTDP Purchase	Director, President & CEO	PPurchase	+2,500 sh	$1.01	+$2,537.5	318,053
2020-09-15	CHARLES & COLVARD LTDP Purchase	Director, President & CEO	PPurchase	+50K sh	$0.78	+$38.8K	315,553
2020-07-31	CHARLES & COLVARD LTDD Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−65K sh	—	—	168,053
2020-07-31	CHARLES & COLVARD LTDA Award	Director, President & CEO	AAward	+97.5K sh	—	—	265,553
2020-06-01	CHARLES & COLVARD LTDStock Option (Right to Buy)A Award	Director, President & CEO	AAward	+350K sh	—	—	350,000
2019-08-27	CHARLES & COLVARD LTDD Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−367 sh	—	—	233,053
2019-07-09	CHARLES & COLVARD LTDA Award	Director, President & CEO	AAward	+65K sh	—	—	233,420
2019-06-14	CHARLES & COLVARD LTDP Purchase	Director, President & CEO	PPurchase	+100 sh	$1.51	+$151	163,552
2019-06-14	CHARLES & COLVARD LTDP Purchase	Director, President & CEO	PPurchase	+1,208 sh	$1.52	+$1,836.16	164,760
2019-06-14	CHARLES & COLVARD LTDP Purchase	Director, President & CEO	PPurchase	+3,660 sh	$1.53	+$5,599.8	168,420
2019-02-12	CHARLES & COLVARD LTDA Award	Director, President & CEO	AAward	+26.3K sh	—	—	163,452
2018-08-14	CHARLES & COLVARD LTDD Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−21.4K sh	—	—	137,202
2018-05-24	CHARLES & COLVARD LTDA Award	Director, President & CEO	AAward	+26.3K sh	—	—	158,596
2018-01-30	CHARLES & COLVARD LTDD Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−29K sh	—	—	106,096
2018-01-30	CHARLES & COLVARD LTDA Award	Director, President & CEO	AAward	+26.3K sh	—	—	132,346
2017-12-15	CHARLES & COLVARD LTDP Purchase	Director, President & CEO	PPurchase	+4,494 sh	$1.42	+$6,381.48	135,114
2017-11-16	CHARLES & COLVARD LTDP Purchase	Director, President & CEO	PPurchase	+2,500 sh	$1.07	+$2,669.75	130,620
2017-11-10	CHARLES & COLVARD LTDP Purchase	Director, President & CEO	PPurchase	+2,500 sh	$1.07	+$2,675	128,120
2017-11-07	CHARLES & COLVARD LTDP Purchase	Director, President & CEO	PPurchase	+5,000 sh	$1.05	+$5,250	125,620
2017-08-10	CHARLES & COLVARD LTDP Purchase	Director, President & CEO	PPurchase	+5,000 sh	$0.88	+$4,400	120,620
2017-06-08	CHARLES & COLVARD LTDP Purchase	Director, President & CEO	PPurchase	+2,000 sh	$0.91	+$1,820	102,620
2017-06-08	CHARLES & COLVARD LTDP Purchase	Director, President & CEO	PPurchase	+13K sh	$0.92	+$12K	115,620
2017-05-23	CHARLES & COLVARD LTDStock Option (right to buy)A Award	Director, President & CEO	AAward	+100K sh	—	—	100,000

Recent filings

Accepted (ET)
Aug 254
O'CONNELL DON0001104659-25-082699
SEC(opens sec.gov)
Mar 74
O'CONNELL DON0001104659-24-031905
SEC(opens sec.gov)
Mar 54
O'CONNELL DON0001104659-24-030799
SEC(opens sec.gov)
Feb 234
O'CONNELL DON0001104659-24-027032
SEC(opens sec.gov)
Dec 144
O'CONNELL DON0001104659-23-126053
SEC(opens sec.gov)
Dec 64
O'CONNELL DON0001104659-23-123970
SEC(opens sec.gov)
Nov 224
O'CONNELL DON0001104659-23-120578
SEC(opens sec.gov)
Nov 164
O'CONNELL DON0001104659-23-119193
SEC(opens sec.gov)
Oct 174
O'CONNELL DON0001104659-23-109643
SEC(opens sec.gov)
Nov 94
O'CONNELL DON0001104659-22-116586
SEC(opens sec.gov)
Sep 74
O'CONNELL DON0001104659-22-098299
SEC(opens sec.gov)
Feb 244
O'CONNELL DON0001104659-22-026602
SEC(opens sec.gov)

Companies

CHARLES & COLVARD LTDDirector, President & CEO

Address

170 SOUTHPORT DRIVE

MORRISVILLE, NC, 27560