Spence John Yogi

CIK 00017181333 companiesCHICAGO, IL

SEC Profile

Transactions

Companies

Filings

CIK

0001718133

Recent Transactions

50 trades

Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2024-12-19$6.50/sh+2,000→ 546,806.094 total
Purchase
XAI Madison Equity Premium Income Fund$MCN
Common Shares of Beneficial Ownership
2024-12-19$6.60/sh+500→ 2,500 total
Purchase
XAI Madison Equity Premium Income Fund$MCN
Common Shares of Beneficial Ownership
2024-12-19$6.63/sh+2,000→ 2,000 total
Other
AirJoule Technologies Corp.$AIRJ
Private Placement Warrants
2024-10-17+584,470→ 584,470 total
Other
AirJoule Technologies Corp.$AIRJ
Class A Common Stock
2024-10-17−3,481,337→ 0 total
Other
AirJoule Technologies Corp.$AIRJ
Class A Common Stock
2024-10-17+153,626→ 153,626 total
Other
AirJoule Technologies Corp.$AIRJ
Class A Common Stock
2024-10-17+746,694→ 814,242 total
Other
AirJoule Technologies Corp.$AIRJ
Private Placement Warrants
2024-10-17+120,250→ 120,250 total
Other
AirJoule Technologies Corp.$AIRJ
Private Placement Warrants
2024-10-17−2,725,000→ 0 total
Purchase
AirJoule Technologies Corp.$AIRJ
Class A Common Stock
2024-09-19$8.50/sh+5,882→ 67,548 total
Purchase
AirJoule Technologies Corp.$AIRJ
Class A Common Stock
2024-09-18$8.50/sh+11,765→ 61,666 total
Other
AirJoule Technologies Corp.$AIRJ
Class A Common Stock
2024-09-16−6,827,969→ 0 total
Other
AirJoule Technologies Corp.$AIRJ
Warrants
2024-09-16−8,900,000→ 0 total
Other
AirJoule Technologies Corp.$AIRJ
Class A Common Stock
2024-07-24−162,059→ 0 total
Gift
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2024-05-21−6,000→ 531,763.098 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2024-05-10$7.13/sh+3,450→ 27,400.74 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2024-05-09$7.13/sh+3,417→ 23,950.74 total
Exercise/Conversion
AirJoule Technologies Corp.$AIRJ
Class A Common Stock
2024-03-14+6,827,969→ 6,827,969 total
Disposition to Issuer
AirJoule Technologies Corp.$AIRJ
Class B Common Stock
2024-03-14−269,531→ 6,827,969 total
Award
AirJoule Technologies Corp.$AIRJ
Class A Common Stock
2024-03-14+162,059→ 162,059 total
Exercise/Conversion
AirJoule Technologies Corp.$AIRJ
Class B Common Stock
2024-03-14−6,827,969→ 0 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2023-12-12$7.05/sh+825→ 19,326.57 total
Other
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2023-12-11−5,409→ 18,501.57 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2023-12-05$6.89/sh+6,000→ 23,683.85 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2023-11-13$7.08/sh+289→ 17,683.85 total
Gift
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2023-07-24−4,000→ 520,284.58 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-12-22$6.33/sh+500→ 515,996.797 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-11$6.67/sh+3,050→ 15,050 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-10$6.63/sh+891→ 10,891 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-10$6.65/sh+355→ 12,000 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-10$6.64/sh+754→ 11,645 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-09$6.56/sh+918→ 10,000 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-09$6.56/sh+918→ 10,000 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-09$6.53/sh+1,082→ 9,082 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-09$6.53/sh+1,082→ 9,082 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-08$6.49/sh+2,100→ 6,200 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-08$6.50/sh+1,800→ 8,000 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-08$6.38/sh+100→ 4,100 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-08$6.49/sh+2,100→ 6,200 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-08$6.50/sh+1,800→ 8,000 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-08$6.38/sh+100→ 4,100 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-04$6.39/sh+3,588→ 4,000 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-04$6.39/sh+3,588→ 4,000 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-03$6.35/sh+412→ 412 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-11-03$6.35/sh+412→ 412 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-09-23$6.24/sh+1,000→ 512,279.542 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-09-23$6.23/sh+2,000→ 514,279.542 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-09-02+0→ 557.512 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-09-02$7.00/sh+1,000→ 510,718.561 total
Purchase
XAI Octagon Floating Rate & Alternative Income Trust$XFLT
Common Shares of Beneficial Ownership
2022-09-02$6.97/sh+1,000→ 509,718.561 total

Companies

Recent Filings

Address

321 N. CLARK STREET

CHICAGO, IL, 60054

View on SEC.gov