Insider · CIK 0001739394

Hattem Dave S.

Reports to the SEC for 1 company · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001739394

Forms 4 and 5

Insider transactions

46 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-03-15	EQHEquitable Holdings, Inc.S Sale	SEVP & Chief Legal Officer	SSale	−3,000 sh	$32.27	−$96.8K	63,254.68
2021-03-11	EQHEquitable Holdings, Inc.A Award	SEVP & Chief Legal Officer	AAward	+141.71 sh	—	—	73,154.68
2021-03-11	EQHEquitable Holdings, Inc.S Sale	SEVP & Chief Legal Officer	SSale	−6,900 sh	$31.82	−$220K	66,254.68
2021-03-11	EQHEquitable Holdings, Inc. · Performance Restricted Stock UnitsA Award	SEVP & Chief Legal Officer	AAward	+212.6 sh	—	—	39,980.45
2021-03-01	EQHEquitable Holdings, Inc.F Tax Payment	SEVP & Chief Legal Officer	FTax Payment	−2,102.56 sh	$30.26	−$63.6K	54,143.97
2021-03-01	EQHEquitable Holdings, Inc.A Award	SEVP & Chief Legal Officer	AAward	+40.3K sh	—	—	94,482.81
2021-03-01	EQHEquitable Holdings, Inc.F Tax Payment	SEVP & Chief Legal Officer	FTax Payment	−21.5K sh	$30.26	−$650K	73,012.97
2021-02-26	EQHEquitable Holdings, Inc.F Tax Payment	SEVP & Chief Legal Officer	FTax Payment	−1,974.11 sh	$29.57	−$58.4K	56,246.53
2021-02-17	EQHEquitable Holdings, Inc.A Award	SEVP & Chief Legal Officer	AAward	+14.4K sh	—	—	58,220.64
2021-02-14	EQHEquitable Holdings, Inc.F Tax Payment	SEVP & Chief Legal Officer	FTax Payment	−1,693.82 sh	$27.35	−$46.3K	43,867.64
2020-12-01	EQHEquitable Holdings, Inc.A Award	SEVP & Chief Legal Officer	AAward	+158.39 sh	—	—	45,561.46
2020-12-01	EQHEquitable Holdings, Inc. · Performance Restricted Stock UnitsA Award	SEVP & Chief Legal Officer	AAward	+254.73 sh	—	—	39,767.85
2020-11-06	EQHEquitable Holdings, Inc.S Sale	SEVP & Chief Legal Officer	SSale	−7,000 sh	$22.75	−$159K	45,403.07
2020-08-18	EQHEquitable Holdings, Inc.A Award	SEVP & Chief Legal Officer	AAward	+197.11 sh	—	—	52,403.07
2020-08-18	EQHEquitable Holdings, Inc. · Performance Restricted Stock UnitsA Award	SEVP & Chief Legal Officer	AAward	+317 sh	—	—	39,513.12
2020-06-09	EQHEquitable Holdings, Inc.A Award	SEVP & Chief Legal Officer	AAward	+185.88 sh	—	—	52,205.96
2020-06-09	EQHEquitable Holdings, Inc. · Performance Restricted Stock UnitsA Award	SEVP & Chief Legal Officer	AAward	+298.94 sh	—	—	39,196.12
2020-05-10	EQHEquitable Holdings, Inc.F Tax Payment	SEVP & Chief Legal Officer	FTax Payment	−5,175.29 sh	$17.85	−$92.4K	52,020.08
2020-03-16	EQHEquitable Holdings, Inc.A Award	SEVP & Chief Legal Officer	AAward	+379.59 sh	—	—	57,195.37
2020-03-16	EQHEquitable Holdings, Inc. · Performance Restricted Stock UnitsA Award	SEVP & Chief Legal Officer	AAward	+435.42 sh	—	—	38,897.18
2020-03-12	EQHEquitable Holdings, Inc.P Purchase	SEVP & Chief Legal Officer	PPurchase	+3,000 sh	$13.65	+$40.9K	56,815.78
2020-03-01	EQHEquitable Holdings, Inc.F Tax Payment	SEVP & Chief Legal Officer	FTax Payment	−2,032.87 sh	$21.40	−$43.5K	53,815.78
2020-02-26	EQHEquitable Holdings, Inc.A Award	SEVP & Chief Legal Officer	AAward	+10.8K sh	—	—	55,848.65
2020-02-26	EQHEquitable Holdings, Inc. · Employee Stock Option (right to buy)A Award	SEVP & Chief Legal Officer	AAward	+57.2K sh	—	—	176,885
2020-02-14	EQHEquitable Holdings, Inc.F Tax Payment	SEVP & Chief Legal Officer	FTax Payment	−1,786.74 sh	$26.89	−$48K	45,062.65
2019-11-25	EQHEquitable Holdings, Inc.A Award	SEVP & Chief Legal Officer	AAward	+189.59 sh	—	—	46,849.39
2019-11-25	EQHEquitable Holdings, Inc. · Performance Restricted Stock UnitsA Award	SEVP & Chief Legal Officer	AAward	+232.91 sh	—	—	38,461.76
2019-08-29	EQHEquitable Holdings, Inc.A Award	SEVP & Chief Legal Officer	AAward	+224.84 sh	—	—	46,659.8
2019-08-29	EQHEquitable Holdings, Inc. · Performance Restricted Stock UnitsA Award	SEVP & Chief Legal Officer	AAward	+276.22 sh	—	—	38,228.85
2019-06-11	EQHEquitable Holdings, Inc.A Award	SEVP & Chief Legal Officer	AAward	+215.53 sh	—	—	46,434.96
2019-06-11	EQHEquitable Holdings, Inc. · Performance Restricted Stock UnitsA Award	SEVP & Chief Legal Officer	AAward	+264.79 sh	—	—	37,952.63
2019-05-10	EQHEquitable Holdings, Inc.F Tax Payment	SEVP & Chief Legal Officer	FTax Payment	−5,014.96 sh	$22.20	−$111K	46,219.43
2019-03-15	EQHEquitable Holdings, Inc.A Award	SEVP & Chief Legal Officer	AAward	+249.54 sh	—	—	51,234.39
2019-03-15	EQHEquitable Holdings, Inc. · Performance Restricted Stock UnitsA Award	SEVP & Chief Legal Officer	AAward	+234.53 sh	—	—	37,687.84
2019-03-01	EQHEquitable Holdings, Inc.F Tax Payment	SEVP & Chief Legal Officer	FTax Payment	−1,458.1 sh	$20.20	−$29.5K	50,984.85
2019-02-14	EQHEquitable Holdings, Inc.A Award	SEVP & Chief Legal Officer	AAward	+13.3K sh	—	—	61,873
2019-02-14	EQHEquitable Holdings, Inc. · Employee Stock Option (right to buy)A Award	SEVP & Chief Legal Officer	AAward	+65.4K sh	—	—	119,676
2018-12-03	EQHEquitable Holdings, Inc.A Award	SEVP & Chief Legal Officer	AAward	+198.19 sh	—	—	52,442.94
2018-12-03	EQHEquitable Holdings, Inc. · Performance Restricted Stock UnitsA Award	SEVP & Chief Legal Officer	AAward	+244.18 sh	—	—	37,453.31
2018-11-14	EQHEquitable Holdings, Inc.F Tax Payment	SEVP & Chief Legal Officer	FTax Payment	−9,902.57 sh	$20.90	−$207K	52,244.75
2018-08-30	EQHEquitable Holdings, Inc.A Award	SEVP & Chief Legal Officer	AAward	+274.31 sh	—	—	62,147.31
2018-08-30	EQHEquitable Holdings, Inc. · Performance Restricted Stock UnitsA Award	SEVP & Chief Legal Officer	AAward	+209.13 sh	—	—	37,209.13
2018-06-11	EQHEquitable Holdings, Inc. · Employee Stock Option (right to buyA Award	SEVP & Chief Legal Officer	AAward	+54.2K sh	—	—	54,230
2018-05-17	EQHEquitable Holdings, Inc.A Award	SEVP & Chief Legal Officer	AAward	+11.5K sh	—	—	48,532
2018-05-09	EQHEquitable Holdings, Inc.A Award	SEVP & Chief Legal Officer	AAward	+37K sh	—	—	37,000
2018-05-09	EQHEquitable Holdings, Inc. · Performance Restricted Stock UnitsA Award	SEVP & Chief Legal Officer	AAward	+37K sh	—	—	37,000

Recent filings

Accepted (ET)
Mar 164
Hattem Dave S.0001209191-21-020683
SEC(opens sec.gov)
Mar 124
Hattem Dave S.0001209191-21-020172
SEC(opens sec.gov)
Mar 24
Hattem Dave S.0001209191-21-015816
SEC(opens sec.gov)
Feb 194
Hattem Dave S.0001209191-21-012310
SEC(opens sec.gov)
Feb 174
Hattem Dave S.0001209191-21-011233
SEC(opens sec.gov)
Dec 34
Hattem Dave S.0001209191-20-061374
SEC(opens sec.gov)
Nov 94
Hattem Dave S.0001209191-20-057386
SEC(opens sec.gov)
Aug 194
Hattem Dave S.0001209191-20-047478
SEC(opens sec.gov)
Jun 104
Hattem Dave S.0001209191-20-035585
SEC(opens sec.gov)
May 114
Hattem Dave S.0001209191-20-028237
SEC(opens sec.gov)
Mar 184
Hattem Dave S.0001209191-20-020005
SEC(opens sec.gov)

Companies

Equitable Holdings, Inc.SEVP & Chief Legal OfficerEQH

Address

C/O AXA EQUITABLE HOLDINGS, INC. 1290 AVENUE OF THE AMERICAS

NEW YORK, NY, 10104