Insider · CIK 0001770670

Davis Keri

Reports to the SEC for 2 companies · PALM BEACH GARDENS, FL

sec.gov

Transactions

Companies

Filings

CIK

0001770670

Forms 4 and 5

Insider transactions

36 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-09-21	GEGGreat Elm Group, Inc.A Award	Chief Financial Officer	AAward	+20.1K sh	—	—	63,488
2026-09-21	GEGGreat Elm Group, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−7,642 sh	$2.15	−$16.4K	55,846
2026-09-21	GEGGreat Elm Group, Inc. · Stock Options (right to buy)A Award	Chief Financial Officer	AAward	+20K sh	—	—	20,000
2026-09-21	GECCGreat Elm Capital Corp.A Award	CFO	AAward	+7,646 sh	—	—	29,539
2026-09-21	GECCGreat Elm Capital Corp.A Award	CFO	AAward	+1,372 sh	—	—	30,911
2026-09-21	GECCGreat Elm Capital Corp.F Tax Payment	CFO	FTax Payment	−2,972 sh	$5.37	−$16K	27,939
2025-09-23	GECCGreat Elm Capital Corp.F Tax Payment	CFO	FTax Payment	−2,725 sh	$11.43	−$31.1K	21,893
2025-09-23	GEGGreat Elm Group, Inc.F Tax Payment	Chief Financial Officer	FTax Payment	−5,418 sh	$2.80	−$15.2K	43,436
2025-09-19	GECCGreat Elm Capital Corp.A Award	CFO	AAward	+3,820 sh	—	—	23,212
2025-09-19	GECCGreat Elm Capital Corp.A Award	CFO	AAward	+1,406 sh	—	—	24,618
2025-09-19	GEGGreat Elm Group, Inc.A Award	Chief Financial Officer	AAward	+9,191 sh	—	—	48,854
2024-09-24	GECCGreat Elm Capital Corp.J Other	CFO	JOther	+213 sh	—	—	19,392
2024-09-24	GECCGreat Elm Capital Corp.J Other	CFO	JOther	+781 sh	—	—	19,313
2024-09-20	GECCGreat Elm Capital Corp.J Other	CFO	JOther	+647 sh	—	—	19,179
2024-09-20	GECCGreat Elm Capital Corp.J Other	CFO	JOther	+3,717 sh	—	—	18,532
2024-09-20	GEGGreat Elm Group, Inc.A Award	Chief Financial Officer	AAward	+27.3K sh	—	—	39,663
2023-09-25	GEGGreat Elm Group, Inc.A Award	Chief Financial Officer	AAward	+12.3K sh	—	—	12,319
2023-09-20	GECCGreat Elm Capital Corp.J Other	CFO	JOther	+5,585 sh	—	—	14,619
2023-09-20	GECCGreat Elm Capital Corp.J Other	CFO	JOther	+196 sh	—	—	14,815
2022-09-24	GECCGreat Elm Capital Corp.J Other	CFO	JOther	+23 sh	—	—	9,034
2022-09-20	GECCGreat Elm Capital Corp.J Other	CFO	JOther	+5,894 sh	—	—	9,011
2021-09-24	GECCGreat Elm Capital Corp.J Other	CFO	JOther	+5,147 sh	—	—	18,699.068
2021-02-05	GECCGreat Elm Capital Corp.A Award	CFO	AAward	+11.3K sh	—	—	13,552.068
2021-01-21	GECCGreat Elm Capital Corp.A Award	CFO	AAward	+51.887 sh	—	—	2,298.068
2020-12-21	GECCGreat Elm Capital Corp.A Award	CFO	AAward	+47.574 sh	—	—	2,246.181
2020-11-20	GECCGreat Elm Capital Corp.A Award	CFO	AAward	+66.224 sh	—	—	2,198.606
2020-10-21	GECCGreat Elm Capital Corp.A Award	CFO	AAward	+18.291 sh	—	—	2,132.383
2020-10-01	GECCGreat Elm Capital Corp.J Other	CFO	JOther	+800 sh	$2.95	+$2,360	2,114.091
2020-09-28	GECCGreat Elm Capital Corp.X Exercise of In-Money	CFO	XExercise of In-Money	+651 sh	$2.95	+$1,920.45	1,314.091
2020-09-28	GECCGreat Elm Capital Corp. · Subscription RightsX Exercise of In-Money	CFO	XExercise of In-Money	−651 sh	—	—	0
2020-09-21	GECCGreat Elm Capital Corp.A Award	CFO	AAward	+12.085 sh	—	—	663.091
2020-08-21	GECCGreat Elm Capital Corp.A Award	CFO	AAward	+11.567 sh	—	—	651.007
2020-07-15	GECCGreat Elm Capital Corp.A Award	CFO	AAward	+12.379 sh	—	—	639.44
2020-06-15	GECCGreat Elm Capital Corp.A Award	CFO	AAward	+11.859 sh	—	—	627.061
2020-05-15	GECCGreat Elm Capital Corp.A Award	CFO	AAward	+15.202 sh	—	—	615.202
2019-11-20	GECCGreat Elm Capital Corp.P Purchase	CFO	PPurchase	+600 sh	$7.94	+$4,764	600

Recent filings

Accepted (ET)
Sep 234
Davis Keri0000950103-26-014392
SEC(opens sec.gov)
Sep 234
Davis Keri0000950103-26-014393
SEC(opens sec.gov)
Sep 234
Davis Keri0000950103-25-012105
SEC(opens sec.gov)
Sep 234
Davis Keri0000950103-25-012106
SEC(opens sec.gov)
Sep 274/A
Davis Keri0001140361-24-042239
SEC(opens sec.gov)
Sep 244
Davis Keri0001140361-24-041808
SEC(opens sec.gov)
Sep 244
Davis Keri0001140361-24-041810
SEC(opens sec.gov)
Sep 274
Davis Keri0001140361-23-045532
SEC(opens sec.gov)
Sep 224
Davis Keri0001140361-23-045003
SEC(opens sec.gov)
Mar 314
Davis Keri0001140361-23-015504
SEC(opens sec.gov)

Companies

Address

C/O GREAT ELM CAPITAL CORP. 3801 PGA BOULEVARD, SUITE 603

PALM BEACH GARDENS, FL, 33410