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Insider · CIK 0001872151

Karanth Mahesh

Reports to the SEC for 1 company · PASADENA, CA

Transactions

16

Companies

1

Filings

5

CIK

0001872151

Forms 4 and 5

Insider transactions

16 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-03-15	Rockley Photonics Holdings LtdS Sale	Chief Financial Officer	SSale	−8,261 sh	$3.90	−$32.2K	174,355
2022-02-11	Rockley Photonics Holdings LtdF Tax Payment	Chief Financial Officer	FTax Payment	−5,063 sh	$3.90	−$19.7K	16,005
2022-02-11	Rockley Photonics Holdings LtdRestricted Stock UnitM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−8,840 sh	—	—	123,763
2022-02-11	Rockley Photonics Holdings LtdRestricted Stock UnitM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−3,090 sh	—	—	43,255
2022-02-11	Rockley Photonics Holdings LtdF Tax Payment	Chief Financial Officer	FTax Payment	−1,599 sh	$3.90	−$6,236.1	17,496
2022-02-11	Rockley Photonics Holdings LtdM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+8,840 sh	—	—	21,068
2022-02-11	Rockley Photonics Holdings LtdM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+3,090 sh	—	—	19,095
2021-12-13	Rockley Photonics Holdings LtdA Award	Chief Financial Officer	AAward	+49.4K sh	—	—	49,434
2021-11-11	Rockley Photonics Holdings LtdRestricted Stock UnitM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−8,840 sh	—	—	132,603
2021-11-11	Rockley Photonics Holdings LtdF Tax Payment	Chief Financial Officer	FTax Payment	−3,622 sh	$3.87	−$14K	10,738
2021-11-11	Rockley Photonics Holdings LtdM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+3,089 sh	—	—	13,827
2021-11-11	Rockley Photonics Holdings LtdF Tax Payment	Chief Financial Officer	FTax Payment	−1,599 sh	$3.90	−$6,236.1	12,228
2021-11-11	Rockley Photonics Holdings LtdM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+8,840 sh	—	—	14,360
2021-11-11	Rockley Photonics Holdings LtdRestricted Stock UnitM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−3,089 sh	—	—	46,345
2021-10-25	Rockley Photonics Holdings LtdRestricted Stock UnitA Award	Chief Financial Officer	AAward	+141K sh	$7.07	+$1M	141,443
2021-08-11	Rockley Photonics Holdings LtdStock Option (right to buy)A Award	Chief Financial Officer	AAward	+230K sh	—	—	230,231

Recent filings

5

Accepted (ET)
Jul 84/A
Karanth Mahesh0001872151-22-000002
SEC(opens sec.gov)
Mar 174
Karanth Mahesh0001852117-22-000094
SEC(opens sec.gov)
Dec 154
Karanth Mahesh0001852117-21-000064
SEC(opens sec.gov)
Oct 274
Karanth Mahesh0001852117-21-000047
SEC(opens sec.gov)
Aug 134
Karanth Mahesh0001852117-21-000010
SEC(opens sec.gov)

Companies

1

Rockley Photonics Holdings LtdChief Financial Officer

Address

234 E COLORADO BLVD. #600

PASADENA, CA, 91101